DMO

Western Asset Mortgage Opportunity Fund
DMO

Overview Fund Activity

49 hedge funds and large institutions have $39.5M invested in Western Asset Mortgage Opportunity Fund in 2023 Q1 according to their latest regulatory filings, with 8 funds opening new positions, 13 increasing their positions, 18 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
49
Holders Change
+1
Holders Change %
+2.08%
% of All Funds
0.78%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
8
Increased
13
Reduced
18
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
Morgan Stanley
New York
+$520K
2
AWM
AE Wealth Management
Kansas
+$401K
3
TJHA
Thomas J. Herzfeld Advisors
Florida
+$326K
4
MC
Moors & Cabot
Massachusetts
+$283K
5
SCM
Saba Capital Management
New York
+$256K

Top Sellers

1
RJFSA
Raymond James Financial Services Advisors
Florida
-$516K
2
LSC
Logan Stone Capital
Illinois
-$439K
3
USCWA
U.S. Capital Wealth Advisors
Texas
-$369K
4
SWM
Stockman Wealth Management
Montana
-$130K
5
MC
Matisse Capital
Oregon
-$123K
Name Holding Trade Value Shares
Change 		Shares
Change %
IWC
1
Integrated Wealth Concepts
Massachusetts
$5.4M -$116K -11,075 -2%
Morgan Stanley
2
Morgan Stanley
New York
$4.55M +$520K +49,807 +13%
SIA
3
Sit Investment Associates
Minnesota
$4.36M -$26K -2,484 -0.6%
TJHA
4
Thomas J. Herzfeld Advisors
Florida
$3.01M +$326K +31,172 +12%
Envestnet Asset Management
5
Envestnet Asset Management
Illinois
$2.55M -$77K -7,371 -3%
CPRC
6
Consolidated Portfolio Review Corp
New York
$2.26M +$2.26M +216,285 New
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$2.14M +$175K +16,756 +9%
GC
8
Guggenheim Capital
Illinois
$1.55M +$206K +19,670 +15%
MC
9
Matisse Capital
Oregon
$1.36M -$123K -11,813 -8%
RP
10
Riverbridge Partners
Minnesota
$1.25M +$28K +2,679 +2%
MML Investors Services
11
MML Investors Services
Massachusetts
$1.22M +$3.61K +345 +0.3%
Bank of America
12
Bank of America
North Carolina
$989K -$62.2K -5,955 -6%
NA
13
NewEdge Advisors
Louisiana
$864K -$13.8K -1,294 -2%
PAS
14
Park Avenue Securities
New York
$820K -$45.6K -4,367 -5%
Invesco
15
Invesco
Georgia
$796K -$51.7K -4,952 -6%
LPL Financial
16
LPL Financial
California
$564K +$28.1K +2,685 +5%
MC
17
Moors & Cabot
Massachusetts
$532K +$283K +27,100 +114%
UBS Group
18
UBS Group
Switzerland
$519K -$5.16K -494 -1%
AWM
19
AE Wealth Management
Kansas
$401K +$401K +38,395 New
Osaic Holdings
20
Osaic Holdings
Arizona
$378K -$10.9K -1,039 -3%
USCWA
21
U.S. Capital Wealth Advisors
Texas
$370K -$369K -35,272 -50%
RIA
22
Regal Investment Advisors
Michigan
$346K -$15.6K -1,488 -4%
RGC
23
Roberts, Glore & Co
Illinois
$345K +$31.4K +3,000 +10%
Cambridge Investment Research Advisors
24
Cambridge Investment Research Advisors
Iowa
$281K -$4.63K -442 -2%
Rockefeller Capital Management
25
Rockefeller Capital Management
New York
$261K – – –
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