LTFS
DMO

Ladenburg Thalmann Financial Services’s Western Asset Mortgage Opportunity Fund DMO Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio DMO Stock Details DMO Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2019
Q4 		$130K Buy
6,412
+2,654
+71% +$56.4K ﹤0.01% 2826
2019
Q3 		$82K Buy
3,758
+2,726
+264% +$59K ﹤0.01% 3078
2019
Q2 		$22K Sell
1,032
-180
-15% -$3.79K ﹤0.01% 3989
2019
Q1 		$26K Buy
1,212
+144
+13% +$3.01K ﹤0.01% 3834
2018
Q4 		$22K Buy
1,068
+16
+2% +$351 ﹤0.01% 3807
2018
Q3 		$24K Buy
1,052
+22
+2% +$498 ﹤0.01% 3798
2018
Q2 		$26K Hold
1,030
– – ﹤0.01% 3668
2018
Q1 		$26K Sell
1,030
-45
-4% -$1.12K ﹤0.01% 3668
2017
Q4 		$27K Buy
1,075
+615
+134% +$15.3K ﹤0.01% 3601
2017
Q3 		$12K Sell
460
-461
-50% -$12K ﹤0.01% 3981
2017
Q2 		$24K Sell
921
-1
-0.1% -$25 ﹤0.01% 3496
2017
Q1 		$22K Sell
922
-32,181
-97% -$751K ﹤0.01% 3486
2016
Q4 		$754K Buy
33,103
+2,152
+7% +$49.9K 0.01% 1009
2016
Q3 		$739K Buy
30,951
+5,450
+21% +$131K 0.01% 959
2016
Q2 		$590K Buy
25,501
+13,723
+117% +$318K 0.01% 1032
2016
Q1 		$268K Buy
11,778
+10,843
+1,160% +$250K ﹤0.01% 1410
2015
Q4 		$22K Buy
+935
New +$22.4K ﹤0.01% 3144
2015
Q3 		– Sell
-22,300
Closed -$534K – 4625
2015
Q2 		$534K Hold
22,300
– – 0.01% 1026
2015
Q1 		$536K Buy
+22,300
New +$540K 0.01% 1004

Other funds holding DMO

CF
Centaurus Financial Anaheim, California $2.1B AUM 21.28% 1-Year Est. Return
SIA
Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
MML Investors Services
MML Investors Services Springfield, Massachusetts $36.1B AUM 19.68% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return
Commonwealth Equity Services
Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return
Cambridge Investment Research Advisors
Cambridge Investment Research Advisors Fairfield, Iowa $44.6B AUM 28.94% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
MAFM
Mid Atlantic Financial Management Pittsburgh, Pennsylvania $1.49B AUM 24.08% 1-Year Est. Return
NL
NWAM LLC Mercer Island, Washington $2B AUM 34.81% 1-Year Est. Return

Ladenburg Thalmann Financial Services's DMO Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services increased its Western Asset Mortgage Opportunity Fund (DMO) stake by 71% in Q4 2019, buying an estimated $56.4K and bringing the position to 6,412 shares worth $130K. The position accounts for ﹤0.01% of the portfolio, ranked #2826.

Ladenburg Thalmann Financial Services first reported a position in DMO in Q1 2015 and has held it in 19 quarters since. The position peaked at $754K in Q4 2016. 36 funds tracked by Wall St. Rank hold DMO as of Q4 2019.

  • Ladenburg Thalmann Financial Services held 6,412 shares of Western Asset Mortgage Opportunity Fund worth $130K as of Q4 2019.
  • Ladenburg Thalmann Financial Services bought 2,654 Western Asset Mortgage Opportunity Fund shares in Q4 2019, an estimated $56.4K.
  • Western Asset Mortgage Opportunity Fund made up ﹤0.01% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #2826 holding.
  • Ladenburg Thalmann Financial Services first reported a position in Western Asset Mortgage Opportunity Fund in Q1 2015 and has held it in 19 quarters since.
  • Ladenburg Thalmann Financial Services's Western Asset Mortgage Opportunity Fund position peaked at $754K in Q4 2016.
  • 36 funds tracked by Wall St. Rank held Western Asset Mortgage Opportunity Fund as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.