DMO

Western Asset Mortgage Opportunity Fund

36 hedge funds and large institutions have $29.6M invested in Western Asset Mortgage Opportunity Fund in 2019 Q4 according to their latest regulatory filings, with 8 funds opening new positions, 12 increasing their positions, 13 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
36
Holders Change
+5
Holders Change %
+16.13%
% of All Funds
0.71%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
8
Increased
12
Reduced
13
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Shares
Change %
CF
1
Centaurus Financial
California
$6.22M +$1.22M +60,089 +24%
SIA
2
Sit Investment Associates
Minnesota
$2.84M +$2.84M +139,978 New
Morgan Stanley
3
Morgan Stanley
New York
$2.48M +$168K +8,276 +7%
MML Investors Services
4
MML Investors Services
Massachusetts
$2.3M -$141K -6,961 -6%
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$2.19M +$256K +12,611 +13%
Commonwealth Equity Services
6
Commonwealth Equity Services
Massachusetts
$1.46M -$102K -5,015 -7%
Cambridge Investment Research Advisors
7
Cambridge Investment Research Advisors
Iowa
$1.18M -$5.99K -295 -0.5%
Bank of America
8
Bank of America
North Carolina
$998K -$409K -20,177 -29%
MAFM
9
Mid Atlantic Financial Management
Pennsylvania
$925K -$69K -3,400 -7%
NL
10
NWAM LLC
Washington
$882K -$135K -6,673 -13%
AG
11
Advisor Group
Arizona
$833K +$32.4K +1,597 +4%
UBS Group
12
UBS Group
Switzerland
$832K -$540K -26,608 -39%
QCIG
13
Quad-Cities Investment Group
Iowa
$729K +$40.3K +1,991 +6%
Mirae Asset Global Investments
14
Mirae Asset Global Investments
South Korea
$618K -$94.5K -4,655 -13%
Rockefeller Capital Management
15
Rockefeller Capital Management
New York
$551K +$509K +25,102 +1,224%
Northwestern Mutual Wealth Management
16
Northwestern Mutual Wealth Management
Wisconsin
$532K +$106K +5,219 +25%
Bessemer Group
17
Bessemer Group
New Jersey
$476K
LCM
18
Landscape Capital Management
New Jersey
$434K +$434K +21,382 New
RIA
19
Regal Investment Advisors
Michigan
$416K +$106K +5,196 +34%
LPL Financial
20
LPL Financial
California
$399K
TCA
21
Transcend Capital Advisors
New Jersey
$354K +$354K +17,462 New
IAA
22
Independent Advisor Alliance
North Carolina
$351K +$351K +17,280 New
Millennium Management
23
Millennium Management
New York
$288K +$288K +14,200 New
Ameriprise
24
Ameriprise
Minnesota
$256K -$5.52K -272 -2%
Janney Montgomery Scott
25
Janney Montgomery Scott
Pennsylvania
$244K -$20.3K -1,000 -8%