DMO

Western Asset Mortgage Opportunity Fund
DMO

Overview Fund Activity

30 hedge funds and large institutions have $23.4M invested in Western Asset Mortgage Opportunity Fund in 2018 Q1 according to their latest regulatory filings, with 7 funds opening new positions, 12 increasing their positions, 8 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
30
Holders Change
+5
Holders Change %
+20%
% of All Funds
0.69%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
7
Increased
12
Reduced
8
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
LCM
Laurion Capital Management
New York
+$805K
2
CF
Centaurus Financial
California
+$438K
3
Cambridge Investment Research Advisors
Cambridge Investment Research Advisors
Iowa
+$283K
4
Commonwealth Equity Services
Commonwealth Equity Services
Massachusetts
+$200K
5
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
+$131K

Top Sellers

1
BlackRock
BlackRock
New York
-$617K
2
Bank of America
Bank of America
North Carolina
-$303K
3
Morgan Stanley
Morgan Stanley
New York
-$236K
4
UBS Group
UBS Group
Switzerland
-$64.1K
5
AG
Advisor Group
Arizona
-$54.8K
Name Holding Trade Value Shares
Change 		Shares
Change %
Bank of America
1
Bank of America
North Carolina
$4.82M -$303K -12,400 -6%
MML Investors Services
2
MML Investors Services
Massachusetts
$2.98M +$77.8K +3,178 +3%
Morgan Stanley
3
Morgan Stanley
New York
$2.86M -$236K -9,661 -8%
Commonwealth Equity Services
4
Commonwealth Equity Services
Massachusetts
$2.65M +$200K +8,163 +8%
Cambridge Investment Research Advisors
5
Cambridge Investment Research Advisors
Iowa
$2.3M +$283K +11,572 +14%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$1.44M +$131K +5,360 +10%
UBS Group
7
UBS Group
Switzerland
$1.21M -$64.1K -2,620 -5%
LCM
8
Laurion Capital Management
New York
$805K +$805K +32,880 New
AG
9
Advisor Group
Arizona
$596K -$54.8K -2,240 -8%
Bessemer Group
10
Bessemer Group
New Jersey
$574K – – –
HK
11
Horizon Kinetics
New York
$569K -$17.6K -720 -3%
CF
12
Centaurus Financial
California
$438K +$438K +17,900 New
IA
13
IFP Advisors
Florida
$423K – – –
QCIG
14
Quad-Cities Investment Group
Iowa
$352K +$352K +14,457 New
GXMC
15
Global X Management Company
New York
$351K +$39.1K +1,604 +13%
Wells Fargo
16
Wells Fargo
California
$331K -$17.8K -728 -5%
Janney Montgomery Scott
17
Janney Montgomery Scott
Pennsylvania
$277K +$63.5K +2,600 +30%
LPL Financial
18
LPL Financial
California
$217K +$14.2K +580 +7%
PGWM
19
Parisi Gray Wealth Management
New Jersey
$78K +$56.1K +2,300 +256%
GWM
20
Geneos Wealth Management
Colorado
$41K +$21.7K +900 +113%
LTFS
21
Ladenburg Thalmann Financial Services
Florida
$26K -$1.14K -45 -4%
Citigroup
22
Citigroup
New York
$26K +$940 +39 +4%
RFWA
23
RPg Family Wealth Advisory
Massachusetts
$24.7K – – –
JCM
24
Jacobi Capital Management
Pennsylvania
$20K +$872 +35 +5%
WEC
25
Winslow Evans & Crocker
Massachusetts
$12.2K -$4.89K -200 -29%
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