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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+4.14%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$373M
AUM Growth
+$42.1M
Cap. Flow
+$35.3M
Cap. Flow %
9.46%
Top 10 Hldgs %
21.59%
Holding
1,086
New
121
Increased
327
Reduced
243
Closed
144

Top Buys

Rank Stock Value
1
LZB icon
La-Z-Boy
LZB
+$12.8M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$6.16M
3
VNQ icon
Vanguard Real Estate ETF
VNQ
+$3.77M
4
RGR icon
Sturm, Ruger & Co
RGR
+$2.89M
5
WFM
Whole Foods Market Inc
WFM
+$2.56M

Top Sells

Rank Stock Value
1
AAXJ icon
iShares MSCI All Country Asia ex Japan ETF
AAXJ
+$3.49M
2
PCYC
PHARMACYCLICS INC
PCYC
+$2.92M
3
KMR
KINDER MORGAN MANAGEMENT LLC
KMR
+$2.83M
4
EBAY icon
eBay
EBAY
+$2.42M
5
KO icon
Coca-Cola
KO
+$2.28M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 8.61%
2 Financials 5.71%
3 Healthcare 5.48%
4 Consumer Staples 4.32%
5 Energy 3.95%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LOCK
1051
DELISTED
LifeLock, Inc.
LOCK
– –
-1,135
Closed -$16K
ITC
1052
DELISTED
ITC HOLDINGS CORP
ITC
– –
-164
Closed -$6K
NQM
1053
DELISTED
NUVEEN INVESTMENT QLTY MUNI FD
NQM
– –
-550
Closed -$8K
NPP
1054
DELISTED
NUVEEN PERFORMANCE+MUN FUND
NPP
– –
-1,500
Closed -$22K
CSH
1055
DELISTED
CASH AMERICA INTERNATIONAL INC
CSH
– –
-110
Closed -$2K
OIBR
1056
DELISTED
OI S A SPONSORED ADR REPSTG PFD NEW (BRA)
OIBR
$0 ﹤0.01%
+31
New +$1.52K
CRC
1057
DELISTED
California Resources Corporation
CRC
$0 ﹤0.01%
+5
New +$301
LINE
1058
DELISTED
LINN ENERGY LLC COM UTS REP LTD LIABILITY CO INTS
LINE
$0 ﹤0.01%
33
-1,154
-97% -$23.7K
BBLU
1059
DELISTED
BLUE EARTH, INC. COMMON STOCK
BBLU
– –
-3,000
Closed -$11K
REE
1060
DELISTED
RARE ELEMENT RES LTD
REE
$0 ﹤0.01%
100
– –
ALU
1061
DELISTED
Alcatel-Lucent
ALU
$0 ﹤0.01%
44
-19
-30% -$59
SD
1062
DELISTED
SANDRIDGE ENERGY, INC.
SD
$0 ﹤0.01%
100
– –
CSG
1063
DELISTED
CHAMBERS STR PPTYS COM
CSG
– –
-4,123
Closed -$31K
CMLP
1064
DELISTED
CRESTWOOD MIDSTREAM PARTNERS LP NEW UTS REP LTD PRT INT (DE)
CMLP
– –
-2,500
Closed -$57K
MCP
1065
DELISTED
MOLYCORP INC COM STK
MCP
$0 ﹤0.01%
100
– –
PCYC
1066
DELISTED
PHARMACYCLICS INC
PCYC
– –
-24,832
Closed -$2.92M
COCO
1067
DELISTED
CORINTHIAN COLLEGES INC
COCO
$0 ﹤0.01%
260
– –
ROC
1068
DELISTED
ROCKWOOD HLDGS INC
ROC
– –
-700
Closed -$54K
FST
1069
DELISTED
FOREST OIL CORPORATION
FST
– –
-200
Closed –
KMP
1070
DELISTED
KINDER MORGAN ENER PNTRS L.P.
KMP
– –
-9,313
Closed -$869K
KMR
1071
DELISTED
KINDER MORGAN MANAGEMENT LLC
KMR
– –
-30,518
Closed -$2.83M
EPB
1072
DELISTED
EL PASO PIPELINE PARTNERS, L.P. COM UNITS REPSTG LTD PART
EPB
– –
-45
Closed -$2K
QTWW
1073
DELISTED
QUANTUM FUEL SYS TECHNOLOGIES WORLDWIDE INC COM STK (DE)
QTWW
$0 ﹤0.01%
4
– –
BTM
1074
DELISTED
OI S.A. SPON ADR REPSTG 3 PFD SHS (BRA)
BTM
– –
-312
Closed –
ESV
1075
DELISTED
Ensco Rowan plc
ESV
– –
-77
Closed -$13K
40 41 42
43
44

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CC
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VCM
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ESBC
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SFI
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MAM
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DF
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WJA
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Regal Investment Advisors's Q4 2014 Portfolio in Review

As of Q4 2014, Regal Investment Advisors held 1,086 positions worth $373M, up 13% from $331M the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Regal Investment Advisors deployed $35.3M of net new capital in Q4 2014, opening 121 new positions and adding to 327 existing holdings. Its largest new stake was CF Industries: 48,460 shares worth $2.64M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 8.6% of assets, up from 5% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was iShares MSCI All Country Asia ex Japan ETF, an estimated $3.49M trimmed.

  • Regal Investment Advisors's largest Q4 2014 buy was CF Industries: 48,460 shares worth $2.64M.
  • Regal Investment Advisors added most to La-Z-Boy in Q4 2014, an estimated $12.8M increase.
  • Regal Investment Advisors's biggest Q4 2014 reduction was iShares MSCI All Country Asia ex Japan ETF, cutting an estimated $3.49M.
  • Regal Investment Advisors fully exited PHARMACYCLICS INC in Q4 2014, selling an estimated $2.92M.
  • Regal Investment Advisors's ten largest holdings make up 22% of its $373M portfolio in Q4 2014.
  • Regal Investment Advisors opened 121 new positions and closed 144 in Q4 2014.
  • Regal Investment Advisors's portfolio value rose 13% quarter-over-quarter to $373M.

Based on Regal Investment Advisors's 13F filing for Q4 2014, filed 11 Feb 2015.