RIA
PLM

Regal Investment Advisors’s PolyMet Mining Corp. PLM Stock Holding History

Regal Investment Advisors’s Portfolio PLM Stock Details PLM Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2015
Q4 		– Sell
-300
Closed -$2K – 1110
2015
Q3 		$2K Hold
300
– – ﹤0.01% 967
2015
Q2 		$4K Hold
300
– – ﹤0.01% 799
2015
Q1 		$5K Buy
+300
New +$3.4K ﹤0.01% 831

Other funds holding PLM

EP
Elkhorn Partners Omaha, Nebraska $157M AUM 11.91% 1-Year Est. Return
CA
Commerzbank Aktiengesellschaft Frankfurt, Germany $4.78B AUM 25.31% 1-Year Est. Return
BAM
Baring Asset Management London, United Kingdom $1.71B AUM 36.27% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
SFG
SNS Financial Group Minneapolis, Minnesota $1.16B AUM 13.88% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
Commonwealth Equity Services
Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return
PCM
Perkins Capital Management Wayzata, Minnesota $133M AUM 127.86% 1-Year Est. Return
US Bancorp
US Bancorp Minneapolis, Minnesota $82.4B AUM 19.69% 1-Year Est. Return
GA
Geneva Advisors Chicago, Illinois $5.81B AUM 23.71% 1-Year Est. Return

Regal Investment Advisors's PLM Position: Q4 2015 in Review

Regal Investment Advisors sold out of PolyMet Mining Corp. (PLM) in Q4 2015, closing a stake of 300 shares — an estimated $2K sold.

Regal Investment Advisors first reported a position in PLM in Q1 2015 and held it in 3 quarters. The position peaked at $5K in Q1 2015. 34 funds tracked by Wall St. Rank hold PLM as of Q4 2015.

  • Regal Investment Advisors reported no remaining PolyMet Mining Corp. position as of Q4 2015 after selling out during the quarter.
  • Regal Investment Advisors sold 300 PolyMet Mining Corp. shares in Q4 2015, an estimated $2K.
  • Regal Investment Advisors first reported a position in PolyMet Mining Corp. in Q1 2015 and held it in 3 quarters.
  • Regal Investment Advisors's PolyMet Mining Corp. position peaked at $5K in Q1 2015.
  • 34 funds tracked by Wall St. Rank held PolyMet Mining Corp. as of Q4 2015.

Based on Regal Investment Advisors's 13F filing for Q4 2015, filed 8 Feb 2016.