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DMO

Western Asset Mortgage Opportunity Fund

44 hedge funds and large institutions have $41.3M invested in Western Asset Mortgage Opportunity Fund in 2023 Q4 according to their latest regulatory filings, with 3 funds opening new positions, 20 increasing their positions, 13 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

54% more repeat investments, than reductions

Existing positions increased: 20 | Existing positions reduced: 13

9% more capital invested

Capital invested by funds: $37.9M → $41.3M (+$3.41M)

1.41% more ownership

Funds ownership: 31.22%32.63% (+1.4%)

8% less funds holding

Funds holding: 4844 (-4)

50% less first-time investments, than exits

New positions opened: 3 | Existing positions closed: 6

Holders
44
Holders Change
-4
Holders Change %
-8.33%
% of All Funds
0.64%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
3
Increased
20
Reduced
13
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$7.46M +$214K +19,963 +3%
SIA
2
Sit Investment Associates
Minnesota
$4.32M -$329K -30,778 -7%
Pathstone Holdings
3
Pathstone Holdings
New Jersey
$4.03M +$3.86M +360,656 New
TJHA
4
Thomas J. Herzfeld Advisors
Florida
$3.47M -$485K -45,389 -13%
Envestnet Asset Management
5
Envestnet Asset Management
Illinois
$3.14M +$318K +29,692 +12%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$3.01M +$512K +47,882 +22%
CPRC
7
Consolidated Portfolio Review Corp
New York
$2.77M +$154K +14,378 +6%
GC
8
Guggenheim Capital
Illinois
$2.08M +$27.8K +2,597 +1%
RP
9
Riverbridge Partners
Minnesota
$1.43M +$12.7K +1,188 +0.9%
MML Investors Services
10
MML Investors Services
Massachusetts
$1.4M +$156K +14,580 +13%
PAS
11
Park Avenue Securities
New York
$895K +$26.2K +2,449 +3%
NA
12
NewEdge Advisors
Louisiana
$876K +$101K +9,400 +14%
MC
13
Moors & Cabot
Massachusetts
$798K +$40.6K +3,800 +6%
LPL Financial
14
LPL Financial
California
$727K +$27.3K +2,549 +4%
Osaic Holdings
15
Osaic Holdings
Arizona
$395K -$304K -28,410 -45%
Baird Financial Group
16
Baird Financial Group
Wisconsin
$395K +$175K +16,361 +86%
RIA
17
Regal Investment Advisors
Michigan
$352K
RGC
18
Roberts, Glore & Co
Illinois
$346K +$13.9K +1,300 +4%
UBS Group
19
UBS Group
Switzerland
$346K +$49.6K +4,637 +18%
ACP
20
Aviance Capital Partners
Florida
$331K -$24.3K -2,274 -7%
CAPTRUST Financial Advisors
21
CAPTRUST Financial Advisors
North Carolina
$269K -$118 -11 -0%
Cambridge Investment Research Advisors
22
Cambridge Investment Research Advisors
Iowa
$265K -$22.9K -2,145 -8%
Commonwealth Equity Services
23
Commonwealth Equity Services
Massachusetts
$237K +$2.21K +207 +1%
Susquehanna International Group
24
Susquehanna International Group
Pennsylvania
$217K +$71.8K +6,715 +53%
SWM
25
SeaCrest Wealth Management
New York
$217K +$1.64K +153 +0.8%

DMO Hedge Fund Activity: Q4 2023 in Review

44 of the 6,860 institutional investors tracked by Wall St. Rank reported a position in Western Asset Mortgage Opportunity Fund (DMO) for Q4 2023, worth a combined $41.3M — up 9% from $37.9M a quarter earlier.

Sellers outnumbered buyers: 6 funds closed out of DMO and 3 opened new positions — a net loss of 3 holders — while 13 trimmed existing stakes and 20 added.

The largest buyer was Royal Bank of Canada, adding an estimated $512K. The largest seller was Matisse Capital, exiting entirely with an estimated $1M sold.

  • 44 institutional investors held Western Asset Mortgage Opportunity Fund (DMO) as of Q4 2023, down from 48 in Q3 2023.
  • Funds reported $41.3M of Western Asset Mortgage Opportunity Fund stock for Q4 2023, up 9% quarter-over-quarter.
  • 3 funds opened new Western Asset Mortgage Opportunity Fund positions in Q4 2023 and 6 closed out, a net change of -3 holders.
  • The largest Western Asset Mortgage Opportunity Fund buyer in Q4 2023 was Royal Bank of Canada, an estimated $512K added.
  • The largest Western Asset Mortgage Opportunity Fund seller in Q4 2023 was Matisse Capital, an estimated $1M sold.

Based on aggregated 13F filings for Q4 2023.