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DMO

Western Asset Mortgage Opportunity Fund

25 hedge funds and large institutions have $29.5M invested in Western Asset Mortgage Opportunity Fund in 2016 Q1 according to their latest regulatory filings, with 2 funds opening new positions, 9 increasing their positions, 9 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

0.37% more ownership

Funds ownership: 12.09%12.46% (+0.37%)

0% more capital invested

Capital invested by funds: $29.5M → $29.5M (+$6.29K)

0% more repeat investments, than reductions

Existing positions increased: 9 | Existing positions reduced: 9

7% less funds holding

Funds holding: 2725 (-2)

50% less first-time investments, than exits

New positions opened: 2 | Existing positions closed: 4

Holders
25
Holders Change
-2
Holders Change %
-7.41%
% of All Funds
0.67%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.03%
New
2
Increased
9
Reduced
9
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$4.69M +$308K +13,360 +7%
Bank of America
2
Bank of America
North Carolina
$4.11M -$278K -12,030 -6%
NVIM
3
New Vernon Investment Management
Illinois
$3.87M +$3.92M +170,000 New
LVP
4
Limestone Value Partners
Texas
$3.48M +$141K +6,120 +4%
HK
5
Horizon Kinetics
New York
$2.81M -$24.7K -1,069 -0.9%
Bessemer Group
6
Bessemer Group
New Jersey
$2.68M -$3.19M -138,270 -54%
UBS Group
7
UBS Group
Switzerland
$1.39M +$170K +7,361 +14%
Wells Fargo
8
Wells Fargo
California
$1.29M -$414K -17,951 -24%
Invesco
9
Invesco
Georgia
$1.17M -$49.3K -2,135 -4%
MFS
10
MSI Financial Services
Massachusetts
$1.14M +$379K +16,432 +49%
Janney Montgomery Scott
11
Janney Montgomery Scott
Pennsylvania
$683K -$5.49K -238 -0.8%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$516K +$414K +17,943 +380%
Commonwealth Equity Services
13
Commonwealth Equity Services
Massachusetts
$430K +$76.1K +3,295 +21%
NL
14
NWAM LLC
Washington
$343K
GC
15
Guggenheim Capital
Illinois
$319K -$20.4K -882 -6%
LTFS
16
Ladenburg Thalmann Financial Services
Florida
$268K +$250K +10,843 +1,160%
Citigroup
17
Citigroup
New York
$167K +$2.12K +92 +1%
RPG
18
Risk Paradigm Group
Texas
$40.8K
IA
19
IFP Advisors
Florida
$31K -$214K -9,287 -86%
GXMC
20
Global X Management Company
New York
$29K +$1.25K +54 +4%
PSUF
21
People's United Financial
Connecticut
$28K
AIG
22
American International Group
New York
$23K -$1.41K -61 -6%
GWM
23
Geneos Wealth Management
Colorado
$18K +$18.5K +800 New
NFG
24
Next Financial Group
Texas
$13K
WEC
25
Winslow Evans & Crocker
Massachusetts
$9.11K

DMO Hedge Fund Activity: Q1 2016 in Review

25 of the 3,754 institutional investors tracked by Wall St. Rank reported a position in Western Asset Mortgage Opportunity Fund (DMO) for Q1 2016, worth a combined $29.5M — up 0.02% from $29.5M a quarter earlier.

Sellers outnumbered buyers: 4 funds closed out of DMO and 2 opened new positions — a net loss of 2 holders — while 9 trimmed existing stakes and 9 added.

The largest buyer was New Vernon Investment Management, opening a new position worth an estimated $3.92M. The largest seller was Bessemer Group, cutting an estimated $3.19M.

  • 25 institutional investors held Western Asset Mortgage Opportunity Fund (DMO) as of Q1 2016, down from 27 in Q4 2015.
  • Funds reported $29.5M of Western Asset Mortgage Opportunity Fund stock for Q1 2016, up 0.02% quarter-over-quarter.
  • 2 funds opened new Western Asset Mortgage Opportunity Fund positions in Q1 2016 and 4 closed out, a net change of -2 holders.
  • The largest Western Asset Mortgage Opportunity Fund buyer in Q1 2016 was New Vernon Investment Management, an estimated $3.92M added.
  • The largest Western Asset Mortgage Opportunity Fund seller in Q1 2016 was Bessemer Group, an estimated $3.19M sold.

Based on aggregated 13F filings for Q1 2016.