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DMO

Western Asset Mortgage Opportunity Fund

43 hedge funds and large institutions have $42.8M invested in Western Asset Mortgage Opportunity Fund in 2021 Q3 according to their latest regulatory filings, with 2 funds opening new positions, 18 increasing their positions, 14 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

29% more repeat investments, than reductions

Existing positions increased: 18 | Existing positions reduced: 14

8% more capital invested

Capital invested by funds: $39.7M → $42.8M (+$3.14M)

1.39% more ownership

Funds ownership: 23.08%24.47% (+1.4%)

2% less funds holding

Funds holding: 4443 (-1)

33% less first-time investments, than exits

New positions opened: 2 | Existing positions closed: 3

Holders
43
Holders Change
-1
Holders Change %
-2.27%
% of All Funds
0.75%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
2
Increased
18
Reduced
14
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
SIA
1
Sit Investment Associates
Minnesota
$7.25M +$47.3K +2,990 +0.6%
IWC
2
Integrated Wealth Concepts
Massachusetts
$6.84M +$860K +54,342 +14%
CF
3
Centaurus Financial
California
$3.12M -$173K -10,896 -5%
Morgan Stanley
4
Morgan Stanley
New York
$2.67M -$117K -7,399 -4%
GC
5
Guggenheim Capital
Illinois
$2.45M +$1.13M +71,453 +82%
TJHA
6
Thomas J. Herzfeld Advisors
Florida
$2.09M +$69.1K +4,363 +3%
USCWA
7
U.S. Capital Wealth Advisors
Texas
$2.02M +$2.11M +133,034 New
CAN
8
Cetera Advisor Networks
California
$1.69M +$538K +34,000 +45%
Envestnet Asset Management
9
Envestnet Asset Management
Illinois
$1.57M +$86K +5,429 +6%
MML Investors Services
10
MML Investors Services
Massachusetts
$1.46M +$13.1K +827 +0.9%
MAFM
11
Mid Atlantic Financial Management
Pennsylvania
$1.25M +$82.5K +5,209 +7%
PAS
12
Park Avenue Securities
New York
$1.11M +$44.3K +2,798 +4%
RJFSA
13
Raymond James Financial Services Advisors
Florida
$875K +$48.5K +3,062 +6%
Osaic Holdings
14
Osaic Holdings
Arizona
$670K -$21.9K -1,384 -3%
RIA
15
Regal Investment Advisors
Michigan
$646K +$1.12K +71 +0.2%
FM
16
Family Management
New York
$644K -$623K -39,369 -49%
Commonwealth Equity Services
17
Commonwealth Equity Services
Massachusetts
$552K +$6.98K +441 +1%
Mirae Asset Global Investments
18
Mirae Asset Global Investments
South Korea
$521K -$457K -28,832 -46%
QCIG
19
Quad-Cities Investment Group
Iowa
$476K -$17K -1,073 -3%
Rockefeller Capital Management
20
Rockefeller Capital Management
New York
$476K -$12.6K -798 -3%
Bank of America
21
Bank of America
North Carolina
$474K -$40K -2,525 -8%
Royal Bank of Canada
22
Royal Bank of Canada
Ontario, Canada
$405K +$17.1K +1,082 +4%
UBS Group
23
UBS Group
Switzerland
$353K -$111K -7,020 -23%
Northwestern Mutual Wealth Management
24
Northwestern Mutual Wealth Management
Wisconsin
$352K +$46.3K +2,926 +15%
BA
25
Bridgewater Advisors
New York
$348K

DMO Hedge Fund Activity: Q3 2021 in Review

43 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in Western Asset Mortgage Opportunity Fund (DMO) for Q3 2021, worth a combined $42.8M — up 7.9% from $39.7M a quarter earlier.

Sellers outnumbered buyers: 3 funds closed out of DMO and 2 opened new positions — a net loss of 1 holder — while 14 trimmed existing stakes and 18 added.

The largest buyer was Guggenheim Capital, adding an estimated $1.13M. The largest seller was Family Management, cutting an estimated $623K.

  • 43 institutional investors held Western Asset Mortgage Opportunity Fund (DMO) as of Q3 2021, down from 44 in Q2 2021.
  • Funds reported $42.8M of Western Asset Mortgage Opportunity Fund stock for Q3 2021, up 7.9% quarter-over-quarter.
  • 2 funds opened new Western Asset Mortgage Opportunity Fund positions in Q3 2021 and 3 closed out, a net change of -1 holder.
  • The largest Western Asset Mortgage Opportunity Fund buyer in Q3 2021 was Guggenheim Capital, an estimated $1.13M added.
  • The largest Western Asset Mortgage Opportunity Fund seller in Q3 2021 was Family Management, an estimated $623K sold.

Based on aggregated 13F filings for Q3 2021.