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DMO

Western Asset Mortgage Opportunity Fund

45 hedge funds and large institutions have $38.7M invested in Western Asset Mortgage Opportunity Fund in 2022 Q3 according to their latest regulatory filings, with 0 funds opening new positions, 21 increasing their positions, 14 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

50% more repeat investments, than reductions

Existing positions increased: 21 | Existing positions reduced: 14

0.99% more ownership

Funds ownership: 29.77%30.75% (+0.99%)

2% less capital invested

Capital invested by funds: $39.4M → $38.7M (-$679K)

13% less funds holding

Funds holding: 5245 (-7)

100% less first-time investments, than exits

New positions opened: 0 | Existing positions closed: 7

Holders
45
Holders Change
-7
Holders Change %
-13.46%
% of All Funds
0.78%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
Increased
21
Reduced
14
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
IWC
1
Integrated Wealth Concepts
Massachusetts
$6.28M +$662K +55,326 +11%
SIA
2
Sit Investment Associates
Minnesota
$5.23M +$159K +13,264 +3%
Morgan Stanley
3
Morgan Stanley
New York
$3.85M +$591K +49,367 +17%
Northwestern Mutual Wealth Management
4
Northwestern Mutual Wealth Management
Wisconsin
$2.37M +$1.36M +113,649 +114%
TJHA
5
Thomas J. Herzfeld Advisors
Florida
$2.03M +$208K +17,369 +10%
GC
6
Guggenheim Capital
Illinois
$1.8M -$370K -30,911 -16%
Envestnet Asset Management
7
Envestnet Asset Management
Illinois
$1.49M +$63.2K +5,280 +4%
MC
8
Matisse Capital
Oregon
$1.44M +$359K +30,000 +30%
RP
9
Riverbridge Partners
Minnesota
$1.24M +$31.8K +2,654 +2%
MML Investors Services
10
MML Investors Services
Massachusetts
$1.17M +$30.3K +2,529 +2%
Bank of America
11
Bank of America
North Carolina
$1.1M +$10.2K +850 +0.9%
NA
12
NewEdge Advisors
Louisiana
$963K -$24.3K -2,027 -2%
PAS
13
Park Avenue Securities
New York
$909K -$7.96K -665 -0.8%
LSC
14
Logan Stone Capital
Illinois
$809K -$346K -28,937 -28%
USCWA
15
U.S. Capital Wealth Advisors
Texas
$785K
Invesco
16
Invesco
Georgia
$701K +$258K +21,559 +52%
RJFSA
17
Raymond James Financial Services Advisors
Florida
$682K -$29.5K -2,462 -4%
LPL Financial
18
LPL Financial
California
$592K -$8.19K -684 -1%
UBS Group
19
UBS Group
Switzerland
$554K +$372K +31,085 +165%
Royal Bank of Canada
20
Royal Bank of Canada
Ontario, Canada
$551K +$114K +9,533 +24%
Osaic Holdings
21
Osaic Holdings
Arizona
$404K +$311 +26 +0.1%
RIA
22
Regal Investment Advisors
Michigan
$394K -$13.7K -1,148 -3%
QCIG
23
Quad-Cities Investment Group
Iowa
$384K +$6.3K +526 +2%
RJA
24
Raymond James & Associates
Florida
$384K +$20.5K +1,709 +5%
RGC
25
Roberts, Glore & Co
Illinois
$320K -$20.4K -1,700 -6%

DMO Hedge Fund Activity: Q3 2022 in Review

45 of the 5,806 institutional investors tracked by Wall St. Rank reported a position in Western Asset Mortgage Opportunity Fund (DMO) for Q3 2022, worth a combined $38.7M — down 1.7% from $39.4M a quarter earlier.

Sellers outnumbered buyers: 7 funds closed out of DMO and 0 opened new positions — a net loss of 7 holders — while 14 trimmed existing stakes and 21 added.

The largest buyer was Northwestern Mutual Wealth Management, adding an estimated $1.36M. The largest seller was Centaurus Financial, exiting entirely with an estimated $989K sold.

  • 45 institutional investors held Western Asset Mortgage Opportunity Fund (DMO) as of Q3 2022, down from 52 in Q2 2022.
  • Funds reported $38.7M of Western Asset Mortgage Opportunity Fund stock for Q3 2022, down 1.7% quarter-over-quarter.
  • 0 funds opened new Western Asset Mortgage Opportunity Fund positions in Q3 2022 and 7 closed out, a net change of -7 holders.
  • The largest Western Asset Mortgage Opportunity Fund buyer in Q3 2022 was Northwestern Mutual Wealth Management, an estimated $1.36M added.
  • The largest Western Asset Mortgage Opportunity Fund seller in Q3 2022 was Centaurus Financial, an estimated $989K sold.

Based on aggregated 13F filings for Q3 2022.