RIA
ROC

Regal Investment Advisors’s ROCKWOOD HLDGS INC ROC Stock Holding History

Regal Investment Advisors’s Portfolio ROC Stock Details ROC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q4 		– Sell
-700
Closed -$54K – 1068
2014
Q3 		$54K Sell
700
-300
-30% -$24K 0.02% 404
2014
Q2 		$76K Hold
1,000
– – 0.03% 317
2014
Q1 		$74K Hold
1,000
– – 0.03% 301
2013
Q4 		$72K Hold
1,000
– – 0.04% 245
2013
Q3 		$67K Hold
1,000
– – 0.04% 272
2013
Q2 		$64K Buy
+1,000
New +$64.6K 0.04% 273

Other funds holding ROC

Capital Research Global Investors
Capital Research Global Investors Los Angeles, California $645B AUM 30.41% 1-Year Est. Return
Vanguard Group
Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return
SC
Sculptor Capital New York $9.61B AUM 27.49% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
FCM
Farallon Capital Management San Francisco, California $17.5B AUM 50.95% 1-Year Est. Return
D.E. Shaw & Co
D.E. Shaw & Co New York $166B AUM 43.98% 1-Year Est. Return
TAL
TIG Advisors LLC New York $2.16B AUM 72.99% 1-Year Est. Return
Adage Capital Partners
Adage Capital Partners Boston, Massachusetts $64.8B AUM 42.7% 1-Year Est. Return
AQR Capital Management
AQR Capital Management Greenwich, Connecticut $218B AUM 29.41% 1-Year Est. Return
BHMP
Bardin Hill Management Partners New York $80.3M AUM 31.39% 1-Year Est. Return

Regal Investment Advisors's ROC Position: Q4 2014 in Review

Regal Investment Advisors sold out of ROCKWOOD HLDGS INC (ROC) in Q4 2014, closing a stake of 700 shares — an estimated $54K sold.

Regal Investment Advisors first reported a position in ROC in Q2 2013 and held it in 6 quarters. The position peaked at $76K in Q2 2014. 246 funds tracked by Wall St. Rank hold ROC as of Q4 2014.

  • Regal Investment Advisors reported no remaining ROCKWOOD HLDGS INC position as of Q4 2014 after selling out during the quarter.
  • Regal Investment Advisors sold 700 ROCKWOOD HLDGS INC shares in Q4 2014, an estimated $54K.
  • Regal Investment Advisors first reported a position in ROCKWOOD HLDGS INC in Q2 2013 and held it in 6 quarters.
  • Regal Investment Advisors's ROCKWOOD HLDGS INC position peaked at $76K in Q2 2014.
  • 246 funds tracked by Wall St. Rank held ROCKWOOD HLDGS INC as of Q4 2014.

Based on Regal Investment Advisors's 13F filing for Q4 2014, filed 11 Feb 2015.