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DMO

Western Asset Mortgage Opportunity Fund

19 hedge funds and large institutions have $25.2M invested in Western Asset Mortgage Opportunity Fund in 2014 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 6 increasing their positions, 4 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

50% more repeat investments, than reductions

Existing positions increased: 6 | Existing positions reduced: 4

16% more capital invested

Capital invested by funds: $21.6M → $25.2M (+$3.55M)

1.62% more ownership

Funds ownership: 8.44%10.05% (+1.6%)

0% more funds holding

Funds holding: 1919 (0)

0% more first-time investments, than exits

New positions opened: 4 | Existing positions closed: 4

Holders
19
Holders Change
Holders Change %
0%
% of All Funds
0.55%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
4
Increased
6
Reduced
4
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Bessemer Group
1
Bessemer Group
New Jersey
$5.98M +$6.05M +248,900 New
Bank of America
2
Bank of America
North Carolina
$4.43M +$493K +20,258 +12%
HK
3
Horizon Kinetics
New York
$3.97M -$981K -40,329 -20%
SIA
4
Sit Investment Associates
Minnesota
$2.66M -$757K -31,126 -22%
Morgan Stanley
5
Morgan Stanley
New York
$1.99M -$327K -13,431 -14%
Invesco
6
Invesco
Georgia
$1.55M +$97.7K +4,019 +7%
U
7
UBS
Switzerland
$1.2M -$76K -3,126 -6%
Wells Fargo
8
Wells Fargo
California
$974K +$321K +13,220 +48%
Janney Montgomery Scott
9
Janney Montgomery Scott
Pennsylvania
$910K +$59.5K +2,446 +7%
COLIM
10
City of London Investment Management
United Kingdom
$710K +$721K +29,660 New
NL
11
NWAM LLC
Washington
$343K
CPP
12
Crow Point Partners
Massachusetts
$138K +$140K +5,755 New
US Bancorp
13
US Bancorp
Minnesota
$125K
NES
14
New England Securities
New York
$54K
NFG
15
Next Financial Group
Texas
$42K +$42.6K +1,750 New
AIG
16
American International Group
New York
$28.4K +$4.43K +182 +18%
Ameriprise
17
Ameriprise
Minnesota
$28K
Royal Bank of Canada
18
Royal Bank of Canada
Ontario, Canada
$24K +$6.66K +274 +37%
SCM
19
Saba Capital Management
New York
-$1.69M -68,581 Closed
TRCT
20
Tower Research Capital (TRC)
New York
-$26K -1,039 Closed
GSC
21
Ground Swell Capital
South Carolina
-$13K -537 Closed

DMO Hedge Fund Activity: Q3 2014 in Review

19 of the 3,448 institutional investors tracked by Wall St. Rank reported a position in Western Asset Mortgage Opportunity Fund (DMO) for Q3 2014, worth a combined $25.2M — up 16% from $21.6M a quarter earlier.

Fund positioning in DMO was balanced in Q3 2014: 4 funds opened new positions, 4 closed out, 6 added to existing stakes and 4 trimmed.

The largest buyer was Bessemer Group, opening a new position worth an estimated $6.05M. The largest seller was Saba Capital Management, exiting entirely with an estimated $1.69M sold.

  • 19 institutional investors held Western Asset Mortgage Opportunity Fund (DMO) as of Q3 2014, unchanged from Q2 2014.
  • Funds reported $25.2M of Western Asset Mortgage Opportunity Fund stock for Q3 2014, up 16% quarter-over-quarter.
  • 4 funds opened new Western Asset Mortgage Opportunity Fund positions in Q3 2014 and 4 closed out, a net change of 0 holders.
  • The largest Western Asset Mortgage Opportunity Fund buyer in Q3 2014 was Bessemer Group, an estimated $6.05M added.
  • The largest Western Asset Mortgage Opportunity Fund seller in Q3 2014 was Saba Capital Management, an estimated $1.69M sold.

Based on aggregated 13F filings for Q3 2014.