DMO

Western Asset Mortgage Opportunity Fund
DMO

Overview Fund Activity

28 hedge funds and large institutions have $29.1M invested in Western Asset Mortgage Opportunity Fund in 2016 Q3 according to their latest regulatory filings, with 6 funds opening new positions, 13 increasing their positions, 3 reducing their positions, and 0 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
28
Holders Change
+6
Holders Change %
+27.27%
% of All Funds
0.75%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.05%
New
6
Increased
13
Reduced
3
Closed
–
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
LVP
Limestone Value Partners
Texas
+$978K
2
Bank of America
Bank of America
North Carolina
+$951K
3
Janney Montgomery Scott
Janney Montgomery Scott
Pennsylvania
+$501K
4
CA
Cetera Advisors
Colorado
+$317K
5
MFS
MSI Financial Services
Massachusetts
+$259K

Top Sellers

1
Bessemer Group
Bessemer Group
New Jersey
-$1.39M
2
HK
Horizon Kinetics
New York
-$360K
3
Wells Fargo
Wells Fargo
California
-$330K
Name Holding Trade Value Shares
Change 		Shares
Change %
Bank of America
1
Bank of America
North Carolina
$4.81M +$951K +39,806 +25%
LVP
2
Limestone Value Partners
Texas
$4.71M +$978K +40,935 +26%
Morgan Stanley
3
Morgan Stanley
New York
$3.95M +$118K +4,957 +3%
NVIM
4
New Vernon Investment Management
Illinois
$3.54M – – –
HK
5
Horizon Kinetics
New York
$2.56M -$360K -15,077 -12%
MFS
6
MSI Financial Services
Massachusetts
$1.63M +$259K +10,838 +19%
Invesco
7
Invesco
Georgia
$1.28M +$42K +1,758 +3%
UBS Group
8
UBS Group
Switzerland
$1.08M +$86.3K +3,609 +9%
Wells Fargo
9
Wells Fargo
California
$1.01M -$330K -13,799 -25%
LTFS
10
Ladenburg Thalmann Financial Services
Florida
$739K +$130K +5,450 +21%
Commonwealth Equity Services
11
Commonwealth Equity Services
Massachusetts
$644K +$52K +2,176 +9%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$607K +$42K +1,758 +7%
Bessemer Group
13
Bessemer Group
New Jersey
$561K -$1.39M -58,273 -71%
Janney Montgomery Scott
14
Janney Montgomery Scott
Pennsylvania
$501K +$501K +20,954 New
NL
15
NWAM LLC
Washington
$360K – – –
IA
16
IFP Advisors
Florida
$325K +$79.3K +3,321 +32%
CA
17
Cetera Advisors
Colorado
$317K +$317K +13,210 New
Citigroup
18
Citigroup
New York
$173K – – –
GXMC
19
Global X Management Company
New York
$86K +$40.4K +1,697 +89%
NFG
20
Next Financial Group
Texas
$56K +$41.7K +1,750 +292%
RPG
21
Risk Paradigm Group
Texas
$47.5K – – –
AG
22
Advisor Group
Arizona
$47K +$47K +1,943 New
WEC
23
Winslow Evans & Crocker
Massachusetts
$42.4K +$23.3K +976 +122%
PSUF
24
People's United Financial
Connecticut
$30K – – –
GWM
25
Geneos Wealth Management
Colorado
$19K – – –
1
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