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DMO

Western Asset Mortgage Opportunity Fund

22 hedge funds and large institutions have $27.1M invested in Western Asset Mortgage Opportunity Fund in 2014 Q4 according to their latest regulatory filings, with 7 funds opening new positions, 8 increasing their positions, 3 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

250% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 2

167% more repeat investments, than reductions

Existing positions increased: 8 | Existing positions reduced: 3

16% more funds holding

Funds holding: 1922 (+3)

8% more capital invested

Capital invested by funds: $25.2M → $27.1M (+$1.97M)

0.88% more ownership

Funds ownership: 10.05%10.93% (+0.88%)

Holders
22
Holders Change
+3
Holders Change %
+15.79%
% of All Funds
0.59%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
7
Increased
8
Reduced
3
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Bessemer Group
1
Bessemer Group
New Jersey
$5.93M
Bank of America
2
Bank of America
North Carolina
$4.43M +$39.3K +1,617 +0.9%
HK
3
Horizon Kinetics
New York
$3.74M -$203K -8,366 -5%
SIA
4
Sit Investment Associates
Minnesota
$3.04M +$417K +17,132 +15%
Morgan Stanley
5
Morgan Stanley
New York
$2.14M +$171K +7,022 +8%
Invesco
6
Invesco
Georgia
$1.62M +$87.5K +3,597 +6%
LPL Financial
7
LPL Financial
California
$1.19M +$1.21M +49,840 New
UBS Group
8
UBS Group
Switzerland
$1.14M +$1.16M +47,739 New
Janney Montgomery Scott
9
Janney Montgomery Scott
Pennsylvania
$912K +$10K +412 +1%
Wells Fargo
10
Wells Fargo
California
$819K -$150K -6,167 -15%
COLIM
11
City of London Investment Management
United Kingdom
$773K +$66.6K +2,740 +9%
NL
12
NWAM LLC
Washington
$340K
WAM
13
Weiss Asset Management
Massachusetts
$303K +$309K +12,703 New
SG Americas Securities
14
SG Americas Securities
New York
$250K +$255K +10,484 New
Citigroup
15
Citigroup
New York
$212K +$217K +8,914 +178,280%
US Bancorp
16
US Bancorp
Minnesota
$124K
NES
17
New England Securities
New York
$54K
Royal Bank of Canada
18
Royal Bank of Canada
Ontario, Canada
$38K +$13.8K +568 +57%
AIG
19
American International Group
New York
$25.3K -$2.94K -121 -10%
NPC
20
National Planning Corporation
California
$24K +$24.4K +1,004 New
TRCT
21
Tower Research Capital (TRC)
New York
$5K +$4.86K +200 New
BIM
22
BlackRock Investment Management
Delaware
$5K +$5.18K +213 New
NFG
23
Next Financial Group
Texas
-$42K -1,750 Closed
Ameriprise
24
Ameriprise
Minnesota
-$28K -1,170 Closed

DMO Hedge Fund Activity: Q4 2014 in Review

22 of the 3,751 institutional investors tracked by Wall St. Rank reported a position in Western Asset Mortgage Opportunity Fund (DMO) for Q4 2014, worth a combined $27.1M — up 7.8% from $25.2M a quarter earlier.

Buyers outnumbered sellers: 7 funds opened new DMO positions and 2 closed out — a net gain of 5 holders — while 8 added to existing stakes and 3 trimmed.

The largest buyer was LPL Financial, opening a new position worth an estimated $1.21M. The largest seller was Horizon Kinetics, cutting an estimated $203K.

  • 22 institutional investors held Western Asset Mortgage Opportunity Fund (DMO) as of Q4 2014, up from 19 in Q3 2014.
  • Funds reported $27.1M of Western Asset Mortgage Opportunity Fund stock for Q4 2014, up 7.8% quarter-over-quarter.
  • 7 funds opened new Western Asset Mortgage Opportunity Fund positions in Q4 2014 and 2 closed out, a net change of +5 holders.
  • The largest Western Asset Mortgage Opportunity Fund buyer in Q4 2014 was LPL Financial, an estimated $1.21M added.
  • The largest Western Asset Mortgage Opportunity Fund seller in Q4 2014 was Horizon Kinetics, an estimated $203K sold.

Based on aggregated 13F filings for Q4 2014.