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DMO

Western Asset Mortgage Opportunity Fund

31 hedge funds and large institutions have $27.7M invested in Western Asset Mortgage Opportunity Fund in 2018 Q2 according to their latest regulatory filings, with 5 funds opening new positions, 15 increasing their positions, 6 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

150% more repeat investments, than reductions

Existing positions increased: 15 | Existing positions reduced: 6

67% more first-time investments, than exits

New positions opened: 5 | Existing positions closed: 3

18% more capital invested

Capital invested by funds: $23.4M → $27.7M (+$4.31M)

3% more funds holding

Funds holding: 3031 (+1)

1.67% more ownership

Funds ownership: 9.17%10.84% (+1.7%)

Holders
31
Holders Change
+1
Holders Change %
+3.33%
% of All Funds
0.71%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
5
Increased
15
Reduced
6
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$4.67M +$149K +6,081 +3%
CWM
2
Cornerstone Wealth Management
Missouri
$3.38M +$1.89M +77,082 New
MML Investors Services
3
MML Investors Services
Massachusetts
$3.11M +$321K +13,057 +11%
Morgan Stanley
4
Morgan Stanley
New York
$2.53M -$165K -6,735 -6%
Commonwealth Equity Services
5
Commonwealth Equity Services
Massachusetts
$2.45M -$41.9K -1,705 -2%
Cambridge Investment Research Advisors
6
Cambridge Investment Research Advisors
Iowa
$2.17M +$3.83K +156 +0.2%
UBS Group
7
UBS Group
Switzerland
$1.99M +$915K +37,245 +76%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$1.45M +$107K +4,372 +7%
LCM
9
Laurion Capital Management
New York
$870K +$120K +4,873 +15%
CF
10
Centaurus Financial
California
$855K +$472K +19,205 +107%
Bessemer Group
11
Bessemer Group
New Jersey
$541K
AG
12
Advisor Group
Arizona
$504K -$61.6K -2,506 -10%
DA
13
Doliver Advisors
Texas
$454K +$484K +19,702 New
LPL Financial
14
LPL Financial
California
$427K +$238K +9,679 +109%
IA
15
IFP Advisors
Florida
$390K -$4.94K -201 -1%
QCIG
16
Quad-Cities Investment Group
Iowa
$365K +$33.8K +1,374 +10%
GXMC
17
Global X Management Company
New York
$350K +$19.8K +806 +6%
Janney Montgomery Scott
18
Janney Montgomery Scott
Pennsylvania
$320K +$62.7K +2,550 +22%
Susquehanna International Group
19
Susquehanna International Group
Pennsylvania
$283K +$302K +12,294 New
Wells Fargo
20
Wells Fargo
California
$282K -$31.7K -1,291 -10%
NMC
21
Nine Masts Capital
Hong Kong
$152K +$162K +6,600 New
GWM
22
Geneos Wealth Management
Colorado
$39K
PGWM
23
Parisi Gray Wealth Management
New Jersey
$32K -$44.2K -1,800 -56%
JCM
24
Jacobi Capital Management
Pennsylvania
$28K +$10.3K +420 +52%
LTFS
25
Ladenburg Thalmann Financial Services
Florida
$26K

DMO Hedge Fund Activity: Q2 2018 in Review

31 of the 4,369 institutional investors tracked by Wall St. Rank reported a position in Western Asset Mortgage Opportunity Fund (DMO) for Q2 2018, worth a combined $27.7M — up 18% from $23.4M a quarter earlier.

Buyers outnumbered sellers: 5 funds opened new DMO positions and 3 closed out — a net gain of 2 holders — while 15 added to existing stakes and 6 trimmed.

The largest buyer was Cornerstone Wealth Management, opening a new position worth an estimated $1.89M. The largest seller was Horizon Kinetics, exiting entirely with an estimated $569K sold.

  • 31 institutional investors held Western Asset Mortgage Opportunity Fund (DMO) as of Q2 2018, up from 30 in Q1 2018.
  • Funds reported $27.7M of Western Asset Mortgage Opportunity Fund stock for Q2 2018, up 18% quarter-over-quarter.
  • 5 funds opened new Western Asset Mortgage Opportunity Fund positions in Q2 2018 and 3 closed out, a net change of +2 holders.
  • The largest Western Asset Mortgage Opportunity Fund buyer in Q2 2018 was Cornerstone Wealth Management, an estimated $1.89M added.
  • The largest Western Asset Mortgage Opportunity Fund seller in Q2 2018 was Horizon Kinetics, an estimated $569K sold.

Based on aggregated 13F filings for Q2 2018.