DMO

Western Asset Mortgage Opportunity Fund
DMO

Overview Fund Activity

23 hedge funds and large institutions have $21.9M invested in Western Asset Mortgage Opportunity Fund in 2017 Q3 according to their latest regulatory filings, with 0 funds opening new positions, 10 increasing their positions, 9 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
23
Holders Change
-4
Holders Change %
-14.81%
% of All Funds
0.57%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
–
Increased
10
Reduced
9
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Commonwealth Equity Services
Commonwealth Equity Services
Massachusetts
$2.45M
2
UBS Group
UBS Group
Switzerland
$1.53M
3
Cambridge Investment Research Advisors
Cambridge Investment Research Advisors
Iowa
$2.04M
4
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
$1.25M
5
MML Investors Services
MML Investors Services
Massachusetts
$3.14M

Top Sellers

1
Morgan Stanley
Morgan Stanley
New York
$2.9M
2
Ameriprise
Ameriprise
Minnesota
$0
3
HK
Horizon Kinetics
New York
$1.37M
4
Bank of America
Bank of America
North Carolina
$4.17M
5
CA
Cetera Advisors
Colorado
$217K
Name Holding Trade Value Shares
Change 		Shares
Change %
Bank of America
1
Bank of America
North Carolina
$4.17M -$61.4K -2,402 -1%
MML Investors Services
2
MML Investors Services
Massachusetts
$3.14M +$49.3K +1,930 +2%
Morgan Stanley
3
Morgan Stanley
New York
$2.9M -$743K -29,064 -20%
Commonwealth Equity Services
4
Commonwealth Equity Services
Massachusetts
$2.45M +$440K +17,202 +22%
Cambridge Investment Research Advisors
5
Cambridge Investment Research Advisors
Iowa
$2.04M +$111K +4,331 +6%
UBS Group
6
UBS Group
Switzerland
$1.53M +$135K +5,269 +10%
HK
7
Horizon Kinetics
New York
$1.37M -$374K -14,643 -21%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$1.25M +$64.4K +2,520 +5%
AG
9
Advisor Group
Arizona
$643K -$8.41K -329 -1%
Bessemer Group
10
Bessemer Group
New Jersey
$600K – – –
IA
11
IFP Advisors
Florida
$459K +$19.1K +749 +4%
Wells Fargo
12
Wells Fargo
California
$444K – – –
GXMC
13
Global X Management Company
New York
$304K +$2.12K +83 +0.7%
CA
14
Cetera Advisors
Colorado
$217K -$51.7K -2,025 -19%
Janney Montgomery Scott
15
Janney Montgomery Scott
Pennsylvania
$216K +$13.3K +522 +7%
JCM
16
Jacobi Capital Management
Pennsylvania
$40K +$104 +4 +0.3%
Northwestern Mutual Wealth Management
17
Northwestern Mutual Wealth Management
Wisconsin
$38K – – –
Citigroup
18
Citigroup
New York
$26K +$25.9K +998 +19,960%
RFWA
19
RPg Family Wealth Advisory
Massachusetts
$25.8K -$7.93K -310 -24%
GWM
20
Geneos Wealth Management
Colorado
$20K – – –
WEC
21
Winslow Evans & Crocker
Massachusetts
$17.9K -$3.2K -125 -15%
LTFS
22
Ladenburg Thalmann Financial Services
Florida
$12K -$12K -461 -50%
PCM
23
Penserra Capital Management
California
$3K -$682 -30 -19%
Ameriprise
24
Ameriprise
Minnesota
– -$392K -14,849 Closed
PSUF
25
People's United Financial
Connecticut
– -$26K -1,000 Closed
1
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