NWAM LLC’s Western Asset Mortgage Opportunity Fund DMO Stock Holding History

NWAM LLC’s Portfolio DMO Stock Details DMO Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q3	–	Sell	-44,488	Closed	-$653K	–	287
2020 Q2	$653K	Buy	+44,488	New	+$588K	0.09%	206
2019 Q4	$882K	Sell	43,463 -6,673	-13%	-$142K	0.15%	144
2019 Q3	$1.09M	Buy	50,136 +8,861	+21%	+$192K	0.2%	113
2019 Q2	$882K	Buy	41,275 +448	+1%	+$9.43K	0.18%	122
2019 Q1	$847K	Buy	40,827 +505	+1%	+$10.5K	0.18%	120
2018 Q4	$822K	Buy	40,322 +2,444	+6%	+$53.6K	0.21%	115
2018 Q3	$871K	Buy	+37,878	New	+$858K	0.2%	115
2017 Q1	–	Sell	-15,074	Closed	-$344K	–	311
2016 Q4	$344K	Hold	15,074	–	–	0.11%	182
2016 Q3	$360K	Hold	15,074	–	–	0.03%	176
2016 Q2	$349K	Hold	15,074	–	–	0.14%	150
2016 Q1	$343K	Hold	15,074	–	–	0.14%	157
2015 Q4	$355K	Buy	+15,074	New	+$361K	0.14%	147
2015 Q3	–	Sell	-14,000	Closed	-$342K	–	161
2015 Q2	$342K	Sell	14,000 -274	-2%	-$6.69K	0.14%	159
2015 Q1	$343K	Hold	14,274	–	–	0.15%	157
2014 Q4	$340K	Hold	14,274	–	–	0.15%	151
2014 Q3	$343K	Hold	14,274	–	–	0.12%	180
2014 Q2	$351K	Buy	14,274 +3,850	+37%	+$91.2K	0.11%	183
2014 Q1	$241K	Buy	+10,424	New	+$241K	0.08%	219

Other funds holding DMO

Sit Investment Associates Minneapolis, Minnesota $5.28B AUM 14.42% 1-Year Est. Return

Centaurus Financial Anaheim, California $2.59B AUM 31.63% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $85.1B AUM 27.35% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Northwestern Mutual Wealth Management Milwaukee, Wisconsin $187B AUM 21.7% 1-Year Est. Return

Kestra Private Wealth Services Austin, Texas $9.37B AUM 22.72% 1-Year Est. Return

MML Investors Services Springfield, Massachusetts $49B AUM 25.55% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $424B AUM 22.9% 1-Year Est. Return

Family Management New York $975M AUM 23.16% 1-Year Est. Return

Thomas J. Herzfeld Advisors Miami Beach, Florida $326M AUM 0.12% 1-Year Est. Return

NWAM LLC's DMO Position: Q3 2020 in Review

NWAM LLC sold out of Western Asset Mortgage Opportunity Fund (DMO) in Q3 2020, closing a stake of 44,488 shares — an estimated $653K sold.

NWAM LLC first reported a position in DMO in Q1 2014 and held it in 18 quarters. The position peaked at $1.09M in Q3 2019. 42 funds tracked by Wall St. Rank hold DMO as of Q3 2020.

NWAM LLC reported no remaining Western Asset Mortgage Opportunity Fund position as of Q3 2020 after selling out during the quarter.
NWAM LLC sold 44,488 Western Asset Mortgage Opportunity Fund shares in Q3 2020, an estimated $653K.
NWAM LLC first reported a position in Western Asset Mortgage Opportunity Fund in Q1 2014 and held it in 18 quarters.
NWAM LLC's Western Asset Mortgage Opportunity Fund position peaked at $1.09M in Q3 2019.
42 funds tracked by Wall St. Rank held Western Asset Mortgage Opportunity Fund as of Q3 2020.

Based on NWAM LLC's 13F filing for Q3 2020, filed 16 Oct 2020.