Carroll Financial Associates’s Western Asset Mortgage Opportunity Fund DMO Stock Holding History

Carroll Financial Associates’s Portfolio DMO Stock Details DMO Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q4	$33K	Hold	2,219	–	–	﹤0.01%	829
2021 Q3	$34K	Hold	2,219	–	–	﹤0.01%	850
2021 Q2	$34K	Sell	2,219 -1,000	-31%	-$15.1K	﹤0.01%	925
2021 Q1	$47K	Hold	3,219	–	–	﹤0.01%	783
2020 Q4	$45K	Sell	3,219 -11,000	-77%	-$150K	﹤0.01%	724
2020 Q3	$186K	Sell	14,219 -22,813	-62%	-$314K	0.01%	354
2020 Q2	$543K	Buy	+37,032	New	+$489K	0.05%	205

Other funds holding DMO

IWC

Integrated Wealth Concepts Waltham, Massachusetts $12.5B AUM 18.49% 1-Year Est. Return

SIA

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

Centaurus Financial Anaheim, California $2.1B AUM 21.28% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

TJHA

Thomas J. Herzfeld Advisors Miami Beach, Florida $294M AUM 2.62% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

CAN

Cetera Advisor Networks El Segundo, California $20.2B AUM 22.31% 1-Year Est. Return

USCWA

U.S. Capital Wealth Advisors Austin, Texas $3.98B AUM 22.36% 1-Year Est. Return

MML Investors Services Springfield, Massachusetts $36.1B AUM 19.68% 1-Year Est. Return

Carroll Financial Associates's DMO Position: Q4 2021 in Review

Carroll Financial Associates held its Western Asset Mortgage Opportunity Fund (DMO) position steady in Q4 2021 at 2,219 shares worth $33K. The position accounts for ﹤0.01% of the portfolio, ranked #829.

Carroll Financial Associates first reported a position in DMO in Q2 2020 and has held it in 7 quarters since. The position peaked at $543K in Q2 2020. 44 funds tracked by Wall St. Rank hold DMO as of Q4 2021.

Carroll Financial Associates held 2,219 shares of Western Asset Mortgage Opportunity Fund worth $33K as of Q4 2021.
Carroll Financial Associates left its Western Asset Mortgage Opportunity Fund share count unchanged in Q4 2021.
Western Asset Mortgage Opportunity Fund made up ﹤0.01% of Carroll Financial Associates's portfolio in Q4 2021, its #829 holding.
Carroll Financial Associates first reported a position in Western Asset Mortgage Opportunity Fund in Q2 2020 and has held it in 7 quarters since.
Carroll Financial Associates's Western Asset Mortgage Opportunity Fund position peaked at $543K in Q2 2020.
44 funds tracked by Wall St. Rank held Western Asset Mortgage Opportunity Fund as of Q4 2021.

Based on Carroll Financial Associates's 13F filing for Q4 2021, filed 6 Jan 2022.