DMO

Western Asset Mortgage Opportunity Fund
DMO

Overview Fund Activity

31 hedge funds and large institutions have $27.7M invested in Western Asset Mortgage Opportunity Fund in 2018 Q2 according to their latest regulatory filings, with 5 funds opening new positions, 15 increasing their positions, 6 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
31
Holders Change
+1
Holders Change %
+3.33%
% of All Funds
0.71%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
5
Increased
15
Reduced
6
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
CWM
Cornerstone Wealth Management
Missouri
+$3.38M
2
UBS Group
UBS Group
Switzerland
+$858K
3
DA
Doliver Advisors
Texas
+$454K
4
CF
Centaurus Financial
California
+$443K
5
MML Investors Services
MML Investors Services
Massachusetts
+$301K

Top Sellers

1
HK
Horizon Kinetics
New York
-$569K
2
Morgan Stanley
Morgan Stanley
New York
-$155K
3
AG
Advisor Group
Arizona
-$57.7K
4
PGWM
Parisi Gray Wealth Management
New Jersey
-$41.1K
5
Commonwealth Equity Services
Commonwealth Equity Services
Massachusetts
-$39.3K
Name Holding Trade Value Shares
Change 		Shares
Change %
Bank of America
1
Bank of America
North Carolina
$4.67M +$140K +6,081 +3%
CWM
2
Cornerstone Wealth Management
Missouri
$3.38M +$3.38M +77,082 New
MML Investors Services
3
MML Investors Services
Massachusetts
$3.11M +$301K +13,057 +11%
Morgan Stanley
4
Morgan Stanley
New York
$2.53M -$155K -6,735 -6%
Commonwealth Equity Services
5
Commonwealth Equity Services
Massachusetts
$2.45M -$39.3K -1,705 -2%
Cambridge Investment Research Advisors
6
Cambridge Investment Research Advisors
Iowa
$2.17M +$3.6K +156 +0.2%
UBS Group
7
UBS Group
Switzerland
$1.99M +$858K +37,245 +76%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$1.45M +$101K +4,372 +7%
LCM
9
Laurion Capital Management
New York
$870K +$112K +4,873 +15%
CF
10
Centaurus Financial
California
$855K +$443K +19,205 +107%
Bessemer Group
11
Bessemer Group
New Jersey
$541K – – –
AG
12
Advisor Group
Arizona
$504K -$57.7K -2,506 -10%
DA
13
Doliver Advisors
Texas
$454K +$454K +19,702 New
LPL Financial
14
LPL Financial
California
$427K +$223K +9,679 +109%
IA
15
IFP Advisors
Florida
$390K -$4.63K -201 -1%
QCIG
16
Quad-Cities Investment Group
Iowa
$365K +$31.7K +1,374 +10%
GXMC
17
Global X Management Company
New York
$350K +$18.6K +806 +6%
Janney Montgomery Scott
18
Janney Montgomery Scott
Pennsylvania
$320K +$58.8K +2,550 +22%
Susquehanna International Group
19
Susquehanna International Group
Pennsylvania
$283K +$283K +12,294 New
Wells Fargo
20
Wells Fargo
California
$282K -$29.7K -1,291 -10%
NMC
21
Nine Masts Capital
Hong Kong
$152K +$152K +6,600 New
GWM
22
Geneos Wealth Management
Colorado
$39K – – –
PGWM
23
Parisi Gray Wealth Management
New Jersey
$32K -$41.1K -1,800 -56%
JCM
24
Jacobi Capital Management
Pennsylvania
$28K +$9.62K +420 +52%
LTFS
25
Ladenburg Thalmann Financial Services
Florida
$26K – – –
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