RIA
DMO

Regal Investment Advisors’s Western Asset Mortgage Opportunity Fund DMO Stock Holding History

Regal Investment Advisors’s Portfolio DMO Stock Details DMO Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2024
Q3 		– Sell
-16,842
Closed -$201K – 519
2024
Q2 		$201K Sell
16,842
-8,585
-34% -$100K 0.01% 550
2024
Q1 		$298K Sell
25,427
-6,065
-19% -$69K 0.02% 461
2023
Q4 		$352K Hold
31,492
– – 0.03% 389
2023
Q3 		$337K Sell
31,492
-1,588
-5% -$17.3K 0.03% 367
2023
Q2 		$350K Hold
33,080
– – 0.03% 364
2023
Q1 		$346K Sell
33,080
-1,488
-4% -$16.3K 0.03% 357
2022
Q4 		$372K Sell
34,568
-912
-3% -$9.91K 0.04% 336
2022
Q3 		$394K Sell
35,480
-1,148
-3% -$13.7K 0.04% 308
2022
Q2 		$428K Sell
36,628
-5,330
-13% -$65.3K 0.04% 307
2022
Q1 		$561K Buy
41,958
+53
+0.1% +$760 0.05% 292
2021
Q4 		$637K Buy
41,905
+97
+0.2% +$1.53K 0.06% 300
2021
Q3 		$646K Buy
41,808
+71
+0.2% +$1.12K 0.06% 299
2021
Q2 		$651K Buy
+41,737
New +$630K 0.07% 293
2021
Q1 		– Sell
-41,617
Closed -$590K – 111
2020
Q4 		$590K Buy
+41,617
New +$569K 0.07% 259
2020
Q3 		– Sell
-30,674
Closed -$450K – 43
2020
Q2 		$450K Buy
+30,674
New +$405K 0.08% 188
2020
Q1 		– Sell
-20,486
Closed -$416K – 82
2019
Q4 		$416K Buy
20,486
+5,196
+34% +$110K 0.07% 220
2019
Q3 		$333K Buy
15,290
+2,168
+17% +$46.9K 0.07% 236
2019
Q2 		$280K Buy
+13,122
New +$276K 0.05% 257

Other funds holding DMO

Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return
GC
Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return
Envestnet Asset Management
Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return
CPRC
Consolidated Portfolio Review Corp Woodbury, New York $1.2B AUM 13.59% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
TJHA
Thomas J. Herzfeld Advisors Miami Beach, Florida $294M AUM 2.62% 1-Year Est. Return
MML Investors Services
MML Investors Services Springfield, Massachusetts $36.1B AUM 19.68% 1-Year Est. Return
Baird Financial Group
Baird Financial Group Milwaukee, Wisconsin $64B AUM 22.64% 1-Year Est. Return
RP
Riverbridge Partners Minneapolis, Minnesota $3.58B AUM 4.02% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Regal Investment Advisors's DMO Position: Q3 2024 in Review

Regal Investment Advisors sold out of Western Asset Mortgage Opportunity Fund (DMO) in Q3 2024, closing a stake of 16,842 shares — an estimated $201K sold.

Regal Investment Advisors first reported a position in DMO in Q2 2019 and held it in 18 quarters. The position peaked at $651K in Q2 2021. 45 funds tracked by Wall St. Rank hold DMO as of Q3 2024.

  • Regal Investment Advisors reported no remaining Western Asset Mortgage Opportunity Fund position as of Q3 2024 after selling out during the quarter.
  • Regal Investment Advisors sold 16,842 Western Asset Mortgage Opportunity Fund shares in Q3 2024, an estimated $201K.
  • Regal Investment Advisors first reported a position in Western Asset Mortgage Opportunity Fund in Q2 2019 and held it in 18 quarters.
  • Regal Investment Advisors's Western Asset Mortgage Opportunity Fund position peaked at $651K in Q2 2021.
  • 45 funds tracked by Wall St. Rank held Western Asset Mortgage Opportunity Fund as of Q3 2024.

Based on Regal Investment Advisors's 13F filing for Q3 2024, filed 12 Nov 2024.