Rivernorth Capital Management’s Western Asset Mortgage Opportunity Fund DMO Stock Holding History

Rivernorth Capital Management’s Portfolio DMO Stock Details DMO Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2023 Q2	–	Sell	-12,972	Closed	-$136K	–	588
2023 Q1	$136K	Buy	+12,972	New	+$142K	0.01%	355
2022 Q3	–	Sell	-36,658	Closed	-$428K	–	872
2022 Q2	$428K	Buy	+36,658	New	+$449K	0.02%	478
2021 Q1	–	Sell	-39,369	Closed	-$558K	–	473
2020 Q4	$558K	Buy	+39,369	New	+$538K	0.03%	220
2013 Q4	–	Sell	-47,050	Closed	-$1.06M	–	225
2013 Q3	$1.06M	Sell	47,050 -28,907	-38%	-$641K	0.11%	124
2013 Q2	$1.76M	Buy	+75,957	New	+$1.92M	0.2%	97

Other funds holding DMO

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

SIA

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

TJHA

Thomas J. Herzfeld Advisors Miami Beach, Florida $294M AUM 2.62% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

CPRC

Consolidated Portfolio Review Corp Woodbury, New York $1.2B AUM 13.59% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

Matisse Capital Portland, Oregon $234M AUM 19.72% 1-Year Est. Return

MML Investors Services Springfield, Massachusetts $36.1B AUM 19.68% 1-Year Est. Return

Riverbridge Partners Minneapolis, Minnesota $3.58B AUM 4.02% 1-Year Est. Return

Rivernorth Capital Management's DMO Position: Q2 2023 in Review

Rivernorth Capital Management sold out of Western Asset Mortgage Opportunity Fund (DMO) in Q2 2023, closing a stake of 12,972 shares — an estimated $136K sold.

Rivernorth Capital Management first reported a position in DMO in Q2 2013 and held it in 5 quarters. The position peaked at $1.76M in Q2 2013. 49 funds tracked by Wall St. Rank hold DMO as of Q2 2023.

Rivernorth Capital Management reported no remaining Western Asset Mortgage Opportunity Fund position as of Q2 2023 after selling out during the quarter.
Rivernorth Capital Management sold 12,972 Western Asset Mortgage Opportunity Fund shares in Q2 2023, an estimated $136K.
Rivernorth Capital Management first reported a position in Western Asset Mortgage Opportunity Fund in Q2 2013 and held it in 5 quarters.
Rivernorth Capital Management's Western Asset Mortgage Opportunity Fund position peaked at $1.76M in Q2 2013.
49 funds tracked by Wall St. Rank held Western Asset Mortgage Opportunity Fund as of Q2 2023.

Based on Rivernorth Capital Management's 13F filing for Q2 2023, filed 14 Aug 2023.