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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+3.44%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$386M
AUM Growth
+$287K
Cap. Flow
-$7.89M
Cap. Flow %
-2.05%
Top 10 Hldgs %
19.16%
Holding
1,120
New
2
Increased
181
Reduced
71
Closed
849

Top Buys

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$5.37M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$4.78M
3
SCAI
Surgical Care Affiliates, Inc.
SCAI
+$3.8M
4
SNI
Scripps Networks Interactive, Inc Common Class A
SNI
+$3.27M
5
IWV icon
iShares Russell 3000 ETF
IWV
+$1.82M

Top Sells

Rank Stock Value
1
MBB icon
iShares MBS ETF
MBB
+$4.97M
2
SYNT
Syntel Inc
SYNT
+$3.13M
3
PM icon
Philip Morris
PM
+$2.94M
4
PODD icon
Insulet
PODD
+$2.9M
5
BLK icon
Blackrock
BLK
+$2.84M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 9.01%
2 Healthcare 6.84%
3 Industrials 6.08%
4 Financials 4.81%
5 Consumer Staples 4.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EDE
1101
DELISTED
Empire District Electric
EDE
– –
-1,500
Closed -$33K
LNKD
1102
DELISTED
LinkedIn Corporation
LNKD
– –
-20
Closed -$3K
SCTY
1103
DELISTED
SolarCity Corporation
SCTY
– –
-100
Closed -$4K
LNCO
1104
DELISTED
LINNCO LLC COM SHS REPSTG LTD LIABILITY
LNCO
– –
-150
Closed –
PXMC
1105
DELISTED
POWERSHARES FUNDAMENTAL PURE MID CORE PORTFOLIO
PXMC
– –
-335
Closed -$11K
PXLC
1106
DELISTED
POWERSHARES FUNDAMENTAL PURE LARGE CORE PORTFOLIO
PXLC
– –
-760
Closed -$27K
ULQ
1107
DELISTED
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
– –
-129
Closed -$6K
HAWK
1108
DELISTED
Blackhawk Network Holdings, Inc. Common Stock
HAWK
– –
-18
Closed –
MHR
1109
DELISTED
MAGNUM HUNTER RESOURCES CORP (DEL)
MHR
– –
-150,438
Closed -$51K
PLM
1110
DELISTED
PolyMet Mining Corp.
PLM
– –
-300
Closed -$2K
DO
1111
DELISTED
Diamond Offshore Drilling
DO
– –
-300
Closed -$5K
ETP
1112
DELISTED
Energy Transfer Partners L.p.
ETP
– –
-4,097
Closed -$168K
OIL
1113
DELISTED
Barclays Bank PLC iPath Exchange Traded Notes Linked to Goldman Sachs Crude Oil Total Return In
OIL
– –
-500
Closed -$4K
RHT
1114
DELISTED
Red Hat Inc
RHT
– –
-90
Closed -$6K
WES
1115
DELISTED
Western Gas Partners Lp
WES
– –
-100
Closed -$4K
VXX
1116
DELISTED
iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019
VXX
– –
-66
Closed -$27K
ARMH
1117
DELISTED
ARM HOLDINGS PLC ADS
ARMH
– –
-350
Closed -$15K
DDC
1118
DELISTED
Dominion Diamond Corporation
DDC
– –
-719
Closed -$7K
STH
1119
DELISTED
SABRIENT STEALTH PRT CLAYMORE EXCH TRD FD
STH
– –
-170
Closed -$4K
SPN
1120
DELISTED
Superior Energy Services, Inc.
SPN
– –
-10
Closed -$1K
41 42 43 44
45

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VCM
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ESBC
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SFI
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DF
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Regal Investment Advisors's Q4 2015 Portfolio in Review

As of Q4 2015, Regal Investment Advisors held 1,120 positions worth $386M, up 0.07% from $385M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Regal Investment Advisors's Q4 2015 filing shows 2 new, 181 increased, 71 reduced and 849 closed positions. Its largest new stake was Surgical Care Affiliates, Inc.: 109,327 shares worth $4.35M. The largest sale was iShares MBS ETF, an estimated $4.97M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 9% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Industrials.

  • Regal Investment Advisors's largest Q4 2015 buy was Surgical Care Affiliates, Inc.: 109,327 shares worth $4.35M.
  • Regal Investment Advisors added most to iShares 1-3 Year Treasury Bond ETF in Q4 2015, an estimated $5.37M increase.
  • Regal Investment Advisors's biggest Q4 2015 reduction was iShares MBS ETF, cutting an estimated $4.97M.
  • Regal Investment Advisors fully exited Syntel Inc in Q4 2015, selling an estimated $3.13M.
  • Regal Investment Advisors's ten largest holdings make up 19% of its $386M portfolio in Q4 2015.
  • Regal Investment Advisors opened 2 new positions and closed 849 in Q4 2015.
  • Regal Investment Advisors's portfolio value rose 0.07% quarter-over-quarter to $386M.

Based on Regal Investment Advisors's 13F filing for Q4 2015, filed 8 Feb 2016.