DMO

Western Asset Mortgage Opportunity Fund
DMO

Overview Fund Activity

25 hedge funds and large institutions have $29.5M invested in Western Asset Mortgage Opportunity Fund in 2016 Q1 according to their latest regulatory filings, with 2 funds opening new positions, 9 increasing their positions, 9 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
25
Holders Change
-2
Holders Change %
-7.41%
% of All Funds
0.67%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
%
% of All Funds
0.03%
New
2
Increased
9
Reduced
9
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
NVIM
New Vernon Investment Management
Illinois
+$3.87M
2
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
+$408K
3
MFS
MSI Financial Services
Massachusetts
+$374K
4
Morgan Stanley
Morgan Stanley
New York
+$304K
5
LTFS
Ladenburg Thalmann Financial Services
Florida
+$247K

Top Sellers

1
Bessemer Group
Bessemer Group
New Jersey
-$3.15M
2
Wells Fargo
Wells Fargo
California
-$409K
3
YMRC
Yorktown Management & Research Company
Virginia
-$398K
4
Bank of America
Bank of America
North Carolina
-$274K
5
MBT
Montecito Bank & Trust
California
-$200K
Name Holding Trade Value Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$4.69M +$304K +13,360 +7%
Bank of America
2
Bank of America
North Carolina
$4.11M -$274K -12,030 -6%
NVIM
3
New Vernon Investment Management
Illinois
$3.87M +$3.87M +170,000 New
LVP
4
Limestone Value Partners
Texas
$3.48M +$140K +6,120 +4%
HK
5
Horizon Kinetics
New York
$2.81M -$24.3K -1,069 -0.9%
Bessemer Group
6
Bessemer Group
New Jersey
$2.68M -$3.15M -138,270 -54%
UBS Group
7
UBS Group
Switzerland
$1.39M +$168K +7,361 +14%
Wells Fargo
8
Wells Fargo
California
$1.3M -$409K -17,951 -24%
Invesco
9
Invesco
Georgia
$1.17M -$48.6K -2,135 -4%
MFS
10
MSI Financial Services
Massachusetts
$1.14M +$374K +16,432 +49%
Janney Montgomery Scott
11
Janney Montgomery Scott
Pennsylvania
$683K -$5.42K -238 -0.8%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$516K +$408K +17,943 +380%
Commonwealth Equity Services
13
Commonwealth Equity Services
Massachusetts
$430K +$75K +3,295 +21%
NL
14
NWAM LLC
Washington
$343K – – –
GC
15
Guggenheim Capital
Illinois
$319K -$20.1K -882 -6%
LTFS
16
Ladenburg Thalmann Financial Services
Florida
$268K +$247K +10,843 +1,160%
Citigroup
17
Citigroup
New York
$167K +$2.09K +92 +1%
RPG
18
Risk Paradigm Group
Texas
$40.8K – – –
IA
19
IFP Advisors
Florida
$31K -$193K -9,287 -86%
GXMC
20
Global X Management Company
New York
$29K +$1.24K +54 +4%
PSUF
21
People's United Financial
Connecticut
$28K – – –
AIG
22
American International Group
New York
$23K -$1.4K -61 -6%
GWM
23
Geneos Wealth Management
Colorado
$18K +$18K +800 New
NFG
24
Next Financial Group
Texas
$13K – – –
WEC
25
Winslow Evans & Crocker
Massachusetts
$9.11K – – –
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