Family Management’s Western Asset Mortgage Opportunity Fund DMO Stock Holding History

Family Management’s Portfolio DMO Stock Details DMO Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2022 Q3	–	Sell	-25,190	Closed	-$294K	–	163
2022 Q2	$294K	Sell	25,190 -51	-0.2%	-$625	0.08%	116
2022 Q1	$337K	Sell	25,241 -16,070	-39%	-$230K	0.09%	121
2021 Q4	$628K	Sell	41,311 -320	-0.8%	-$5.04K	0.16%	90
2021 Q3	$644K	Sell	41,631 -39,369	-49%	-$623K	0.18%	90
2021 Q2	$1.26M	Sell	81,000 -10,279	-11%	-$155K	0.33%	62
2021 Q1	$1.34M	Sell	91,279 -476	-0.5%	-$6.88K	0.42%	54
2020 Q4	$1.3M	Buy	91,755 +15,204	+20%	+$208K	0.45%	51
2020 Q3	$1M	Buy	76,551 +14,296	+23%	+$197K	0.44%	54
2020 Q2	$913K	Buy	+62,255	New	+$822K	0.37%	60

Other funds holding DMO

IWC

Integrated Wealth Concepts Waltham, Massachusetts $12.5B AUM 18.49% 1-Year Est. Return

SIA

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Northwestern Mutual Wealth Management Milwaukee, Wisconsin $162B AUM 16.35% 1-Year Est. Return

TJHA

Thomas J. Herzfeld Advisors Miami Beach, Florida $294M AUM 2.62% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

Matisse Capital Portland, Oregon $234M AUM 19.72% 1-Year Est. Return

Riverbridge Partners Minneapolis, Minnesota $3.58B AUM 4.02% 1-Year Est. Return

MML Investors Services Springfield, Massachusetts $36.1B AUM 19.68% 1-Year Est. Return

Family Management's DMO Position: Q3 2022 in Review

Family Management sold out of Western Asset Mortgage Opportunity Fund (DMO) in Q3 2022, closing a stake of 25,190 shares — an estimated $294K sold.

Family Management first reported a position in DMO in Q2 2020 and held it in 9 quarters. The position peaked at $1.34M in Q1 2021. 45 funds tracked by Wall St. Rank hold DMO as of Q3 2022.

Family Management reported no remaining Western Asset Mortgage Opportunity Fund position as of Q3 2022 after selling out during the quarter.
Family Management sold 25,190 Western Asset Mortgage Opportunity Fund shares in Q3 2022, an estimated $294K.
Family Management first reported a position in Western Asset Mortgage Opportunity Fund in Q2 2020 and held it in 9 quarters.
Family Management's Western Asset Mortgage Opportunity Fund position peaked at $1.34M in Q1 2021.
45 funds tracked by Wall St. Rank held Western Asset Mortgage Opportunity Fund as of Q3 2022.

Based on Family Management's 13F filing for Q3 2022, filed 14 Nov 2022.