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DMO

Western Asset Mortgage Opportunity Fund

48 hedge funds and large institutions have $37.9M invested in Western Asset Mortgage Opportunity Fund in 2023 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 14 increasing their positions, 20 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

2% less capital invested

Capital invested by funds: $38.7M → $37.9M (-$787K)

1.04% less ownership

Funds ownership: 32.26%31.22% (-1%)

2% less funds holding

Funds holding: 4948 (-1)

17% less first-time investments, than exits

New positions opened: 5 | Existing positions closed: 6

30% less repeat investments, than reductions

Existing positions increased: 14 | Existing positions reduced: 20

Holders
48
Holders Change
-1
Holders Change %
-2.04%
% of All Funds
0.76%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
5
Increased
14
Reduced
20
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$6.94M -$312K -28,628 -4%
SIA
2
Sit Investment Associates
Minnesota
$4.47M
TJHA
3
Thomas J. Herzfeld Advisors
Florida
$3.82M +$84.9K +7,793 +2%
Envestnet Asset Management
4
Envestnet Asset Management
Illinois
$2.7M +$89.3K +8,196 +3%
CPRC
5
Consolidated Portfolio Review Corp
New York
$2.51M +$21.7K +1,995 +0.9%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$2.38M +$135K +12,425 +6%
GC
7
Guggenheim Capital
Illinois
$1.97M +$537K +49,345 +37%
RP
8
Riverbridge Partners
Minnesota
$1.36M +$171K +15,746 +14%
MML Investors Services
9
MML Investors Services
Massachusetts
$1.18M -$60.2K -5,527 -5%
API
10
Advisor Partners II
California
$1.1M +$1.12M +102,527 New
MC
11
Matisse Capital
Oregon
$1M -$397K -36,462 -28%
PAS
12
Park Avenue Securities
New York
$832K -$6.09K -559 -0.7%
NA
13
NewEdge Advisors
Louisiana
$742K -$158K -14,531 -17%
MC
14
Moors & Cabot
Massachusetts
$724K +$92.6K +8,500 +14%
Osaic Holdings
15
Osaic Holdings
Arizona
$683K +$298K +27,322 +75%
LPL Financial
16
LPL Financial
California
$669K +$109K +9,964 +19%
Invesco
17
Invesco
Georgia
$393K -$178K -16,378 -31%
ACP
18
Aviance Capital Partners
Florida
$342K +$347K +31,891 New
RIA
19
Regal Investment Advisors
Michigan
$337K -$17.3K -1,588 -5%
RGC
20
Roberts, Glore & Co
Illinois
$318K -$35.9K -3,300 -10%
UBS Group
21
UBS Group
Switzerland
$282K -$152K -13,996 -35%
Cambridge Investment Research Advisors
22
Cambridge Investment Research Advisors
Iowa
$277K -$6.54K -601 -2%
CAPTRUST Financial Advisors
23
CAPTRUST Financial Advisors
North Carolina
$258K -$11 -1 -0%
Rockefeller Capital Management
24
Rockefeller Capital Management
New York
$229K -$39.1K -3,592 -14%
Commonwealth Equity Services
25
Commonwealth Equity Services
Massachusetts
$225K -$3.12K -286 -1%

DMO Hedge Fund Activity: Q3 2023 in Review

48 of the 6,302 institutional investors tracked by Wall St. Rank reported a position in Western Asset Mortgage Opportunity Fund (DMO) for Q3 2023, worth a combined $37.9M — down 2% from $38.7M a quarter earlier.

Sellers outnumbered buyers: 6 funds closed out of DMO and 5 opened new positions — a net loss of 1 holder — while 20 trimmed existing stakes and 14 added.

The largest buyer was Advisor Partners II, opening a new position worth an estimated $1.12M. The largest seller was Logan Stone Capital, exiting entirely with an estimated $946K sold.

  • 48 institutional investors held Western Asset Mortgage Opportunity Fund (DMO) as of Q3 2023, down from 49 in Q2 2023.
  • Funds reported $37.9M of Western Asset Mortgage Opportunity Fund stock for Q3 2023, down 2% quarter-over-quarter.
  • 5 funds opened new Western Asset Mortgage Opportunity Fund positions in Q3 2023 and 6 closed out, a net change of -1 holder.
  • The largest Western Asset Mortgage Opportunity Fund buyer in Q3 2023 was Advisor Partners II, an estimated $1.12M added.
  • The largest Western Asset Mortgage Opportunity Fund seller in Q3 2023 was Logan Stone Capital, an estimated $946K sold.

Based on aggregated 13F filings for Q3 2023.