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DMO

Western Asset Mortgage Opportunity Fund

21 hedge funds and large institutions have $24.7M invested in Western Asset Mortgage Opportunity Fund in 2015 Q3 according to their latest regulatory filings, with 2 funds opening new positions, 7 increasing their positions, 7 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

5% more capital invested

Capital invested by funds: $23.5M → $24.7M (+$1.21M)

0.11% more ownership

Funds ownership: 9.4%9.51% (+0.11%)

0% more repeat investments, than reductions

Existing positions increased: 7 | Existing positions reduced: 7

9% less funds holding

Funds holding: 2321 (-2)

50% less first-time investments, than exits

New positions opened: 2 | Existing positions closed: 4

Holders
21
Holders Change
-2
Holders Change %
-8.7%
% of All Funds
0.59%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
2
Increased
7
Reduced
7
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$4.92M +$114K +4,652 +2%
Morgan Stanley
2
Morgan Stanley
New York
$3.92M +$1.76M +71,338 +83%
Bessemer Group
3
Bessemer Group
New Jersey
$3.9M -$492K -20,000 -11%
HK
4
Horizon Kinetics
New York
$3.14M -$47.8K -1,943 -2%
Wells Fargo
5
Wells Fargo
California
$1.52M +$614K +24,963 +69%
UBS Group
6
UBS Group
Switzerland
$1.45M +$21.4K +869 +2%
Invesco
7
Invesco
Georgia
$1.29M -$203K -8,242 -14%
LPL Financial
8
LPL Financial
California
$1.06M -$1.1M -44,611 -51%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$1.04M +$979K +39,782 +2,301%
Janney Montgomery Scott
10
Janney Montgomery Scott
Pennsylvania
$762K -$46.1K -1,873 -6%
YMRC
11
Yorktown Management & Research Company
Virginia
$421K
GC
12
Guggenheim Capital
Illinois
$385K -$12.4K -505 -3%
Commonwealth Equity Services
13
Commonwealth Equity Services
Massachusetts
$339K +$44.4K +1,803 +15%
MFS
14
MSI Financial Services
Massachusetts
$234K +$87K +3,536 +61%
Citigroup
15
Citigroup
New York
$181K
RPG
16
Risk Paradigm Group
Texas
$44.6K
GXMC
17
Global X Management Company
New York
$33K +$32.9K +1,338 New
AIG
18
American International Group
New York
$27K
PSUF
19
People's United Financial
Connecticut
$24K +$23.4K +950 New
NFG
20
Next Financial Group
Texas
$14K
US Bancorp
21
US Bancorp
Minnesota
$1K -$110K -4,487 -99%
LTFS
22
Ladenburg Thalmann Financial Services
Florida
-$534K -22,300 Closed
SIA
23
Sit Investment Associates
Minnesota
-$457K -19,075 Closed
NL
24
NWAM LLC
Washington
-$342K -14,000 Closed
FANJ
25
Financial Architects (New Jersey)
New Jersey
-$24K -990 Closed

DMO Hedge Fund Activity: Q3 2015 in Review

21 of the 3,583 institutional investors tracked by Wall St. Rank reported a position in Western Asset Mortgage Opportunity Fund (DMO) for Q3 2015, worth a combined $24.7M — up 5.1% from $23.5M a quarter earlier.

Sellers outnumbered buyers: 4 funds closed out of DMO and 2 opened new positions — a net loss of 2 holders — while 7 trimmed existing stakes and 7 added.

The largest buyer was Morgan Stanley, adding an estimated $1.76M. The largest seller was LPL Financial, cutting an estimated $1.1M.

  • 21 institutional investors held Western Asset Mortgage Opportunity Fund (DMO) as of Q3 2015, down from 23 in Q2 2015.
  • Funds reported $24.7M of Western Asset Mortgage Opportunity Fund stock for Q3 2015, up 5.1% quarter-over-quarter.
  • 2 funds opened new Western Asset Mortgage Opportunity Fund positions in Q3 2015 and 4 closed out, a net change of -2 holders.
  • The largest Western Asset Mortgage Opportunity Fund buyer in Q3 2015 was Morgan Stanley, an estimated $1.76M added.
  • The largest Western Asset Mortgage Opportunity Fund seller in Q3 2015 was LPL Financial, an estimated $1.1M sold.

Based on aggregated 13F filings for Q3 2015.