Regal Investment Advisors’s FT Vest US Equity Deep Buffer ETF February DFEB Stock Holding History

Regal Investment Advisors’s Portfolio DFEB Stock Details DFEB Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	$229K	Buy	+4,825	New	+$232K	0.01%	598
2023 Q4	–	Sell	-8,025	Closed	-$280K	–	551
2023 Q3	$280K	Hold	8,025	–	–	0.02%	403
2023 Q2	$284K	Hold	8,025	–	–	0.02%	406
2023 Q1	$270K	Hold	8,025	–	–	0.02%	421
2022 Q4	$268K	Hold	8,025	–	–	0.03%	405
2022 Q3	$262K	Hold	8,025	–	–	0.03%	393
2022 Q2	$266K	Hold	8,025	–	–	0.03%	399
2022 Q1	$287K	Hold	8,025	–	–	0.03%	420
2021 Q4	$283K	Hold	8,025	–	–	0.03%	442
2021 Q3	$275K	Hold	8,025	–	–	0.03%	439
2021 Q2	$275K	Buy	+8,025	New	+$272K	0.03%	438
2021 Q1	–	Sell	-8,025	Closed	-$260K	–	106
2020 Q4	$260K	Buy	+8,025	New	+$254K	0.03%	390

Other funds holding DFEB

Advance Capital Management Southfield, Michigan $2.64B AUM 13.57% 1-Year Est. Return

Cetera Investment Advisers

Cetera Investment Advisers Schaumburg, Illinois $94B AUM 20.14% 1-Year Est. Return

Commonwealth Equity Services

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

Carson Wealth (CWM LLC)

Carson Wealth (CWM LLC) Omaha, Nebraska $38.1B AUM 19.66% 1-Year Est. Return

Envestnet Asset Management

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

Spectrum Asset Management (California) Newport Beach, California $315M AUM 19.93% 1-Year Est. Return

Horizon Investments Charlotte, North Carolina $8.92B AUM 25.62% 1-Year Est. Return

Kestra Advisory Services Austin, Texas $26.4B AUM 21.05% 1-Year Est. Return

Holistic Planning Nacogdoches, Texas $502M AUM 14.52% 1-Year Est. Return