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DMO

Western Asset Mortgage Opportunity Fund

30 hedge funds and large institutions have $27.8M invested in Western Asset Mortgage Opportunity Fund in 2018 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 12 increasing their positions, 9 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

33% more repeat investments, than reductions

Existing positions increased: 12 | Existing positions reduced: 9

0% more capital invested

Capital invested by funds: $27.7M → $27.8M (+$79.8K)

0.27% more ownership

Funds ownership: 10.84%11.11% (+0.27%)

0% more first-time investments, than exits

New positions opened: 5 | Existing positions closed: 5

3% less funds holding

Funds holding: 3130 (-1)

Holders
30
Holders Change
-1
Holders Change %
-3.23%
% of All Funds
0.69%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
5
Increased
12
Reduced
9
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$4.82M +$151K +6,661 +3%
MML Investors Services
2
MML Investors Services
Massachusetts
$3.22M +$120K +5,301 +4%
CWM
3
Cornerstone Wealth Management
Missouri
$2.7M -$156K -6,909 -9%
Morgan Stanley
4
Morgan Stanley
New York
$2.57M +$42.9K +1,897 +2%
Commonwealth Equity Services
5
Commonwealth Equity Services
Massachusetts
$2.42M -$32K -1,414 -1%
Cambridge Investment Research Advisors
6
Cambridge Investment Research Advisors
Iowa
$2.32M +$148K +6,521 +7%
UBS Group
7
UBS Group
Switzerland
$2M +$10.5K +463 +0.5%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$1.59M +$138K +6,094 +10%
SIA
9
Sit Investment Associates
Minnesota
$1.31M +$1.29M +56,979 New
NL
10
NWAM LLC
Washington
$871K +$858K +37,878 New
AG
11
Advisor Group
Arizona
$719K +$213K +9,387 +43%
Bessemer Group
12
Bessemer Group
New Jersey
$540K
Mirae Asset Global Investments
13
Mirae Asset Global Investments
South Korea
$423K +$416K +18,390 New
DA
14
Doliver Advisors
Texas
$400K -$52.8K -2,332 -12%
QCIG
15
Quad-Cities Investment Group
Iowa
$334K -$30.4K -1,344 -8%
IA
16
IFP Advisors
Florida
$331K -$57.9K -2,558 -15%
Janney Montgomery Scott
17
Janney Montgomery Scott
Pennsylvania
$331K +$11.3K +500 +4%
LPL Financial
18
LPL Financial
California
$325K -$99.8K -4,407 -24%
Wells Fargo
19
Wells Fargo
California
$269K -$12.2K -539 -4%
PAG
20
Private Advisor Group
New Jersey
$213K +$210K +9,256 New
GWM
21
Geneos Wealth Management
Colorado
$39K
Citigroup
22
Citigroup
New York
$26K +$634 +28 +3%
LTFS
23
Ladenburg Thalmann Financial Services
Florida
$24K +$498 +22 +2%
APA
24
American Portfolios Advisors
New York
$9.2K +$226 +10 +3%
PA
25
Parallel Advisors
California
$7K +$181 +8 +3%

DMO Hedge Fund Activity: Q3 2018 in Review

30 of the 4,375 institutional investors tracked by Wall St. Rank reported a position in Western Asset Mortgage Opportunity Fund (DMO) for Q3 2018, worth a combined $27.8M — up 0.29% from $27.7M a quarter earlier.

Fund positioning in DMO was balanced in Q3 2018: 5 funds opened new positions, 5 closed out, 12 added to existing stakes and 9 trimmed.

The largest buyer was Sit Investment Associates, opening a new position worth an estimated $1.29M. The largest seller was Laurion Capital Management, exiting entirely with an estimated $870K sold.

  • 30 institutional investors held Western Asset Mortgage Opportunity Fund (DMO) as of Q3 2018, down from 31 in Q2 2018.
  • Funds reported $27.8M of Western Asset Mortgage Opportunity Fund stock for Q3 2018, up 0.29% quarter-over-quarter.
  • 5 funds opened new Western Asset Mortgage Opportunity Fund positions in Q3 2018 and 5 closed out, a net change of 0 holders.
  • The largest Western Asset Mortgage Opportunity Fund buyer in Q3 2018 was Sit Investment Associates, an estimated $1.29M added.
  • The largest Western Asset Mortgage Opportunity Fund seller in Q3 2018 was Laurion Capital Management, an estimated $870K sold.

Based on aggregated 13F filings for Q3 2018.