DMO

Western Asset Mortgage Opportunity Fund
DMO

Overview Fund Activity

45 hedge funds and large institutions have $27.3M invested in Western Asset Mortgage Opportunity Fund in 2024 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 13 increasing their positions, 15 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
45
Holders Change
-2
Holders Change %
-4.26%
% of All Funds
0.65%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
3
Increased
13
Reduced
15
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
$4.5M
2
Bessemer Group
Bessemer Group
New Jersey
$341K
3
Walleye Capital
Walleye Capital
New York
$244K
4
Envestnet Asset Management
Envestnet Asset Management
Illinois
$2.4M
5
JSW
Journey Strategic Wealth
New Jersey
$138K

Top Sellers

1
Pathstone Holdings
Pathstone Holdings
New Jersey
$0
2
Morgan Stanley
Morgan Stanley
New York
$2.08M
3
SIA
Sit Investment Associates
Minnesota
$496K
4
RIA
Regal Investment Advisors
Michigan
$0
5
Citadel Advisors
Citadel Advisors
Florida
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
Royal Bank of Canada
1
Royal Bank of Canada
Ontario, Canada
$4.5M +$481K +40,193 +12%
GC
2
Guggenheim Capital
Illinois
$2.41M +$86.6K +7,235 +4%
Envestnet Asset Management
3
Envestnet Asset Management
Illinois
$2.4M +$188K +15,669 +8%
CPRC
4
Consolidated Portfolio Review Corp
New York
$2.15M -$107K -8,913 -5%
Morgan Stanley
5
Morgan Stanley
New York
$2.08M -$1.43M -119,779 -41%
TJHA
6
Thomas J. Herzfeld Advisors
Florida
$1.48M +$69.2K +5,778 +5%
MML Investors Services
7
MML Investors Services
Massachusetts
$1.36M +$16.8K +1,403 +1%
Baird Financial Group
8
Baird Financial Group
Wisconsin
$1.24M +$27.6K +2,302 +2%
RP
9
Riverbridge Partners
Minnesota
$997K +$19.6K +1,638 +2%
LPL Financial
10
LPL Financial
California
$989K -$6.39K -534 -0.6%
PAS
11
Park Avenue Securities
New York
$895K -$34.7K -2,900 -4%
VVP
12
Venture Visionary Partners
Ohio
$835K – – –
NA
13
NewEdge Advisors
Louisiana
$687K -$65.8K -5,500 -9%
SIA
14
Sit Investment Associates
Minnesota
$496K -$468K -39,039 -49%
RCM
15
Robinson Capital Management
Michigan
$446K – – –
Osaic Holdings
16
Osaic Holdings
Arizona
$384K -$33.2K -2,773 -8%
Bessemer Group
17
Bessemer Group
New Jersey
$341K +$341K +28,500 New
UBS Group
18
UBS Group
Switzerland
$332K -$84.7K -7,075 -20%
SWM
19
SeaCrest Wealth Management
New York
$325K +$56.3K +4,706 +21%
MC
20
Moors & Cabot
Massachusetts
$288K – – –
CL
21
Choreo LLC
Illinois
$285K +$20.6K +1,716 +8%
ACP
22
Aviance Capital Partners
Florida
$273K -$73.7K -6,154 -21%
Cambridge Investment Research Advisors
23
Cambridge Investment Research Advisors
Iowa
$257K +$9.59K +802 +4%
Walleye Capital
24
Walleye Capital
New York
$244K +$244K +20,391 New
Commonwealth Equity Services
25
Commonwealth Equity Services
Massachusetts
$222K -$37.7K -3,145 -15%
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