DMO

Western Asset Mortgage Opportunity Fund
DMO

Overview Fund Activity

46 hedge funds and large institutions have $40.7M invested in Western Asset Mortgage Opportunity Fund in 2022 Q1 according to their latest regulatory filings, with 7 funds opening new positions, 15 increasing their positions, 15 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
46
Holders Change
+2
Holders Change %
+4.55%
% of All Funds
0.73%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
7
Increased
15
Reduced
15
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Bank of America
Bank of America
North Carolina
$1.39M
2
MAWAG
Mid-American Wealth Advisory Group
Missouri
$1.23M
3
LPL Financial
LPL Financial
California
$685K
4
Morgan Stanley
Morgan Stanley
New York
$2.67M
5
Invesco
Invesco
Georgia
$313K

Top Sellers

1
SIA
Sit Investment Associates
Minnesota
$5.17M
2
CF
Centaurus Financial
California
$2.1M
3
FM
Family Management
New York
$337K
4
SFS
Shaker Financial Services
Virginia
$0
5
Susquehanna International Group
Susquehanna International Group
Pennsylvania
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
IWC
1
Integrated Wealth Concepts
Massachusetts
$6.93M +$240K +17,958 +4%
SIA
2
Sit Investment Associates
Minnesota
$5.17M -$1.1M -82,011 -17%
GC
3
Guggenheim Capital
Illinois
$2.96M -$148K -11,086 -5%
Morgan Stanley
4
Morgan Stanley
New York
$2.67M +$399K +29,851 +18%
CF
5
Centaurus Financial
California
$2.1M -$245K -18,297 -10%
TJHA
6
Thomas J. Herzfeld Advisors
Florida
$2.02M +$119K +8,879 +6%
Envestnet Asset Management
7
Envestnet Asset Management
Illinois
$1.67M +$115K +8,593 +7%
USCWA
8
U.S. Capital Wealth Advisors
Texas
$1.39M – – –
Bank of America
9
Bank of America
North Carolina
$1.39M +$1.16M +87,071 +520%
CAN
10
Cetera Advisor Networks
California
$1.39M -$80.2K -6,000 -5%
MML Investors Services
11
MML Investors Services
Massachusetts
$1.29M +$27.2K +2,032 +2%
NA
12
NewEdge Advisors
Louisiana
$1.26M +$33.5K +2,503 +3%
MAWAG
13
Mid-American Wealth Advisory Group
Missouri
$1.23M +$1.09M +81,855 +808%
PAS
14
Park Avenue Securities
New York
$1.08M +$42.9K +3,211 +4%
Northwestern Mutual Wealth Management
15
Northwestern Mutual Wealth Management
Wisconsin
$845K +$264K +19,774 +45%
RJFSA
16
Raymond James Financial Services Advisors
Florida
$756K +$50K +3,741 +7%
LPL Financial
17
LPL Financial
California
$685K +$685K +51,252 New
RIA
18
Regal Investment Advisors
Michigan
$561K +$709 +53 +0.1%
Osaic Holdings
19
Osaic Holdings
Arizona
$526K -$66.7K -4,983 -11%
Rockefeller Capital Management
20
Rockefeller Capital Management
New York
$506K +$25.4K +1,900 +5%
QCIG
21
Quad-Cities Investment Group
Iowa
$449K -$3.07K -229 -0.7%
Commonwealth Equity Services
22
Commonwealth Equity Services
Massachusetts
$414K -$8.07K -604 -2%
Cambridge Investment Research Advisors
23
Cambridge Investment Research Advisors
Iowa
$386K -$19.5K -1,463 -5%
Royal Bank of Canada
24
Royal Bank of Canada
Ontario, Canada
$347K -$8.51K -636 -2%
FM
25
Family Management
New York
$337K -$215K -16,070 -39%
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