DMO

Western Asset Mortgage Opportunity Fund
DMO

Overview Fund Activity

44 hedge funds and large institutions have $43.5M invested in Western Asset Mortgage Opportunity Fund in 2021 Q4 according to their latest regulatory filings, with 6 funds opening new positions, 16 increasing their positions, 12 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
44
Holders Change
+1
Holders Change %
+2.33%
% of All Funds
0.68%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
6
Increased
16
Reduced
12
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
NA
NewEdge Advisors
Louisiana
$1.39M
2
GC
Guggenheim Capital
Illinois
$3.53M
3
IWC
Integrated Wealth Concepts
Massachusetts
$7.61M
4
Northwestern Mutual Wealth Management
Northwestern Mutual Wealth Management
Wisconsin
$662K
5
Envestnet Asset Management
Envestnet Asset Management
Illinois
$1.77M

Top Sellers

1
Mirae Asset Global Investments
Mirae Asset Global Investments
South Korea
$0
2
USCWA
U.S. Capital Wealth Advisors
Texas
$1.58M
3
CF
Centaurus Financial
California
$2.67M
4
BA
Bridgewater Advisors
New York
$0
5
KPWS
Kestra Private Wealth Services
Texas
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
IWC
1
Integrated Wealth Concepts
Massachusetts
$7.61M +$879K +57,820 +13%
SIA
2
Sit Investment Associates
Minnesota
$7.13M -$624 -41 -0%
GC
3
Guggenheim Capital
Illinois
$3.53M +$1.12M +73,573 +46%
CF
4
Centaurus Financial
California
$2.67M -$399K -26,248 -13%
Morgan Stanley
5
Morgan Stanley
New York
$2.58M -$54.8K -3,601 -2%
TJHA
6
Thomas J. Herzfeld Advisors
Florida
$2.16M +$99.4K +6,539 +5%
Envestnet Asset Management
7
Envestnet Asset Management
Illinois
$1.77M +$224K +14,717 +15%
CAN
8
Cetera Advisor Networks
California
$1.67M – – –
USCWA
9
U.S. Capital Wealth Advisors
Texas
$1.58M -$442K -29,046 -22%
MML Investors Services
10
MML Investors Services
Massachusetts
$1.44M +$2.01K +132 +0.1%
NA
11
NewEdge Advisors
Louisiana
$1.39M +$1.39M +91,385 New
PAS
12
Park Avenue Securities
New York
$1.18M +$83.4K +5,484 +8%
RJFSA
13
Raymond James Financial Services Advisors
Florida
$803K -$57.7K -3,792 -7%
Osaic Holdings
14
Osaic Holdings
Arizona
$674K +$14.7K +969 +2%
Northwestern Mutual Wealth Management
15
Northwestern Mutual Wealth Management
Wisconsin
$662K +$316K +20,764 +91%
RIA
16
Regal Investment Advisors
Michigan
$637K +$1.48K +97 +0.2%
FM
17
Family Management
New York
$628K -$4.87K -320 -0.8%
Rockefeller Capital Management
18
Rockefeller Capital Management
New York
$546K +$78K +5,137 +17%
QCIG
19
Quad-Cities Investment Group
Iowa
$514K +$45.2K +2,972 +10%
Commonwealth Equity Services
20
Commonwealth Equity Services
Massachusetts
$480K -$63.1K -4,156 -12%
Cambridge Investment Research Advisors
21
Cambridge Investment Research Advisors
Iowa
$462K +$145K +9,495 +46%
Royal Bank of Canada
22
Royal Bank of Canada
Ontario, Canada
$404K +$5.67K +373 +1%
UBS Group
23
UBS Group
Switzerland
$331K -$17.1K -1,121 -5%
RGC
24
Roberts, Glore & Co
Illinois
$282K – – –
Bank of America
25
Bank of America
North Carolina
$255K -$212K -13,937 -45%
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