Rockefeller Capital Management
DMO

Rockefeller Capital Management’s Western Asset Mortgage Opportunity Fund DMO Stock Holding History

Rockefeller Capital Management’s Portfolio DMO Stock Details DMO Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q1 		$6.49K Buy
603
+280
+87% +$3.09K ﹤0.01% 4160
2025
Q4 		$3.58K Buy
323
+5
+2% +$58 ﹤0.01% 4165
2025
Q3 		$3.73K Buy
+318
New +$3.78K ﹤0.01% 3960
2023
Q4 		– Sell
-21,405
Closed -$229K – 1551
2023
Q3 		$229K Sell
21,405
-3,592
-14% -$39.1K ﹤0.01% 1462
2023
Q2 		$264K Hold
24,997
– – ﹤0.01% 1555
2023
Q1 		$261K Hold
24,997
– – ﹤0.01% 1666
2022
Q4 		$269K Sell
24,997
-2,924
-10% -$31.8K ﹤0.01% 1523
2022
Q3 		$310K Sell
27,921
-6,009
-18% -$71.9K ﹤0.01% 1455
2022
Q2 		$396K Sell
33,930
-3,931
-10% -$48.2K ﹤0.01% 1353
2022
Q1 		$506K Buy
37,861
+1,900
+5% +$27.2K ﹤0.01% 1309
2021
Q4 		$546K Buy
35,961
+5,137
+17% +$80.9K ﹤0.01% 1280
2021
Q3 		$476K Sell
30,824
-798
-3% -$12.6K ﹤0.01% 1276
2021
Q2 		$492K Buy
31,622
+2,219
+8% +$33.5K ﹤0.01% 1200
2021
Q1 		$430K Sell
29,403
-1,629
-5% -$23.5K ﹤0.01% 1071
2020
Q4 		$440K Buy
31,032
+2,146
+7% +$29.3K ﹤0.01% 954
2020
Q3 		$378K Sell
28,886
-1,314
-4% -$18.1K ﹤0.01% 863
2020
Q2 		$443K Hold
30,200
– – ﹤0.01% 743
2020
Q1 		$387K Buy
30,200
+3,048
+11% +$58.2K 0.01% 662
2019
Q4 		$551K Buy
27,152
+25,102
+1,224% +$534K 0.01% 562
2019
Q3 		$45K Buy
+2,050
New +$44.4K ﹤0.01% 996

Other funds holding DMO

Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
Envestnet Asset Management
Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Raymond James Financial
Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return
GC
Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return
Baird Financial Group
Baird Financial Group Milwaukee, Wisconsin $64B AUM 22.64% 1-Year Est. Return
VVP
Venture Visionary Partners Sylvania, Ohio $3B AUM 24.41% 1-Year Est. Return
TJHA
Thomas J. Herzfeld Advisors Miami Beach, Florida $294M AUM 2.62% 1-Year Est. Return
SIA
Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

Rockefeller Capital Management's DMO Position: Q1 2026 in Review

Rockefeller Capital Management increased its Western Asset Mortgage Opportunity Fund (DMO) stake by 87% in Q1 2026, buying an estimated $3.09K and bringing the position to 603 shares worth $6.49K. The position accounts for ﹤0.01% of the portfolio, ranked #4160.

Rockefeller Capital Management first reported a position in DMO in Q3 2019 and has held it in 20 quarters since. The position peaked at $551K in Q4 2019. 44 funds tracked by Wall St. Rank hold DMO as of Q1 2026.

  • Rockefeller Capital Management held 603 shares of Western Asset Mortgage Opportunity Fund worth $6.49K as of Q1 2026.
  • Rockefeller Capital Management bought 280 Western Asset Mortgage Opportunity Fund shares in Q1 2026, an estimated $3.09K.
  • Western Asset Mortgage Opportunity Fund made up ﹤0.01% of Rockefeller Capital Management's portfolio in Q1 2026, its #4160 holding.
  • Rockefeller Capital Management first reported a position in Western Asset Mortgage Opportunity Fund in Q3 2019 and has held it in 20 quarters since.
  • Rockefeller Capital Management's Western Asset Mortgage Opportunity Fund position peaked at $551K in Q4 2019.
  • 44 funds tracked by Wall St. Rank held Western Asset Mortgage Opportunity Fund as of Q1 2026.

Based on Rockefeller Capital Management's 13F filing for Q1 2026, filed 14 May 2026.