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DMO

Western Asset Mortgage Opportunity Fund

45 hedge funds and large institutions have $34.3M invested in Western Asset Mortgage Opportunity Fund in 2021 Q1 according to their latest regulatory filings, with 6 funds opening new positions, 12 increasing their positions, 19 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

2.08% less ownership

Funds ownership: 23.34%21.26% (-2.1%)

2% less funds holding

Funds holding: 4645 (-1)

6% less capital invested

Capital invested by funds: $36.5M → $34.3M (-$2.16M)

14% less first-time investments, than exits

New positions opened: 6 | Existing positions closed: 7

37% less repeat investments, than reductions

Existing positions increased: 12 | Existing positions reduced: 19

Holders
45
Holders Change
-1
Holders Change %
-2.17%
% of All Funds
0.79%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
6
Increased
12
Reduced
19
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
SIA
1
Sit Investment Associates
Minnesota
$5.93M -$90.8K -6,285 -2%
IWC
2
Integrated Wealth Concepts
Massachusetts
$3.9M +$2.46M +170,070 +176%
CF
3
Centaurus Financial
California
$3.46M -$323K -22,374 -9%
Morgan Stanley
4
Morgan Stanley
New York
$2.38M -$850K -58,834 -27%
TJHA
5
Thomas J. Herzfeld Advisors
Florida
$2.13M +$384K +26,553 +22%
Bank of America
6
Bank of America
North Carolina
$1.72M +$1.35M +93,189 +382%
MML Investors Services
7
MML Investors Services
Massachusetts
$1.36M -$71.5K -4,948 -5%
FM
8
Family Management
New York
$1.34M -$6.88K -476 -0.5%
Envestnet Asset Management
9
Envestnet Asset Management
Illinois
$1.32M +$61.9K +4,287 +5%
MAFM
10
Mid Atlantic Financial Management
Pennsylvania
$1.08M +$225K +15,600 +27%
PAS
11
Park Avenue Securities
New York
$970K +$14.5K +1,006 +2%
RJFSA
12
Raymond James Financial Services Advisors
Florida
$762K -$34.8K -2,410 -4%
Osaic Holdings
13
Osaic Holdings
Arizona
$660K -$8.77K -607 -1%
GC
14
Guggenheim Capital
Illinois
$658K +$469K +32,487 +261%
CAN
15
Cetera Advisor Networks
California
$586K +$578K +40,005 New
Commonwealth Equity Services
16
Commonwealth Equity Services
Massachusetts
$543K -$140K -9,715 -21%
SIC
17
Samalin Investment Counsel
New York
$529K -$33.4K -2,311 -6%
QCIG
18
Quad-Cities Investment Group
Iowa
$487K +$26.4K +1,826 +6%
Rockefeller Capital Management
19
Rockefeller Capital Management
New York
$430K -$23.5K -1,629 -5%
Royal Bank of Canada
20
Royal Bank of Canada
Ontario, Canada
$370K -$12.9K -891 -3%
UBS Group
21
UBS Group
Switzerland
$369K +$63.3K +4,378 +21%
KPWS
22
Kestra Private Wealth Services
Texas
$344K -$1.25M -86,200 -79%
BA
23
Bridgewater Advisors
New York
$334K +$325K +22,500 New
Cambridge Investment Research Advisors
24
Cambridge Investment Research Advisors
Iowa
$311K -$50.1K -3,466 -14%
Northwestern Mutual Wealth Management
25
Northwestern Mutual Wealth Management
Wisconsin
$274K -$2.59M -179,022 -91%

DMO Hedge Fund Activity: Q1 2021 in Review

45 of the 5,696 institutional investors tracked by Wall St. Rank reported a position in Western Asset Mortgage Opportunity Fund (DMO) for Q1 2021, worth a combined $34.3M — down 5.9% from $36.5M a quarter earlier.

Sellers outnumbered buyers: 7 funds closed out of DMO and 6 opened new positions — a net loss of 1 holder — while 19 trimmed existing stakes and 12 added.

The largest buyer was Integrated Wealth Concepts, adding an estimated $2.46M. The largest seller was Northwestern Mutual Wealth Management, cutting an estimated $2.59M.

  • 45 institutional investors held Western Asset Mortgage Opportunity Fund (DMO) as of Q1 2021, down from 46 in Q4 2020.
  • Funds reported $34.3M of Western Asset Mortgage Opportunity Fund stock for Q1 2021, down 5.9% quarter-over-quarter.
  • 6 funds opened new Western Asset Mortgage Opportunity Fund positions in Q1 2021 and 7 closed out, a net change of -1 holder.
  • The largest Western Asset Mortgage Opportunity Fund buyer in Q1 2021 was Integrated Wealth Concepts, an estimated $2.46M added.
  • The largest Western Asset Mortgage Opportunity Fund seller in Q1 2021 was Northwestern Mutual Wealth Management, an estimated $2.59M sold.

Based on aggregated 13F filings for Q1 2021.