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DMO

Western Asset Mortgage Opportunity Fund

44 hedge funds and large institutions have $39.7M invested in Western Asset Mortgage Opportunity Fund in 2021 Q2 according to their latest regulatory filings, with 3 funds opening new positions, 16 increasing their positions, 16 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

16% more capital invested

Capital invested by funds: $34.3M → $39.7M (+$5.34M)

1.82% more ownership

Funds ownership: 21.26%23.08% (+1.8%)

0% more repeat investments, than reductions

Existing positions increased: 16 | Existing positions reduced: 16

2% less funds holding

Funds holding: 4544 (-1)

25% less first-time investments, than exits

New positions opened: 3 | Existing positions closed: 4

Holders
44
Holders Change
-1
Holders Change %
-2.22%
% of All Funds
0.77%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
3
Increased
16
Reduced
16
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
SIA
1
Sit Investment Associates
Minnesota
$7.26M +$918K +60,878 +15%
IWC
2
Integrated Wealth Concepts
Massachusetts
$6.05M +$1.83M +121,599 +46%
CF
3
Centaurus Financial
California
$3.31M -$353K -23,404 -10%
Morgan Stanley
4
Morgan Stanley
New York
$2.81M +$268K +17,785 +11%
TJHA
5
Thomas J. Herzfeld Advisors
Florida
$2.04M -$216K -14,299 -10%
Envestnet Asset Management
6
Envestnet Asset Management
Illinois
$1.5M +$91.1K +6,041 +7%
MML Investors Services
7
MML Investors Services
Massachusetts
$1.46M +$5.22K +346 +0.4%
GC
8
Guggenheim Capital
Illinois
$1.36M +$637K +42,252 +94%
FM
9
Family Management
New York
$1.26M -$155K -10,279 -11%
CAN
10
Cetera Advisor Networks
California
$1.18M +$537K +35,600 +89%
MAFM
11
Mid Atlantic Financial Management
Pennsylvania
$1.18M +$22.6K +1,500 +2%
PAS
12
Park Avenue Securities
New York
$1.08M +$41K +2,717 +4%
Mirae Asset Global Investments
13
Mirae Asset Global Investments
South Korea
$975K +$943K +62,515 New
RJFSA
14
Raymond James Financial Services Advisors
Florida
$834K +$22.4K +1,482 +3%
Osaic Holdings
15
Osaic Holdings
Arizona
$697K -$5.05K -335 -0.7%
RIA
16
Regal Investment Advisors
Michigan
$651K +$630K +41,737 New
Commonwealth Equity Services
17
Commonwealth Equity Services
Massachusetts
$550K -$27.6K -1,832 -5%
Bank of America
18
Bank of America
North Carolina
$518K -$1.27M -84,390 -72%
QCIG
19
Quad-Cities Investment Group
Iowa
$497K -$21.1K -1,400 -4%
Rockefeller Capital Management
20
Rockefeller Capital Management
New York
$492K +$33.5K +2,219 +8%
UBS Group
21
UBS Group
Switzerland
$466K +$70.4K +4,669 +19%
Royal Bank of Canada
22
Royal Bank of Canada
Ontario, Canada
$391K -$2.31K -153 -0.6%
BA
23
Bridgewater Advisors
New York
$351K
Cambridge Investment Research Advisors
24
Cambridge Investment Research Advisors
Iowa
$322K -$8.91K -591 -3%
Northwestern Mutual Wealth Management
25
Northwestern Mutual Wealth Management
Wisconsin
$309K +$16.7K +1,105 +6%

DMO Hedge Fund Activity: Q2 2021 in Review

44 of the 5,745 institutional investors tracked by Wall St. Rank reported a position in Western Asset Mortgage Opportunity Fund (DMO) for Q2 2021, worth a combined $39.7M — up 16% from $34.3M a quarter earlier.

Sellers outnumbered buyers: 4 funds closed out of DMO and 3 opened new positions — a net loss of 1 holder — while 16 trimmed existing stakes and 16 added.

The largest buyer was Integrated Wealth Concepts, adding an estimated $1.83M. The largest seller was Bank of America, cutting an estimated $1.27M.

  • 44 institutional investors held Western Asset Mortgage Opportunity Fund (DMO) as of Q2 2021, down from 45 in Q1 2021.
  • Funds reported $39.7M of Western Asset Mortgage Opportunity Fund stock for Q2 2021, up 16% quarter-over-quarter.
  • 3 funds opened new Western Asset Mortgage Opportunity Fund positions in Q2 2021 and 4 closed out, a net change of -1 holder.
  • The largest Western Asset Mortgage Opportunity Fund buyer in Q2 2021 was Integrated Wealth Concepts, an estimated $1.83M added.
  • The largest Western Asset Mortgage Opportunity Fund seller in Q2 2021 was Bank of America, an estimated $1.27M sold.

Based on aggregated 13F filings for Q2 2021.