DMO

Western Asset Mortgage Opportunity Fund
DMO

Overview Fund Activity

45 hedge funds and large institutions have $34.3M invested in Western Asset Mortgage Opportunity Fund in 2021 Q1 according to their latest regulatory filings, with 6 funds opening new positions, 12 increasing their positions, 19 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
45
Holders Change
-1
Holders Change %
-2.17%
% of All Funds
0.79%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
6
Increased
12
Reduced
19
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
IWC
Integrated Wealth Concepts
Massachusetts
$3.9M
2
Bank of America
Bank of America
North Carolina
$1.72M
3
CAN
Cetera Advisor Networks
California
$586K
4
GC
Guggenheim Capital
Illinois
$658K
5
TJHA
Thomas J. Herzfeld Advisors
Florida
$2.13M

Top Sellers

1
Northwestern Mutual Wealth Management
Northwestern Mutual Wealth Management
Wisconsin
$274K
2
KPWS
Kestra Private Wealth Services
Texas
$344K
3
Morgan Stanley
Morgan Stanley
New York
$2.38M
4
FFA
Founders Financial Alliance
North Carolina
$0
5
ACM
Arlington Capital Management
Illinois
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
SIA
1
Sit Investment Associates
Minnesota
$5.93M -$92K -6,285 -2%
IWC
2
Integrated Wealth Concepts
Massachusetts
$3.9M +$2.49M +170,070 +176%
CF
3
Centaurus Financial
California
$3.46M -$328K -22,374 -9%
Morgan Stanley
4
Morgan Stanley
New York
$2.38M -$861K -58,834 -27%
TJHA
5
Thomas J. Herzfeld Advisors
Florida
$2.13M +$389K +26,553 +22%
Bank of America
6
Bank of America
North Carolina
$1.72M +$1.36M +93,189 +382%
MML Investors Services
7
MML Investors Services
Massachusetts
$1.37M -$72.4K -4,948 -5%
FM
8
Family Management
New York
$1.34M -$6.97K -476 -0.5%
Envestnet Asset Management
9
Envestnet Asset Management
Illinois
$1.32M +$62.8K +4,287 +5%
MAFM
10
Mid Atlantic Financial Management
Pennsylvania
$1.08M +$228K +15,600 +27%
PAS
11
Park Avenue Securities
New York
$970K +$14.7K +1,006 +2%
RJFSA
12
Raymond James Financial Services Advisors
Florida
$762K -$35.3K -2,410 -4%
Osaic Holdings
13
Osaic Holdings
Arizona
$660K -$8.89K -607 -1%
GC
14
Guggenheim Capital
Illinois
$658K +$475K +32,487 +261%
CAN
15
Cetera Advisor Networks
California
$586K +$586K +40,005 New
Commonwealth Equity Services
16
Commonwealth Equity Services
Massachusetts
$543K -$142K -9,715 -21%
SIC
17
Samalin Investment Counsel
New York
$529K -$33.8K -2,311 -6%
QCIG
18
Quad-Cities Investment Group
Iowa
$487K +$26.7K +1,826 +6%
Rockefeller Capital Management
19
Rockefeller Capital Management
New York
$430K -$23.8K -1,629 -5%
Royal Bank of Canada
20
Royal Bank of Canada
Ontario, Canada
$370K -$13K -891 -3%
UBS Group
21
UBS Group
Switzerland
$369K +$64K +4,378 +21%
KPWS
22
Kestra Private Wealth Services
Texas
$344K -$1.26M -86,200 -79%
BA
23
Bridgewater Advisors
New York
$334K +$334K +22,500 New
Cambridge Investment Research Advisors
24
Cambridge Investment Research Advisors
Iowa
$311K -$50.8K -3,466 -14%
Northwestern Mutual Wealth Management
25
Northwestern Mutual Wealth Management
Wisconsin
$274K -$2.62M -179,022 -91%
1
2 3