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DMO

Western Asset Mortgage Opportunity Fund

27 hedge funds and large institutions have $29.5M invested in Western Asset Mortgage Opportunity Fund in 2015 Q4 according to their latest regulatory filings, with 8 funds opening new positions, 7 increasing their positions, 7 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

300% more first-time investments, than exits

New positions opened: 8 | Existing positions closed: 2

29% more funds holding

Funds holding: 2127 (+6)

20% more capital invested

Capital invested by funds: $24.7M → $29.5M (+$4.84M)

2.58% more ownership

Funds ownership: 9.51%12.09% (+2.6%)

0% more repeat investments, than reductions

Existing positions increased: 7 | Existing positions reduced: 7

Holders
27
Holders Change
+6
Holders Change %
+28.57%
% of All Funds
0.71%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
8
Increased
7
Reduced
7
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Bessemer Group
1
Bessemer Group
New Jersey
$6.03M +$2.39M +99,701 +64%
Morgan Stanley
2
Morgan Stanley
New York
$4.54M +$850K +35,479 +23%
Bank of America
3
Bank of America
North Carolina
$4.53M -$110K -4,587 -2%
LVP
4
Limestone Value Partners
Texas
$3.34M +$3.5M +145,910 New
HK
5
Horizon Kinetics
New York
$2.93M -$35.9K -1,498 -1%
Wells Fargo
6
Wells Fargo
California
$1.76M +$328K +13,682 +22%
Invesco
7
Invesco
Georgia
$1.26M +$46K +1,921 +4%
UBS Group
8
UBS Group
Switzerland
$1.26M -$110K -4,581 -8%
MFS
9
MSI Financial Services
Massachusetts
$790K +$579K +24,180 +258%
Janney Montgomery Scott
10
Janney Montgomery Scott
Pennsylvania
$712K -$8.26K -345 -1%
YMRC
11
Yorktown Management & Research Company
Virginia
$398K
Commonwealth Equity Services
12
Commonwealth Equity Services
Massachusetts
$367K +$48.3K +2,015 +15%
NL
13
NWAM LLC
Washington
$355K +$361K +15,074 New
GC
14
Guggenheim Capital
Illinois
$351K -$12.2K -511 -3%
IA
15
IFP Advisors
Florida
$254K +$258K +10,782 New
MBT
16
Montecito Bank & Trust
California
$200K +$203K +8,495 New
Citigroup
17
Citigroup
New York
$171K
Royal Bank of Canada
18
Royal Bank of Canada
Ontario, Canada
$112K -$881K -36,786 -89%
RPG
19
Risk Paradigm Group
Texas
$42.2K
GXMC
20
Global X Management Company
New York
$29K -$2.97K -124 -9%
PSUF
21
People's United Financial
Connecticut
$29K +$7.19K +300 +32%
AIG
22
American International Group
New York
$25K
LTFS
23
Ladenburg Thalmann Financial Services
Florida
$22K +$22.4K +935 New
NFG
24
Next Financial Group
Texas
$14K
WEC
25
Winslow Evans & Crocker
Massachusetts
$9.42K +$9.58K +400 New

DMO Hedge Fund Activity: Q4 2015 in Review

27 of the 3,813 institutional investors tracked by Wall St. Rank reported a position in Western Asset Mortgage Opportunity Fund (DMO) for Q4 2015, worth a combined $29.5M — up 20% from $24.7M a quarter earlier.

Buyers outnumbered sellers: 8 funds opened new DMO positions and 2 closed out — a net gain of 6 holders — while 7 added to existing stakes and 7 trimmed.

The largest buyer was Limestone Value Partners, opening a new position worth an estimated $3.5M. The largest seller was LPL Financial, exiting entirely with an estimated $1.06M sold.

  • 27 institutional investors held Western Asset Mortgage Opportunity Fund (DMO) as of Q4 2015, up from 21 in Q3 2015.
  • Funds reported $29.5M of Western Asset Mortgage Opportunity Fund stock for Q4 2015, up 20% quarter-over-quarter.
  • 8 funds opened new Western Asset Mortgage Opportunity Fund positions in Q4 2015 and 2 closed out, a net change of +6 holders.
  • The largest Western Asset Mortgage Opportunity Fund buyer in Q4 2015 was Limestone Value Partners, an estimated $3.5M added.
  • The largest Western Asset Mortgage Opportunity Fund seller in Q4 2015 was LPL Financial, an estimated $1.06M sold.

Based on aggregated 13F filings for Q4 2015.