Regal Investment Advisors’s WisdomTree U.S. ESG Fund RESP Stock Holding History

Regal Investment Advisors’s Portfolio RESP Stock Details RESP Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q1	–	Sell	-717	Closed	-$18K	–	1051
2014 Q4	$18K	Buy	717 +6	+0.8%	+$144	﹤0.01%	556
2014 Q3	$17K	Buy	711 +3	+0.4%	+$71	0.01%	595
2014 Q2	$17K	Hold	708	–	–	0.01%	577
2014 Q1	$16K	Buy	708 +3	+0.4%	+$66	0.01%	564
2013 Q4	$16K	Buy	705 +3	+0.4%	+$64	0.01%	514
2013 Q3	$14K	Buy	+702	New	+$14.1K	0.01%	547

Other funds holding RESP

WBG

Wharton Business Group Malvern, Pennsylvania $2.65B AUM 20.73% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bank of New York Mellon New York $544B AUM 28.31% 1-Year Est. Return

IAA

Ironsides Asset Advisors Rocky Mount, North Carolina $399M AUM 13.99% 1-Year Est. Return

MHS

M Holdings Securities Portland, Oregon $1.48B AUM 26.15% 1-Year Est. Return

Cambridge Investment Research Advisors Fairfield, Iowa $44.6B AUM 28.94% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Regal Investment Advisors's RESP Position: Q1 2015 in Review

Regal Investment Advisors sold out of WisdomTree U.S. ESG Fund (RESP) in Q1 2015, closing a stake of 717 shares — an estimated $18K sold.

Regal Investment Advisors first reported a position in RESP in Q3 2013 and held it in 6 quarters. The position peaked at $18K in Q4 2014. 23 funds tracked by Wall St. Rank hold RESP as of Q1 2015.

Regal Investment Advisors reported no remaining WisdomTree U.S. ESG Fund position as of Q1 2015 after selling out during the quarter.
Regal Investment Advisors sold 717 WisdomTree U.S. ESG Fund shares in Q1 2015, an estimated $18K.
Regal Investment Advisors first reported a position in WisdomTree U.S. ESG Fund in Q3 2013 and held it in 6 quarters.
Regal Investment Advisors's WisdomTree U.S. ESG Fund position peaked at $18K in Q4 2014.
23 funds tracked by Wall St. Rank held WisdomTree U.S. ESG Fund as of Q1 2015.

Based on Regal Investment Advisors's 13F filing for Q1 2015, filed 30 Apr 2015.