Baring Asset Management’s PolyMet Mining Corp. PLM Stock Holding History

Baring Asset Management’s Portfolio PLM Stock Details PLM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q1	–	Sell	-17,838	Closed	-$133K	–	203
2016 Q4	$133K	Hold	17,838	–	–	0.01%	178
2016 Q3	$143K	Hold	17,838	–	–	0.01%	134
2016 Q2	$139K	Hold	17,838	–	–	0.01%	142
2016 Q1	$146K	Sell	17,838 -1,110	-6%	-$9.23K	0.01%	134
2015 Q4	$149K	Buy	18,948 +594	+3%	+$5.13K	0.01%	133
2015 Q3	$123K	Hold	18,354	–	–	0.01%	142
2015 Q2	$204K	Buy	18,354 +3,980	+28%	+$46.9K	0.02%	129
2015 Q1	$182K	Buy	14,374 +2,769	+24%	+$31.3K	0.01%	128
2014 Q4	$120K	Hold	11,605	–	–	0.01%	144
2014 Q3	$126K	Buy	+11,605	New	+$134K	0.01%	152

Other funds holding PLM

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

VOAM

Vertex One Asset Management Vancouver, British Columbia, Canada $434M AUM 37.82% 1-Year Est. Return

US Bancorp Minneapolis, Minnesota $82.4B AUM 19.69% 1-Year Est. Return

Elkhorn Partners Omaha, Nebraska $157M AUM 11.91% 1-Year Est. Return

PNC Financial Services Group Pittsburgh, Pennsylvania $173B AUM 20.72% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

Deutsche Bank Frankfurt Am Main Ge, Germany $303B AUM 30.15% 1-Year Est. Return

VAS

VR Advisory Services Camana Bay, Grand Cayman, Cayman Islands $845M AUM 22.79% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Baring Asset Management's PLM Position: Q1 2017 in Review

Baring Asset Management sold out of PolyMet Mining Corp. (PLM) in Q1 2017, closing a stake of 17,838 shares — an estimated $133K sold.

Baring Asset Management first reported a position in PLM in Q3 2014 and held it in 10 quarters. The position peaked at $204K in Q2 2015. 42 funds tracked by Wall St. Rank hold PLM as of Q1 2017.

Baring Asset Management reported no remaining PolyMet Mining Corp. position as of Q1 2017 after selling out during the quarter.
Baring Asset Management sold 17,838 PolyMet Mining Corp. shares in Q1 2017, an estimated $133K.
Baring Asset Management first reported a position in PolyMet Mining Corp. in Q3 2014 and held it in 10 quarters.
Baring Asset Management's PolyMet Mining Corp. position peaked at $204K in Q2 2015.
42 funds tracked by Wall St. Rank held PolyMet Mining Corp. as of Q1 2017.

Based on Baring Asset Management's 13F filing for Q1 2017, filed 4 May 2017.