We are live on ! Find out more
DMO

Western Asset Mortgage Opportunity Fund

36 hedge funds and large institutions have $29.6M invested in Western Asset Mortgage Opportunity Fund in 2019 Q4 according to their latest regulatory filings, with 8 funds opening new positions, 12 increasing their positions, 13 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

167% more first-time investments, than exits

New positions opened: 8 | Existing positions closed: 3

16% more funds holding

Funds holding: 3136 (+5)

12% more capital invested

Capital invested by funds: $26.4M → $29.6M (+$3.26M)

2.36% more ownership

Funds ownership: 11.55%13.91% (+2.4%)

8% less repeat investments, than reductions

Existing positions increased: 12 | Existing positions reduced: 13

Holders
36
Holders Change
+5
Holders Change %
+16.13%
% of All Funds
0.71%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
8
Increased
12
Reduced
13
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
CF
1
Centaurus Financial
California
$6.22M +$1.28M +60,089 +24%
SIA
2
Sit Investment Associates
Minnesota
$2.84M +$2.98M +139,978 New
Morgan Stanley
3
Morgan Stanley
New York
$2.48M +$176K +8,276 +7%
MML Investors Services
4
MML Investors Services
Massachusetts
$2.3M -$148K -6,961 -6%
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$2.19M +$268K +12,611 +13%
Commonwealth Equity Services
6
Commonwealth Equity Services
Massachusetts
$1.46M -$107K -5,015 -7%
Cambridge Investment Research Advisors
7
Cambridge Investment Research Advisors
Iowa
$1.18M -$6.27K -295 -0.5%
Bank of America
8
Bank of America
North Carolina
$998K -$429K -20,177 -29%
MAFM
9
Mid Atlantic Financial Management
Pennsylvania
$925K -$72.3K -3,400 -7%
NL
10
NWAM LLC
Washington
$882K -$142K -6,673 -13%
AG
11
Advisor Group
Arizona
$833K +$34K +1,597 +4%
UBS Group
12
UBS Group
Switzerland
$832K -$566K -26,608 -39%
QCIG
13
Quad-Cities Investment Group
Iowa
$729K +$42.3K +1,991 +6%
Mirae Asset Global Investments
14
Mirae Asset Global Investments
South Korea
$618K -$99K -4,655 -13%
Rockefeller Capital Management
15
Rockefeller Capital Management
New York
$551K +$534K +25,102 +1,224%
Northwestern Mutual Wealth Management
16
Northwestern Mutual Wealth Management
Wisconsin
$532K +$111K +5,219 +25%
Bessemer Group
17
Bessemer Group
New Jersey
$476K
LCM
18
Landscape Capital Management
New Jersey
$434K +$455K +21,382 New
RIA
19
Regal Investment Advisors
Michigan
$416K +$110K +5,196 +34%
LPL Financial
20
LPL Financial
California
$399K
TCA
21
Transcend Capital Advisors
New Jersey
$354K +$371K +17,462 New
IAA
22
Independent Advisor Alliance
North Carolina
$351K +$367K +17,280 New
Millennium Management
23
Millennium Management
New York
$288K +$302K +14,200 New
Ameriprise
24
Ameriprise
Minnesota
$256K -$5.78K -272 -2%
Janney Montgomery Scott
25
Janney Montgomery Scott
Pennsylvania
$244K -$21.3K -1,000 -8%

DMO Hedge Fund Activity: Q4 2019 in Review

36 of the 5,076 institutional investors tracked by Wall St. Rank reported a position in Western Asset Mortgage Opportunity Fund (DMO) for Q4 2019, worth a combined $29.6M — up 12% from $26.4M a quarter earlier.

Buyers outnumbered sellers: 8 funds opened new DMO positions and 3 closed out — a net gain of 5 holders — while 12 added to existing stakes and 13 trimmed.

The largest buyer was Sit Investment Associates, opening a new position worth an estimated $2.98M. The largest seller was UBS Group, cutting an estimated $566K.

  • 36 institutional investors held Western Asset Mortgage Opportunity Fund (DMO) as of Q4 2019, up from 31 in Q3 2019.
  • Funds reported $29.6M of Western Asset Mortgage Opportunity Fund stock for Q4 2019, up 12% quarter-over-quarter.
  • 8 funds opened new Western Asset Mortgage Opportunity Fund positions in Q4 2019 and 3 closed out, a net change of +5 holders.
  • The largest Western Asset Mortgage Opportunity Fund buyer in Q4 2019 was Sit Investment Associates, an estimated $2.98M added.
  • The largest Western Asset Mortgage Opportunity Fund seller in Q4 2019 was UBS Group, an estimated $566K sold.

Based on aggregated 13F filings for Q4 2019.