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DMO

Western Asset Mortgage Opportunity Fund

27 hedge funds and large institutions have $23.5M invested in Western Asset Mortgage Opportunity Fund in 2017 Q2 according to their latest regulatory filings, with 4 funds opening new positions, 10 increasing their positions, 7 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more first-time investments, than exits

New positions opened: 4 | Existing positions closed: 2

43% more repeat investments, than reductions

Existing positions increased: 10 | Existing positions reduced: 7

13% more capital invested

Capital invested by funds: $20.8M → $23.5M (+$2.62M)

8% more funds holding

Funds holding: 2527 (+2)

0.09% more ownership

Funds ownership: 8.43%8.52% (+0.09%)

Holders
27
Holders Change
+2
Holders Change %
+8%
% of All Funds
0.67%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
4
Increased
10
Reduced
7
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$4.36M +$10.9K +430 +0.3%
Morgan Stanley
2
Morgan Stanley
New York
$3.75M -$899K -35,587 -20%
MML Investors Services
3
MML Investors Services
Massachusetts
$3.19M -$5.99K -237 -0.2%
Commonwealth Equity Services
4
Commonwealth Equity Services
Massachusetts
$2.07M +$983K +38,908 +98%
Cambridge Investment Research Advisors
5
Cambridge Investment Research Advisors
Iowa
$1.99M +$93.2K +3,689 +5%
HK
6
Horizon Kinetics
New York
$1.8M -$27.8K -1,101 -2%
UBS Group
7
UBS Group
Switzerland
$1.44M -$381K -15,092 -22%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$1.22M +$50.9K +2,014 +5%
AG
9
Advisor Group
Arizona
$673K +$304K +12,012 +89%
Bessemer Group
10
Bessemer Group
New Jersey
$619K
Wells Fargo
11
Wells Fargo
California
$459K +$2.25K +89 +0.5%
IA
12
IFP Advisors
Florida
$454K +$148K +5,870 +52%
Ameriprise
13
Ameriprise
Minnesota
$392K +$2.75K +109 +0.7%
GXMC
14
Global X Management Company
New York
$310K +$3.64K +144 +1%
CA
15
Cetera Advisors
Colorado
$280K -$17.7K -700 -6%
Janney Montgomery Scott
16
Janney Montgomery Scott
Pennsylvania
$209K +$200K +7,927 New
JCM
17
Jacobi Capital Management
Pennsylvania
$41K +$38.7K +1,532 New
Northwestern Mutual Wealth Management
18
Northwestern Mutual Wealth Management
Wisconsin
$40K
RFWA
19
RPg Family Wealth Advisory
Massachusetts
$34.8K +$33.3K +1,318 New
PSUF
20
People's United Financial
Connecticut
$26K
LTFS
21
Ladenburg Thalmann Financial Services
Florida
$24K -$25 -1 -0.1%
WEC
22
Winslow Evans & Crocker
Massachusetts
$21.8K -$29.1K -1,151 -58%
GWM
23
Geneos Wealth Management
Colorado
$21K
VWA
24
V Wealth Advisors
Kansas
$17K +$15.9K +630 New
NFG
25
Next Financial Group
Texas
$16K

DMO Hedge Fund Activity: Q2 2017 in Review

27 of the 4,012 institutional investors tracked by Wall St. Rank reported a position in Western Asset Mortgage Opportunity Fund (DMO) for Q2 2017, worth a combined $23.5M — up 13% from $20.8M a quarter earlier.

Buyers outnumbered sellers: 4 funds opened new DMO positions and 2 closed out — a net gain of 2 holders — while 10 added to existing stakes and 7 trimmed.

The largest buyer was Commonwealth Equity Services, adding an estimated $983K. The largest seller was Morgan Stanley, cutting an estimated $899K.

  • 27 institutional investors held Western Asset Mortgage Opportunity Fund (DMO) as of Q2 2017, up from 25 in Q1 2017.
  • Funds reported $23.5M of Western Asset Mortgage Opportunity Fund stock for Q2 2017, up 13% quarter-over-quarter.
  • 4 funds opened new Western Asset Mortgage Opportunity Fund positions in Q2 2017 and 2 closed out, a net change of +2 holders.
  • The largest Western Asset Mortgage Opportunity Fund buyer in Q2 2017 was Commonwealth Equity Services, an estimated $983K added.
  • The largest Western Asset Mortgage Opportunity Fund seller in Q2 2017 was Morgan Stanley, an estimated $899K sold.

Based on aggregated 13F filings for Q2 2017.