We are live on ! Find out more
RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+1.94%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$405M
AUM Growth
+$31.8M
Cap. Flow
+$24.7M
Cap. Flow %
6.1%
Top 10 Hldgs %
19.08%
Holding
1,097
New
155
Increased
327
Reduced
249
Closed
92

Top Buys

Rank Stock Value
1
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$4.18M
2
MON
Monsanto Co
MON
+$3.12M
3
WDR
Waddell & Reed Financial, Inc.
WDR
+$2.92M
4
GILD icon
Gilead Sciences
GILD
+$2.89M
5
PII icon
Polaris
PII
+$2.87M

Top Sells

Rank Stock Value
1
LZB icon
La-Z-Boy
LZB
+$7.6M
2
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$3.57M
3
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$3.32M
4
RGR icon
Sturm, Ruger & Co
RGR
+$3.2M
5
PETM
PETSMART INC
PETM
+$3.16M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 8.15%
2 Financials 6.33%
3 Healthcare 6.27%
4 Consumer Staples 4.44%
5 Energy 4.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RESP
1051
DELISTED
WisdomTree U.S. ESG Fund
RESP
– –
-717
Closed -$18K
CHS
1052
DELISTED
Chicos FAS, Inc.
CHS
– –
-200
Closed -$3K
VRTV
1053
DELISTED
VERITIV CORPORATION
VRTV
$0 ﹤0.01%
+6
New +$299
BBBY
1054
DELISTED
Bed Bath & Beyond Inc
BBBY
– –
-200
Closed -$15K
RJA
1055
DELISTED
AB Svensk Ekportkredit ELEMENTS Linked to the Rogers International Commodity Index-Agriculture Total Return
RJA
– –
-208
Closed -$2K
MNTA
1056
DELISTED
Momenta Pharmaceuticals, Inc.
MNTA
– –
-1,365
Closed -$16K
PSV
1057
DELISTED
Hermitage Offshore Services Ltd.
PSV
$0 ﹤0.01%
3
– –
SFLY
1058
DELISTED
Shutterfly, Inc.
SFLY
– –
-29
Closed -$1K
GM.WS.B
1059
DELISTED
General Motors Company
GM.WS.B
– –
-64
Closed -$1K
EMES
1060
DELISTED
Emerge Energy Services LP
EMES
– –
-106
Closed -$6K
TFCFA
1061
DELISTED
Twenty-First Century Fox, Inc. Class A
TFCFA
$0 ﹤0.01%
6
– –
FMI
1062
DELISTED
Foundation Medicine, Inc.
FMI
– –
-150
Closed -$3K
JASO
1063
DELISTED
JA Solar Holdings, Co., Ltd
JASO
$0 ﹤0.01%
40
– –
TIME
1064
DELISTED
Time Inc.
TIME
$0 ﹤0.01%
2
– –
GAZ
1065
DELISTED
iPath Bloomberg Natural Gas Subindex Total Return ETN due October 22, 2037
GAZ
$0 ﹤0.01%
+250
New +$393
LVLT
1066
DELISTED
Level 3 Communications Inc
LVLT
$0 ﹤0.01%
4
– –
CAB
1067
DELISTED
Cabela's Inc
CAB
– –
-150
Closed -$8K
SHOR
1068
DELISTED
ShoreTel, Inc.
SHOR
$0 ﹤0.01%
+50
New +$357
COVS
1069
DELISTED
Covisint Corporation
COVS
– –
-28
Closed –
PNRA
1070
DELISTED
Panera Bread Co
PNRA
– –
-10
Closed -$2K
PWE
1071
DELISTED
Penn West Energy Petroleum Ltd
PWE
$0 ﹤0.01%
120
-280
-70% -$517
TMH
1072
DELISTED
Team Health Holdings Inc
TMH
– –
-640
Closed -$37K
UWTI
1073
DELISTED
VelocityShares 3x Long Crude Oil ETN linked to the S&P GSCI Crude Oil Index ER due February 9,
UWTI
– –
-15
Closed -$7K
STR
1074
DELISTED
QUESTAR CORP
STR
– –
-160
Closed -$4K
GM.WS.A
1075
DELISTED
GENERAL MOTORS COMPANY WARRANT (EXPIRES 07/10/2016)
GM.WS.A
– –
-64
Closed -$2K
40 41 42
43
44

Similar funds

PAIM
Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return
CC
Commodore Capital New York $1.73B AUM 298.96% 1-Year Est. Return
VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
Oasis Management Company Grand Cayman, Cayman Islands $1.72B AUM 32.1% 1-Year Est. Return

Regal Investment Advisors's Q1 2015 Portfolio in Review

As of Q1 2015, Regal Investment Advisors held 1,097 positions worth $405M, up 8.5% from $373M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Regal Investment Advisors deployed $24.7M of net new capital in Q1 2015, opening 155 new positions and adding to 327 existing holdings. Its largest new stake was Monsanto Co: 26,275 shares worth $2.96M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 8.1% of assets, down from 8.6% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was La-Z-Boy, an estimated $7.6M trimmed.

  • Regal Investment Advisors's largest Q1 2015 buy was Monsanto Co: 26,275 shares worth $2.96M.
  • Regal Investment Advisors added most to iShares Core S&P Mid-Cap ETF in Q1 2015, an estimated $4.18M increase.
  • Regal Investment Advisors's biggest Q1 2015 reduction was La-Z-Boy, cutting an estimated $7.6M.
  • Regal Investment Advisors fully exited PETSMART INC in Q1 2015, selling an estimated $3.16M.
  • Regal Investment Advisors's ten largest holdings make up 19% of its $405M portfolio in Q1 2015.
  • Regal Investment Advisors opened 155 new positions and closed 92 in Q1 2015.
  • Regal Investment Advisors's portfolio value rose 8.5% quarter-over-quarter to $405M.

Based on Regal Investment Advisors's 13F filing for Q1 2015, filed 30 Apr 2015.