Next Financial Group’s Western Asset Mortgage Opportunity Fund DMO Stock Holding History

Next Financial Group’s Portfolio DMO Stock Details DMO Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	–	Sell	-2,746	Closed	-$60K	–	2390
2019 Q3	$60K	Sell	2,746 -400	-13%	-$8.66K	0.01%	1091
2019 Q2	$68K	Buy	3,146 +362	+13%	+$7.62K	0.01%	1062
2019 Q1	$58K	Buy	+2,784	New	+$58.1K	0.01%	686
2017 Q3	–	Sell	-600	Closed	-$16K	–	1788
2017 Q2	$16K	Hold	600	–	–	﹤0.01%	1158
2017 Q1	$15K	Sell	600 -1,750	-74%	-$40.8K	﹤0.01%	1134
2016 Q4	$54K	Hold	2,350	–	–	0.01%	929
2016 Q3	$56K	Buy	2,350 +1,750	+292%	+$42.1K	0.01%	898
2016 Q2	$13K	Hold	600	–	–	﹤0.01%	1112
2016 Q1	$13K	Hold	600	–	–	﹤0.01%	1077
2015 Q4	$14K	Hold	600	–	–	0.01%	1057
2015 Q3	$14K	Hold	600	–	–	0.01%	1076
2015 Q2	$14K	Buy	+600	New	+$14.7K	﹤0.01%	1141
2014 Q4	–	Sell	-1,750	Closed	-$42K	–	1980
2014 Q3	$42K	Buy	+1,750	New	+$42.6K	0.01%	1031

Other funds holding DMO

Centaurus Financial Anaheim, California $2.1B AUM 21.28% 1-Year Est. Return

SIA

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

MML Investors Services Springfield, Massachusetts $36.1B AUM 19.68% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

Cambridge Investment Research Advisors Fairfield, Iowa $38.8B AUM 21.88% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

MAFM

Mid Atlantic Financial Management Pittsburgh, Pennsylvania $1.49B AUM 24.08% 1-Year Est. Return

NWAM LLC Mercer Island, Washington $1.74B AUM 32.48% 1-Year Est. Return

Next Financial Group's DMO Position: Q4 2019 in Review

Next Financial Group sold out of Western Asset Mortgage Opportunity Fund (DMO) in Q4 2019, closing a stake of 2,746 shares — an estimated $60K sold.

Next Financial Group first reported a position in DMO in Q3 2014 and held it in 13 quarters. The position peaked at $68K in Q2 2019. 36 funds tracked by Wall St. Rank hold DMO as of Q4 2019.

Next Financial Group reported no remaining Western Asset Mortgage Opportunity Fund position as of Q4 2019 after selling out during the quarter.
Next Financial Group sold 2,746 Western Asset Mortgage Opportunity Fund shares in Q4 2019, an estimated $60K.
Next Financial Group first reported a position in Western Asset Mortgage Opportunity Fund in Q3 2014 and held it in 13 quarters.
Next Financial Group's Western Asset Mortgage Opportunity Fund position peaked at $68K in Q2 2019.
36 funds tracked by Wall St. Rank held Western Asset Mortgage Opportunity Fund as of Q4 2019.

Based on Next Financial Group's 13F filing for Q4 2019, filed 21 Jan 2020.