NVIM
DMO

New Vernon Investment Management’s Western Asset Mortgage Opportunity Fund DMO Stock Holding History

New Vernon Investment Management’s Portfolio DMO Stock Details DMO Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2016
Q4 		– Sell
-148,036
Closed -$3.54M – 40
2016
Q3 		$3.54M Hold
148,036
– – 3.73% 10
2016
Q2 		$3.42M Sell
148,036
-21,964
-13% -$509K 2.99% 13
2016
Q1 		$3.87M Buy
+170,000
New +$3.92M 3.31% 11

Other funds holding DMO

Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
MFS
MSI Financial Services Springfield, Massachusetts $3.07B AUM 10.22% 1-Year Est. Return
HK
Horizon Kinetics New York $3.06B AUM 5.37% 1-Year Est. Return
Cambridge Investment Research Advisors
Cambridge Investment Research Advisors Fairfield, Iowa $44.6B AUM 28.94% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
LCM
Laurion Capital Management New York $2.29B AUM 75.73% 1-Year Est. Return
Commonwealth Equity Services
Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return
LTFS
Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

New Vernon Investment Management's DMO Position: Q4 2016 in Review

New Vernon Investment Management sold out of Western Asset Mortgage Opportunity Fund (DMO) in Q4 2016, closing a stake of 148,036 shares — an estimated $3.54M sold.

New Vernon Investment Management first reported a position in DMO in Q1 2016 and held it in 3 quarters. The position peaked at $3.87M in Q1 2016. 27 funds tracked by Wall St. Rank hold DMO as of Q4 2016.

  • New Vernon Investment Management reported no remaining Western Asset Mortgage Opportunity Fund position as of Q4 2016 after selling out during the quarter.
  • New Vernon Investment Management sold 148,036 Western Asset Mortgage Opportunity Fund shares in Q4 2016, an estimated $3.54M.
  • New Vernon Investment Management first reported a position in Western Asset Mortgage Opportunity Fund in Q1 2016 and held it in 3 quarters.
  • New Vernon Investment Management's Western Asset Mortgage Opportunity Fund position peaked at $3.87M in Q1 2016.
  • 27 funds tracked by Wall St. Rank held Western Asset Mortgage Opportunity Fund as of Q4 2016.

Based on New Vernon Investment Management's 13F filing for Q4 2016, filed 14 Feb 2017.