DMO

Western Asset Mortgage Opportunity Fund
DMO

Overview Fund Activity

39 hedge funds and large institutions have $30.3M invested in Western Asset Mortgage Opportunity Fund in 2020 Q2 according to their latest regulatory filings, with 9 funds opening new positions, 14 increasing their positions, 11 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
39
Holders Change
+5
Holders Change %
+14.71%
% of All Funds
0.8%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
9
Increased
14
Reduced
11
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SIA
Sit Investment Associates
Minnesota
+$1.87M
2
FM
Family Management
New York
+$913K
3
Northwestern Mutual Wealth Management
Northwestern Mutual Wealth Management
Wisconsin
+$558K
4
CFA
Carroll Financial Associates
North Carolina
+$543K
5
IWC
Integrated Wealth Concepts
Massachusetts
+$488K

Top Sellers

1
Osaic Holdings
Osaic Holdings
Arizona
-$13.7M
2
LCM
Landscape Capital Management
New Jersey
-$1.2M
3
Bank of America
Bank of America
North Carolina
-$548K
4
PPA
Parametric Portfolio Associates
Washington
-$420K
5
Commonwealth Equity Services
Commonwealth Equity Services
Massachusetts
-$132K
Name Holding Trade Value Shares
Change 		Shares
Change %
CF
1
Centaurus Financial
California
$4.51M -$82.9K -5,651 -2%
SIA
2
Sit Investment Associates
Minnesota
$4.38M +$1.87M +127,486 +75%
Osaic Holdings
3
Osaic Holdings
Arizona
$3.24M -$13.7M -932,100 -81%
Morgan Stanley
4
Morgan Stanley
New York
$2.84M +$347K +23,623 +14%
MML Investors Services
5
MML Investors Services
Massachusetts
$1.95M +$289K +19,732 +17%
Northwestern Mutual Wealth Management
6
Northwestern Mutual Wealth Management
Wisconsin
$1.54M +$558K +38,054 +57%
TJHA
7
Thomas J. Herzfeld Advisors
Florida
$1.09M +$450K +31,786 +70%
Commonwealth Equity Services
8
Commonwealth Equity Services
Massachusetts
$914K -$132K -8,977 -13%
FM
9
Family Management
New York
$913K +$913K +62,255 New
RJFSA
10
Raymond James Financial Services Advisors
Florida
$895K +$88.6K +6,035 +11%
MAFM
11
Mid Atlantic Financial Management
Pennsylvania
$864K +$23.5K +1,600 +3%
NL
12
NWAM LLC
Washington
$653K -$5.62K -383 -0.9%
QCIG
13
Quad-Cities Investment Group
Iowa
$635K +$25.7K +1,754 +4%
CFA
14
Carroll Financial Associates
North Carolina
$543K +$543K +37,032 New
IWC
15
Integrated Wealth Concepts
Massachusetts
$488K +$488K +33,256 New
RIA
16
Regal Investment Advisors
Michigan
$450K +$450K +30,674 New
Rockefeller Capital Management
17
Rockefeller Capital Management
New York
$443K – – –
Mirae Asset Global Investments
18
Mirae Asset Global Investments
South Korea
$389K -$50.7K -3,462 -12%
Cambridge Investment Research Advisors
19
Cambridge Investment Research Advisors
Iowa
$369K +$13.4K +914 +4%
UBS Group
20
UBS Group
Switzerland
$356K -$33.2K -2,265 -9%
RJA
21
Raymond James & Associates
Florida
$353K +$353K +24,061 New
Bank of America
22
Bank of America
North Carolina
$344K -$548K -37,339 -61%
TCA
23
Transcend Capital Advisors
New Jersey
$258K +$1.23K +84 +0.5%
Bessemer Group
24
Bessemer Group
New Jersey
$243K -$101K -6,907 -29%
RGC
25
Roberts, Glore & Co
Illinois
$243K +$243K +16,596 New
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