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DMO

Western Asset Mortgage Opportunity Fund

25 hedge funds and large institutions have $22.5M invested in Western Asset Mortgage Opportunity Fund in 2017 Q4 according to their latest regulatory filings, with 5 funds opening new positions, 10 increasing their positions, 6 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

67% more first-time investments, than exits

New positions opened: 5 | Existing positions closed: 3

67% more repeat investments, than reductions

Existing positions increased: 10 | Existing positions reduced: 6

9% more funds holding

Funds holding: 2325 (+2)

3% more capital invested

Capital invested by funds: $21.9M → $22.5M (+$563K)

0.52% more ownership

Funds ownership: 8.21%8.72% (+0.52%)

Holders
25
Holders Change
+2
Holders Change %
+8.7%
% of All Funds
0.57%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
5
Increased
10
Reduced
6
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$5.16M +$1.15M +46,228 +28%
Morgan Stanley
2
Morgan Stanley
New York
$3.12M +$328K +13,160 +12%
MML Investors Services
3
MML Investors Services
Massachusetts
$2.92M -$103K -4,117 -3%
Commonwealth Equity Services
4
Commonwealth Equity Services
Massachusetts
$2.47M +$104K +4,186 +4%
Cambridge Investment Research Advisors
5
Cambridge Investment Research Advisors
Iowa
$2.04M +$65.7K +2,640 +3%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$1.31M +$114K +4,582 +9%
UBS Group
7
UBS Group
Switzerland
$1.28M -$196K -7,859 -13%
AG
8
Advisor Group
Arizona
$657K +$36.2K +1,452 +6%
BlackRock
9
BlackRock
New York
$617K +$622K +25,000 New
HK
10
Horizon Kinetics
New York
$591K -$739K -29,675 -55%
Bessemer Group
11
Bessemer Group
New Jersey
$579K
IA
12
IFP Advisors
Florida
$423K -$20.6K -826 -5%
Wells Fargo
13
Wells Fargo
California
$352K -$77.5K -3,112 -18%
GXMC
14
Global X Management Company
New York
$315K +$22.2K +893 +8%
Janney Montgomery Scott
15
Janney Montgomery Scott
Pennsylvania
$215K +$7.12K +286 +3%
LPL Financial
16
LPL Financial
California
$204K +$206K +8,284 New
CA
17
Calton & Associates
Florida
$46K +$44K +1,766 New
LTFS
18
Ladenburg Thalmann Financial Services
Florida
$27K +$15.3K +615 +134%
Citigroup
19
Citigroup
New York
$26K +$921 +37 +4%
RFWA
20
RPg Family Wealth Advisory
Massachusetts
$24.9K
PGWM
21
Parisi Gray Wealth Management
New Jersey
$22K +$22.4K +900 New
JCM
22
Jacobi Capital Management
Pennsylvania
$19K -$19.1K -768 -50%
GWM
23
Geneos Wealth Management
Colorado
$19K
WEC
24
Winslow Evans & Crocker
Massachusetts
$17.3K
APA
25
American Portfolios Advisors
New York
$8.97K +$9.06K +364 New

DMO Hedge Fund Activity: Q4 2017 in Review

25 of the 4,410 institutional investors tracked by Wall St. Rank reported a position in Western Asset Mortgage Opportunity Fund (DMO) for Q4 2017, worth a combined $22.5M — up 2.6% from $21.9M a quarter earlier.

Buyers outnumbered sellers: 5 funds opened new DMO positions and 3 closed out — a net gain of 2 holders — while 10 added to existing stakes and 6 trimmed.

The largest buyer was Bank of America, adding an estimated $1.15M. The largest seller was Horizon Kinetics, cutting an estimated $739K.

  • 25 institutional investors held Western Asset Mortgage Opportunity Fund (DMO) as of Q4 2017, up from 23 in Q3 2017.
  • Funds reported $22.5M of Western Asset Mortgage Opportunity Fund stock for Q4 2017, up 2.6% quarter-over-quarter.
  • 5 funds opened new Western Asset Mortgage Opportunity Fund positions in Q4 2017 and 3 closed out, a net change of +2 holders.
  • The largest Western Asset Mortgage Opportunity Fund buyer in Q4 2017 was Bank of America, an estimated $1.15M added.
  • The largest Western Asset Mortgage Opportunity Fund seller in Q4 2017 was Horizon Kinetics, an estimated $739K sold.

Based on aggregated 13F filings for Q4 2017.