DMO

Western Asset Mortgage Opportunity Fund
DMO

Overview Fund Activity

22 hedge funds and large institutions have $27.1M invested in Western Asset Mortgage Opportunity Fund in 2014 Q4 according to their latest regulatory filings, with 7 funds opening new positions, 8 increasing their positions, 3 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
22
Holders Change
+3
Holders Change %
+15.79%
% of All Funds
0.59%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
7
Increased
8
Reduced
3
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
LPL Financial
LPL Financial
California
+$1.19M
2
SIA
Sit Investment Associates
Minnesota
+$408K
3
WAM
Weiss Asset Management
Massachusetts
+$303K
4
SG Americas Securities
SG Americas Securities
New York
+$250K
5
Citigroup
Citigroup
New York
+$212K

Top Sellers

1
HK
Horizon Kinetics
New York
-$199K
2
Wells Fargo
Wells Fargo
California
-$147K
3
NFG
Next Financial Group
Texas
-$42K
4
Ameriprise
Ameriprise
Minnesota
-$28K
5
AIG
American International Group
New York
-$2.88K
Name Holding Trade Value Shares
Change 		Shares
Change %
Bessemer Group
1
Bessemer Group
New Jersey
$5.93M – – –
Bank of America
2
Bank of America
North Carolina
$4.44M +$38.6K +1,617 +0.9%
HK
3
Horizon Kinetics
New York
$3.74M -$199K -8,366 -5%
SIA
4
Sit Investment Associates
Minnesota
$3.04M +$408K +17,132 +15%
Morgan Stanley
5
Morgan Stanley
New York
$2.14M +$167K +7,022 +8%
Invesco
6
Invesco
Georgia
$1.62M +$85.8K +3,597 +6%
LPL Financial
7
LPL Financial
California
$1.19M +$1.19M +49,840 New
UBS Group
8
UBS Group
Switzerland
$1.14M +$1.14M +47,739 New
Janney Montgomery Scott
9
Janney Montgomery Scott
Pennsylvania
$912K +$9.82K +412 +1%
Wells Fargo
10
Wells Fargo
California
$819K -$147K -6,167 -15%
COLIM
11
City of London Investment Management
United Kingdom
$773K +$65.4K +2,740 +9%
NL
12
NWAM LLC
Washington
$340K – – –
WAM
13
Weiss Asset Management
Massachusetts
$303K +$303K +12,703 New
SG Americas Securities
14
SG Americas Securities
New York
$250K +$250K +10,484 New
Citigroup
15
Citigroup
New York
$212K +$212K +8,914 +178,280%
US Bancorp
16
US Bancorp
Minnesota
$124K – – –
NES
17
New England Securities
New York
$54K – – –
Royal Bank of Canada
18
Royal Bank of Canada
Ontario, Canada
$38K +$13.7K +568 +57%
AIG
19
American International Group
New York
$25.3K -$2.88K -121 -10%
NPC
20
National Planning Corporation
California
$24K +$24K +1,004 New
TRCT
21
Tower Research Capital (TRC)
New York
$5K +$5K +200 New
BIM
22
BlackRock Investment Management
Delaware
$5K +$5K +213 New
NFG
23
Next Financial Group
Texas
– -$42K -1,750 Closed
Ameriprise
24
Ameriprise
Minnesota
– -$28K -1,170 Closed