Centaurus Financial’s Western Asset Mortgage Opportunity Fund DMO Stock Holding History

Centaurus Financial’s Portfolio DMO Stock Details DMO Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2022 Q3	–	Sell	-84,695	Closed	-$989K	–	856
2022 Q2	$989K	Sell	84,695 -72,450	-46%	-$888K	0.1%	234
2022 Q1	$2.1M	Sell	157,145 -18,297	-10%	-$262K	0.17%	157
2021 Q4	$2.67M	Sell	175,442 -26,248	-13%	-$413K	0.2%	133
2021 Q3	$3.12M	Sell	201,690 -10,896	-5%	-$173K	0.26%	93
2021 Q2	$3.31M	Sell	212,586 -23,404	-10%	-$353K	0.28%	86
2021 Q1	$3.46M	Sell	235,990 -22,374	-9%	-$323K	0.34%	70
2020 Q4	$3.66M	Sell	258,364 -33,708	-12%	-$461K	0.39%	59
2020 Q3	$3.83M	Sell	292,072 -15,131	-5%	-$208K	0.53%	46
2020 Q2	$4.51M	Sell	307,203 -5,651	-2%	-$74.6K	0.67%	30
2020 Q1	$4M	Buy	312,854 +6,255	+2%	+$119K	0.8%	24
2019 Q4	$6.22M	Buy	306,599 +60,089	+24%	+$1.28M	0.87%	21
2019 Q3	$5.36M	Buy	246,510 +66,056	+37%	+$1.43M	0.84%	24
2019 Q2	$3.86M	Buy	180,454 +65,430	+57%	+$1.38M	0.61%	37
2019 Q1	$2.39M	Buy	115,024 +33,024	+40%	+$689K	0.41%	59
2018 Q4	$1.66M	Buy	82,000 +13,000	+19%	+$285K	0.37%	73
2018 Q3	$1.6M	Buy	69,000 +31,895	+86%	+$722K	0.29%	87
2018 Q2	$855K	Buy	37,105 +19,205	+107%	+$472K	0.12%	190
2018 Q1	$438K	Buy	+17,900	New	+$447K	0.1%	217

Other funds holding DMO

Integrated Wealth Concepts Waltham, Massachusetts $15.3B AUM 25.33% 1-Year Est. Return

Sit Investment Associates Minneapolis, Minnesota $5.28B AUM 14.42% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Northwestern Mutual Wealth Management Milwaukee, Wisconsin $187B AUM 21.7% 1-Year Est. Return

Thomas J. Herzfeld Advisors Miami Beach, Florida $326M AUM 0.12% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $15.9B AUM 53.4% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $424B AUM 22.9% 1-Year Est. Return

Matisse Capital Portland, Oregon $256M AUM 15.28% 1-Year Est. Return

Riverbridge Partners Minneapolis, Minnesota $3.58B AUM 4.02% 1-Year Est. Return

MML Investors Services Springfield, Massachusetts $49B AUM 25.55% 1-Year Est. Return

Centaurus Financial's DMO Position: Q3 2022 in Review

Centaurus Financial sold out of Western Asset Mortgage Opportunity Fund (DMO) in Q3 2022, closing a stake of 84,695 shares — an estimated $989K sold.

Centaurus Financial first reported a position in DMO in Q1 2018 and held it in 18 quarters. The position peaked at $6.22M in Q4 2019. 45 funds tracked by Wall St. Rank hold DMO as of Q3 2022.

Centaurus Financial reported no remaining Western Asset Mortgage Opportunity Fund position as of Q3 2022 after selling out during the quarter.
Centaurus Financial sold 84,695 Western Asset Mortgage Opportunity Fund shares in Q3 2022, an estimated $989K.
Centaurus Financial first reported a position in Western Asset Mortgage Opportunity Fund in Q1 2018 and held it in 18 quarters.
Centaurus Financial's Western Asset Mortgage Opportunity Fund position peaked at $6.22M in Q4 2019.
45 funds tracked by Wall St. Rank held Western Asset Mortgage Opportunity Fund as of Q3 2022.

Based on Centaurus Financial's 13F filing for Q3 2022, filed 5 Dec 2022.