DMO

Western Asset Mortgage Opportunity Fund
DMO

Overview Fund Activity

27 hedge funds and large institutions have $21.4M invested in Western Asset Mortgage Opportunity Fund in 2016 Q4 according to their latest regulatory filings, with 4 funds opening new positions, 10 increasing their positions, 7 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
27
Holders Change
-1
Holders Change %
-3.57%
% of All Funds
0.68%
Holding in Top 10
–
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-100%
% of All Funds
–
New
4
Increased
10
Reduced
7
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Cambridge Investment Research Advisors
Cambridge Investment Research Advisors
Iowa
$1.35M
2
LCM
Laurion Capital Management
New York
$1.25M
3
MFS
MSI Financial Services
Massachusetts
$2.14M
4
VKH
Virtu KCG Holdings
New York
$373K
5
UBS Group
UBS Group
Switzerland
$1.3M

Top Sellers

1
NVIM
New Vernon Investment Management
Illinois
$0
2
Invesco
Invesco
Georgia
$0
3
HK
Horizon Kinetics
New York
$1.87M
4
Bank of America
Bank of America
North Carolina
$4.16M
5
Wells Fargo
Wells Fargo
California
$684K
Name Holding Trade Value Shares
Change 		Shares
Change %
Bank of America
1
Bank of America
North Carolina
$4.16M -$422K -18,517 -9%
Morgan Stanley
2
Morgan Stanley
New York
$3.7M -$62.8K -2,758 -2%
MFS
3
MSI Financial Services
Massachusetts
$2.14M +$590K +25,872 +38%
HK
4
Horizon Kinetics
New York
$1.87M -$571K -25,028 -23%
Cambridge Investment Research Advisors
5
Cambridge Investment Research Advisors
Iowa
$1.35M +$1.35M +59,120 New
UBS Group
6
UBS Group
Switzerland
$1.3M +$267K +11,718 +26%
LCM
7
Laurion Capital Management
New York
$1.25M +$1.25M +54,889 New
Commonwealth Equity Services
8
Commonwealth Equity Services
Massachusetts
$807K +$193K +8,454 +31%
LTFS
9
Ladenburg Thalmann Financial Services
Florida
$754K +$49K +2,152 +7%
Wells Fargo
10
Wells Fargo
California
$684K -$280K -12,275 -29%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$651K +$72.1K +3,162 +12%
Bessemer Group
12
Bessemer Group
New Jersey
$606K +$71.5K +3,136 +13%
VKH
13
Virtu KCG Holdings
New York
$373K +$373K +16,365 New
IA
14
IFP Advisors
Florida
$345K +$34.8K +1,526 +11%
NL
15
NWAM LLC
Washington
$344K – – –
CA
16
Cetera Advisors
Colorado
$282K -$19.2K -840 -6%
Janney Montgomery Scott
17
Janney Montgomery Scott
Pennsylvania
$209K -$269K -11,789 -56%
GXMC
18
Global X Management Company
New York
$176K +$93.8K +4,121 +114%
Citigroup
19
Citigroup
New York
$165K – – –
AG
20
Advisor Group
Arizona
$64K +$19.7K +862 +44%
NFG
21
Next Financial Group
Texas
$54K – – –
RPG
22
Risk Paradigm Group
Texas
$45.4K – – –
WEC
23
Winslow Evans & Crocker
Massachusetts
$40.5K – – –
Northwestern Mutual Wealth Management
24
Northwestern Mutual Wealth Management
Wisconsin
$34K +$34K +1,500 New
GWM
25
Geneos Wealth Management
Colorado
$18K – – –
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