DMO

Western Asset Mortgage Opportunity Fund
DMO

Overview Fund Activity

23 hedge funds and large institutions have $23.5M invested in Western Asset Mortgage Opportunity Fund in 2015 Q2 according to their latest regulatory filings, with 3 funds opening new positions, 7 increasing their positions, 9 reducing their positions, and 2 closing their positions.

Holders
23
Holders Change
+1
Holders Change %
+4.55%
% of All Funds
0.62%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
3
Increased
7
Reduced
9
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Bank of America
1
Bank of America
North Carolina
$4.61M
2
Commonwealth Equity Services
2
Commonwealth Equity Services
Massachusetts
$282K
3
UBS Group
3
UBS Group
Switzerland
$1.37M
4
LPL Financial
4
LPL Financial
California
$2.12M
5
MFS
5
MSI Financial Services
Massachusetts
$140K

Top Sellers

1
Bessemer Group
1
Bessemer Group
New Jersey
$4.23M
2
SIA
2
Sit Investment Associates
Minnesota
$457K
3
HK
3
Horizon Kinetics
New York
$3.06M
4
DA
4
Doliver Advisors
Texas
$0
5
Janney Montgomery Scott
5
Janney Montgomery Scott
Pennsylvania
$777K
Name Market Value Shares Shares
Change 		Shares
Change %
Bank of America
1
Bank of America
North Carolina
$4.61M 192,452 +19,959 +12%
Bessemer Group
2
Bessemer Group
New Jersey
$4.23M 176,419 -94,121 -35%
HK
3
Horizon Kinetics
New York
$3.06M 127,873 -28,218 -18%
LPL Financial
4
LPL Financial
California
$2.12M 87,098 +7,880 +10%
Morgan Stanley
5
Morgan Stanley
New York
$2.06M 85,800 -5,703 -6%
Invesco
6
Invesco
Georgia
$1.43M 59,853 +658 +1%
UBS Group
7
UBS Group
Switzerland
$1.37M 57,170 +9,254 +19%
Wells Fargo
8
Wells Fargo
California
$867K 36,194 -1,250 -3%
Janney Montgomery Scott
9
Janney Montgomery Scott
Pennsylvania
$777K 32,439 -6,626 -17%
LTFS
10
Ladenburg Thalmann Financial Services
Florida
$534K 22,300 – –
SIA
11
Sit Investment Associates
Minnesota
$457K 19,075 -37,701 -66%
YMRC
12
Yorktown Management & Research Company
Virginia
$405K 16,900 – –
GC
13
Guggenheim Capital
Illinois
$382K 15,912 +176 +1%
NL
14
NWAM LLC
Washington
$342K 14,000 -274 -2%
Commonwealth Equity Services
15
Commonwealth Equity Services
Massachusetts
$282K 11,776 +11,776 New
Citigroup
16
Citigroup
New York
$174K 7,245 -2,101 -22%
MFS
17
MSI Financial Services
Massachusetts
$140K 5,830 +3,113 +115%
US Bancorp
18
US Bancorp
Minnesota
$109K 4,530 -678 -13%
RPG
19
Risk Paradigm Group
Texas
$42.9K 1,790 – –
Royal Bank of Canada
20
Royal Bank of Canada
Ontario, Canada
$41K 1,729 +540 +45%
AIG
21
American International Group
New York
$25.4K 1,061 – –
FANJ
22
Financial Architects (New Jersey)
New Jersey
$24K 990 +990 New
NFG
23
Next Financial Group
Texas
$14K 600 +600 New
DA
24
Doliver Advisors
Texas
– – -9,298 Closed
TRCT
25
Tower Research Capital (TRC)
New York
– – -1,200 Closed