DMO

Western Asset Mortgage Opportunity Fund
DMO

Overview Fund Activity

43 hedge funds and large institutions have $42.8M invested in Western Asset Mortgage Opportunity Fund in 2021 Q3 according to their latest regulatory filings, with 2 funds opening new positions, 18 increasing their positions, 14 reducing their positions, and 3 closing their positions.

Holders
43
Holders Change
-1
Holders Change %
-2.27%
% of All Funds
0.76%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
2
Increased
18
Reduced
14
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
GC
1
Guggenheim Capital
Illinois
$2.45M
2
IWC
2
Integrated Wealth Concepts
Massachusetts
$6.84M
3
CAN
3
Cetera Advisor Networks
California
$1.69M
4
TCA
4
Transcend Capital Advisors
New Jersey
$236K
5
Envestnet Asset Management
5
Envestnet Asset Management
Illinois
$1.57M

Top Sellers

1
FM
1
Family Management
New York
$644K
2
Mirae Asset Global Investments
2
Mirae Asset Global Investments
South Korea
$521K
3
CF
3
Centaurus Financial
California
$3.12M
4
Morgan Stanley
4
Morgan Stanley
New York
$2.68M
5
UBS Group
5
UBS Group
Switzerland
$353K
Name Market Value Shares Shares
Change 		Shares
Change %
SIA
1
Sit Investment Associates
Minnesota
$7.25M 468,934 +2,990 +0.6%
IWC
2
Integrated Wealth Concepts
Massachusetts
$6.84M 442,437 +54,342 +14%
CF
3
Centaurus Financial
California
$3.12M 201,690 -10,896 -5%
Morgan Stanley
4
Morgan Stanley
New York
$2.68M 173,055 -7,399 -4%
GC
5
Guggenheim Capital
Illinois
$2.45M 158,662 +71,453 +82%
TJHA
6
Thomas J. Herzfeld Advisors
Florida
$2.09M 135,433 +4,363 +3%
USCWA
7
U.S. Capital Wealth Advisors
Texas
$2.02M 133,034 +133,034 New
CAN
8
Cetera Advisor Networks
California
$1.69M 109,605 +34,000 +45%
Envestnet Asset Management
9
Envestnet Asset Management
Illinois
$1.57M 101,356 +5,429 +6%
MML Investors Services
10
MML Investors Services
Massachusetts
$1.46M 94,442 +827 +0.9%
MAFM
11
Mid Atlantic Financial Management
Pennsylvania
$1.25M 80,611 +5,209 +7%
PAS
12
Park Avenue Securities
New York
$1.11M 71,794 +2,798 +4%
RJFSA
13
Raymond James Financial Services Advisors
Florida
$875K 56,585 +3,062 +6%
Osaic Holdings
14
Osaic Holdings
Arizona
$670K 43,338 -1,384 -3%
RIA
15
Regal Investment Advisors
Michigan
$646K 41,808 +71 +0.2%
FM
16
Family Management
New York
$644K 41,631 -39,369 -49%
Commonwealth Equity Services
17
Commonwealth Equity Services
Massachusetts
$552K 35,761 +441 +1%
Mirae Asset Global Investments
18
Mirae Asset Global Investments
South Korea
$521K 33,683 -28,832 -46%
QCIG
19
Quad-Cities Investment Group
Iowa
$476K 30,807 -1,073 -3%
Rockefeller Capital Management
20
Rockefeller Capital Management
New York
$476K 30,824 -798 -3%
Bank of America
21
Bank of America
North Carolina
$474K 30,671 -2,525 -8%
Royal Bank of Canada
22
Royal Bank of Canada
Ontario, Canada
$405K 26,193 +1,082 +4%
UBS Group
23
UBS Group
Switzerland
$353K 22,879 -7,020 -23%
Northwestern Mutual Wealth Management
24
Northwestern Mutual Wealth Management
Wisconsin
$352K 22,754 +2,926 +15%
BA
25
Bridgewater Advisors
New York
$348K 22,500 – –
1
2