DMO

Western Asset Mortgage Opportunity Fund
DMO

Overview Fund Activity

25 hedge funds and large institutions have $22.5M invested in Western Asset Mortgage Opportunity Fund in 2017 Q4 according to their latest regulatory filings, with 5 funds opening new positions, 10 increasing their positions, 6 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
25
Holders Change
+2
Holders Change %
+8.7%
% of All Funds
0.57%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
5
Increased
10
Reduced
6
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Bank of America
Bank of America
North Carolina
$5.16M
2
BlackRock
BlackRock
New York
$617K
3
Morgan Stanley
Morgan Stanley
New York
$3.12M
4
LPL Financial
LPL Financial
California
$204K
5
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
$1.32M

Top Sellers

1
HK
Horizon Kinetics
New York
$591K
2
CA
Cetera Advisors
Colorado
$0
3
UBS Group
UBS Group
Switzerland
$1.28M
4
MML Investors Services
MML Investors Services
Massachusetts
$2.93M
5
Wells Fargo
Wells Fargo
California
$352K
Name Holding Trade Value Shares
Change 		Shares
Change %
Bank of America
1
Bank of America
North Carolina
$5.16M +$1.14M +46,228 +28%
Morgan Stanley
2
Morgan Stanley
New York
$3.12M +$325K +13,160 +12%
MML Investors Services
3
MML Investors Services
Massachusetts
$2.93M -$102K -4,117 -3%
Commonwealth Equity Services
4
Commonwealth Equity Services
Massachusetts
$2.47M +$103K +4,186 +4%
Cambridge Investment Research Advisors
5
Cambridge Investment Research Advisors
Iowa
$2.04M +$65.1K +2,640 +3%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$1.32M +$113K +4,582 +9%
UBS Group
7
UBS Group
Switzerland
$1.28M -$194K -7,859 -13%
AG
8
Advisor Group
Arizona
$657K +$35.8K +1,452 +6%
BlackRock
9
BlackRock
New York
$617K +$617K +25,000 New
HK
10
Horizon Kinetics
New York
$591K -$732K -29,675 -55%
Bessemer Group
11
Bessemer Group
New Jersey
$579K – – –
IA
12
IFP Advisors
Florida
$423K -$20.4K -826 -5%
Wells Fargo
13
Wells Fargo
California
$352K -$76.8K -3,112 -18%
GXMC
14
Global X Management Company
New York
$315K +$22K +893 +8%
Janney Montgomery Scott
15
Janney Montgomery Scott
Pennsylvania
$215K +$7.04K +286 +3%
LPL Financial
16
LPL Financial
California
$204K +$204K +8,284 New
CA
17
Calton & Associates
Florida
$46K +$46K +1,766 New
LTFS
18
Ladenburg Thalmann Financial Services
Florida
$27K +$15.4K +615 +134%
Citigroup
19
Citigroup
New York
$26K +$925 +37 +4%
RFWA
20
RPg Family Wealth Advisory
Massachusetts
$24.9K – – –
PGWM
21
Parisi Gray Wealth Management
New Jersey
$22K +$22K +900 New
JCM
22
Jacobi Capital Management
Pennsylvania
$19K -$19K -768 -50%
GWM
23
Geneos Wealth Management
Colorado
$19K – – –
WEC
24
Winslow Evans & Crocker
Massachusetts
$17.3K – – –
APA
25
American Portfolios Advisors
New York
$8.97K +$8.97K +364 New
1
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