UBS’s Western Asset Mortgage Opportunity Fund DMO Stock Holding History

UBS’s Portfolio DMO Stock Details DMO Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	$1.2M	Sell	49,718 -3,126	-6%	-$76K	﹤0.01%	3417
2014 Q2	$1.3M	Buy	52,844 +9,062	+21%	+$215K	﹤0.01%	3307
2014 Q1	$1.01M	Buy	43,782 +13,224	+43%	+$305K	﹤0.01%	3478
2013 Q4	$708K	Buy	30,558 +7,063	+30%	+$160K	﹤0.01%	3933
2013 Q3	$529K	Buy	23,495 +15,488	+193%	+$343K	﹤0.01%	4070
2013 Q2	$185K	Buy	+8,007	New	+$203K	﹤0.01%	5181

Other funds holding DMO

Bessemer Group Woodbridge, New Jersey $63.6B AUM 28.76% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Horizon Kinetics New York $3.06B AUM 5.37% 1-Year Est. Return

SIA

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Janney Montgomery Scott Philadelphia, Pennsylvania $40.4B AUM 21.2% 1-Year Est. Return

COLIM

City of London Investment Management London, United Kingdom $1.66B AUM 59.71% 1-Year Est. Return

NWAM LLC Mercer Island, Washington $2B AUM 34.81% 1-Year Est. Return

UBS's DMO Position: Q3 2014 in Review

UBS reduced its Western Asset Mortgage Opportunity Fund (DMO) stake by 5.9% in Q3 2014, selling an estimated $76K and leaving 49,718 shares worth $1.2M. The position accounts for ﹤0.01% of the portfolio, ranked #3417.

UBS first reported a position in DMO in Q2 2013 and has held it in 6 quarters since. The position peaked at $1.3M in Q2 2014. 19 funds tracked by Wall St. Rank hold DMO as of Q3 2014.

UBS held 49,718 shares of Western Asset Mortgage Opportunity Fund worth $1.2M as of Q3 2014.
UBS sold 3,126 Western Asset Mortgage Opportunity Fund shares in Q3 2014, an estimated $76K.
Western Asset Mortgage Opportunity Fund made up ﹤0.01% of UBS's portfolio in Q3 2014, its #3417 holding.
UBS first reported a position in Western Asset Mortgage Opportunity Fund in Q2 2013 and has held it in 6 quarters since.
UBS's Western Asset Mortgage Opportunity Fund position peaked at $1.3M in Q2 2014.
19 funds tracked by Wall St. Rank held Western Asset Mortgage Opportunity Fund as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.