DMO

Western Asset Mortgage Opportunity Fund
DMO

Overview Fund Activity

44 hedge funds and large institutions have $39.7M invested in Western Asset Mortgage Opportunity Fund in 2021 Q2 according to their latest regulatory filings, with 3 funds opening new positions, 16 increasing their positions, 16 reducing their positions, and 4 closing their positions.

Holders
44
Holders Change
-1
Holders Change %
-2.22%
% of All Funds
0.77%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
3
Increased
16
Reduced
16
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
IWC
1
Integrated Wealth Concepts
Massachusetts
$6.05M
2
Mirae Asset Global Investments
2
Mirae Asset Global Investments
South Korea
$975K
3
SIA
3
Sit Investment Associates
Minnesota
$7.26M
4
GC
4
Guggenheim Capital
Illinois
$1.36M
5
RIA
5
Regal Investment Advisors
Michigan
$651K

Top Sellers

1
Bank of America
1
Bank of America
North Carolina
$518K
2
SIC
2
Samalin Investment Counsel
New York
$0
3
CF
3
Centaurus Financial
California
$3.31M
4
TCA
4
Transcend Capital Advisors
New Jersey
$0
5
TJHA
5
Thomas J. Herzfeld Advisors
Florida
$2.04M
Name Market Value Shares Shares
Change 		Shares
Change %
SIA
1
Sit Investment Associates
Minnesota
$7.26M 465,944 +60,878 +15%
IWC
2
Integrated Wealth Concepts
Massachusetts
$6.05M 388,095 +121,599 +46%
CF
3
Centaurus Financial
California
$3.31M 212,586 -23,404 -10%
Morgan Stanley
4
Morgan Stanley
New York
$2.81M 180,454 +17,785 +11%
TJHA
5
Thomas J. Herzfeld Advisors
Florida
$2.04M 131,070 -14,299 -10%
Envestnet Asset Management
6
Envestnet Asset Management
Illinois
$1.5M 95,927 +6,041 +7%
MML Investors Services
7
MML Investors Services
Massachusetts
$1.46M 93,615 +346 +0.4%
GC
8
Guggenheim Capital
Illinois
$1.36M 87,209 +42,252 +94%
FM
9
Family Management
New York
$1.26M 81,000 -10,279 -11%
CAN
10
Cetera Advisor Networks
California
$1.18M 75,605 +35,600 +89%
MAFM
11
Mid Atlantic Financial Management
Pennsylvania
$1.18M 75,402 +1,500 +2%
PAS
12
Park Avenue Securities
New York
$1.08M 68,996 +2,717 +4%
Mirae Asset Global Investments
13
Mirae Asset Global Investments
South Korea
$975K 62,515 +62,515 New
RJFSA
14
Raymond James Financial Services Advisors
Florida
$834K 53,523 +1,482 +3%
Osaic Holdings
15
Osaic Holdings
Arizona
$697K 44,722 -335 -0.7%
RIA
16
Regal Investment Advisors
Michigan
$651K 41,737 +41,737 New
Commonwealth Equity Services
17
Commonwealth Equity Services
Massachusetts
$550K 35,320 -1,832 -5%
Bank of America
18
Bank of America
North Carolina
$518K 33,196 -84,390 -72%
QCIG
19
Quad-Cities Investment Group
Iowa
$497K 31,880 -1,400 -4%
Rockefeller Capital Management
20
Rockefeller Capital Management
New York
$492K 31,622 +2,219 +8%
UBS Group
21
UBS Group
Switzerland
$466K 29,899 +4,669 +19%
Royal Bank of Canada
22
Royal Bank of Canada
Ontario, Canada
$391K 25,111 -153 -0.6%
BA
23
Bridgewater Advisors
New York
$351K 22,500 – –
Cambridge Investment Research Advisors
24
Cambridge Investment Research Advisors
Iowa
$322K 20,623 -591 -3%
Northwestern Mutual Wealth Management
25
Northwestern Mutual Wealth Management
Wisconsin
$309K 19,828 +1,105 +6%
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