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DMO

Western Asset Mortgage Opportunity Fund

44 hedge funds and large institutions have $43.5M invested in Western Asset Mortgage Opportunity Fund in 2021 Q4 according to their latest regulatory filings, with 6 funds opening new positions, 16 increasing their positions, 12 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

50% more first-time investments, than exits

New positions opened: 6 | Existing positions closed: 4

33% more repeat investments, than reductions

Existing positions increased: 16 | Existing positions reduced: 12

2% more funds holding

Funds holding: 4344 (+1)

2% more capital invested

Capital invested by funds: $42.8M → $43.5M (+$661K)

0.76% more ownership

Funds ownership: 24.47%25.24% (+0.76%)

Holders
44
Holders Change
+1
Holders Change %
+2.33%
% of All Funds
0.68%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
6
Increased
16
Reduced
12
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
IWC
1
Integrated Wealth Concepts
Massachusetts
$7.61M +$911K +57,820 +13%
SIA
2
Sit Investment Associates
Minnesota
$7.13M -$646 -41 -0%
GC
3
Guggenheim Capital
Illinois
$3.53M +$1.16M +73,573 +46%
CF
4
Centaurus Financial
California
$2.67M -$413K -26,248 -13%
Morgan Stanley
5
Morgan Stanley
New York
$2.58M -$56.7K -3,601 -2%
TJHA
6
Thomas J. Herzfeld Advisors
Florida
$2.16M +$103K +6,539 +5%
Envestnet Asset Management
7
Envestnet Asset Management
Illinois
$1.76M +$232K +14,717 +15%
CAN
8
Cetera Advisor Networks
California
$1.67M
USCWA
9
U.S. Capital Wealth Advisors
Texas
$1.58M -$458K -29,046 -22%
MML Investors Services
10
MML Investors Services
Massachusetts
$1.44M +$2.08K +132 +0.1%
NA
11
NewEdge Advisors
Louisiana
$1.39M +$1.44M +91,385 New
PAS
12
Park Avenue Securities
New York
$1.18M +$86.4K +5,484 +8%
RJFSA
13
Raymond James Financial Services Advisors
Florida
$803K -$59.7K -3,792 -7%
Osaic Holdings
14
Osaic Holdings
Arizona
$674K +$15.3K +969 +2%
Northwestern Mutual Wealth Management
15
Northwestern Mutual Wealth Management
Wisconsin
$662K +$327K +20,764 +91%
RIA
16
Regal Investment Advisors
Michigan
$637K +$1.53K +97 +0.2%
FM
17
Family Management
New York
$628K -$5.04K -320 -0.8%
Rockefeller Capital Management
18
Rockefeller Capital Management
New York
$546K +$80.9K +5,137 +17%
QCIG
19
Quad-Cities Investment Group
Iowa
$514K +$46.8K +2,972 +10%
Commonwealth Equity Services
20
Commonwealth Equity Services
Massachusetts
$480K -$65.5K -4,156 -12%
Cambridge Investment Research Advisors
21
Cambridge Investment Research Advisors
Iowa
$462K +$150K +9,495 +46%
Royal Bank of Canada
22
Royal Bank of Canada
Ontario, Canada
$404K +$5.88K +373 +1%
UBS Group
23
UBS Group
Switzerland
$331K -$17.7K -1,121 -5%
RGC
24
Roberts, Glore & Co
Illinois
$282K
Bank of America
25
Bank of America
North Carolina
$255K -$220K -13,937 -45%

DMO Hedge Fund Activity: Q4 2021 in Review

44 of the 6,499 institutional investors tracked by Wall St. Rank reported a position in Western Asset Mortgage Opportunity Fund (DMO) for Q4 2021, worth a combined $43.5M — up 1.5% from $42.8M a quarter earlier.

Buyers outnumbered sellers: 6 funds opened new DMO positions and 4 closed out — a net gain of 2 holders — while 16 added to existing stakes and 12 trimmed.

The largest buyer was NewEdge Advisors, opening a new position worth an estimated $1.44M. The largest seller was Mirae Asset Global Investments, exiting entirely with an estimated $521K sold.

  • 44 institutional investors held Western Asset Mortgage Opportunity Fund (DMO) as of Q4 2021, up from 43 in Q3 2021.
  • Funds reported $43.5M of Western Asset Mortgage Opportunity Fund stock for Q4 2021, up 1.5% quarter-over-quarter.
  • 6 funds opened new Western Asset Mortgage Opportunity Fund positions in Q4 2021 and 4 closed out, a net change of +2 holders.
  • The largest Western Asset Mortgage Opportunity Fund buyer in Q4 2021 was NewEdge Advisors, an estimated $1.44M added.
  • The largest Western Asset Mortgage Opportunity Fund seller in Q4 2021 was Mirae Asset Global Investments, an estimated $521K sold.

Based on aggregated 13F filings for Q4 2021.