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DMO

Western Asset Mortgage Opportunity Fund

25 hedge funds and large institutions have $20.8M invested in Western Asset Mortgage Opportunity Fund in 2017 Q1 according to their latest regulatory filings, with 3 funds opening new positions, 9 increasing their positions, 10 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

0.58% less ownership

Funds ownership: 9.02%8.43% (-0.58%)

3% less capital invested

Capital invested by funds: $21.4M → $20.8M (-$579K)

7% less funds holding

Funds holding: 2725 (-2)

10% less repeat investments, than reductions

Existing positions increased: 9 | Existing positions reduced: 10

25% less first-time investments, than exits

New positions opened: 3 | Existing positions closed: 4

Holders
25
Holders Change
-2
Holders Change %
-7.41%
% of All Funds
0.62%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
3
Increased
9
Reduced
10
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$4.22M +$363K +15,533 +10%
Bank of America
2
Bank of America
North Carolina
$3.91M -$414K -17,731 -10%
MML Investors Services
3
MML Investors Services
Massachusetts
$2.87M +$2.82M +120,999 New
Cambridge Investment Research Advisors
4
Cambridge Investment Research Advisors
Iowa
$1.7M +$298K +12,755 +22%
UBS Group
5
UBS Group
Switzerland
$1.65M +$297K +12,712 +22%
HK
6
Horizon Kinetics
New York
$1.64M -$295K -12,654 -15%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$1.05M +$365K +15,622 +55%
Commonwealth Equity Services
8
Commonwealth Equity Services
Massachusetts
$940K +$99.9K +4,281 +12%
Bessemer Group
9
Bessemer Group
New Jersey
$556K -$73.2K -3,136 -12%
Wells Fargo
10
Wells Fargo
California
$409K -$297K -12,715 -42%
Ameriprise
11
Ameriprise
Minnesota
$349K +$344K +14,740 New
AG
12
Advisor Group
Arizona
$320K +$249K +10,679 +381%
GXMC
13
Global X Management Company
New York
$276K +$91.7K +3,930 +51%
IA
14
IFP Advisors
Florida
$269K -$88.7K -3,801 -25%
CA
15
Cetera Advisors
Colorado
$266K -$26.8K -1,150 -9%
LPL Financial
16
LPL Financial
California
$216K +$211K +9,041 New
RPG
17
Risk Paradigm Group
Texas
$47.2K
WEC
18
Winslow Evans & Crocker
Massachusetts
$46.8K +$4.67K +200 +11%
Northwestern Mutual Wealth Management
19
Northwestern Mutual Wealth Management
Wisconsin
$36K
PSUF
20
People's United Financial
Connecticut
$24K +$17.5K +750 +300%
LTFS
21
Ladenburg Thalmann Financial Services
Florida
$22K -$751K -32,181 -97%
GWM
22
Geneos Wealth Management
Colorado
$18K
NFG
23
Next Financial Group
Texas
$15K -$40.8K -1,750 -74%
PCM
24
Penserra Capital Management
California
$3K -$350 -15 -9%
LCM
25
Laurion Capital Management
New York
-$1.25M -54,889 Closed

DMO Hedge Fund Activity: Q1 2017 in Review

25 of the 4,018 institutional investors tracked by Wall St. Rank reported a position in Western Asset Mortgage Opportunity Fund (DMO) for Q1 2017, worth a combined $20.8M — down 2.7% from $21.4M a quarter earlier.

Sellers outnumbered buyers: 4 funds closed out of DMO and 3 opened new positions — a net loss of 1 holder — while 10 trimmed existing stakes and 9 added.

The largest buyer was MML Investors Services, opening a new position worth an estimated $2.82M. The largest seller was Laurion Capital Management, exiting entirely with an estimated $1.25M sold.

  • 25 institutional investors held Western Asset Mortgage Opportunity Fund (DMO) as of Q1 2017, down from 27 in Q4 2016.
  • Funds reported $20.8M of Western Asset Mortgage Opportunity Fund stock for Q1 2017, down 2.7% quarter-over-quarter.
  • 3 funds opened new Western Asset Mortgage Opportunity Fund positions in Q1 2017 and 4 closed out, a net change of -1 holder.
  • The largest Western Asset Mortgage Opportunity Fund buyer in Q1 2017 was MML Investors Services, an estimated $2.82M added.
  • The largest Western Asset Mortgage Opportunity Fund seller in Q1 2017 was Laurion Capital Management, an estimated $1.25M sold.

Based on aggregated 13F filings for Q1 2017.