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ROC

ROCKWOOD HLDGS INC
ROC

Delisted

ROC was delisted on the 12th of January, 2015.

233 hedge funds and large institutions have $4.7B invested in ROCKWOOD HLDGS INC in 2013 Q3 according to their latest regulatory filings, with 36 funds opening new positions, 102 increasing their positions, 70 reducing their positions, and 24 closing their positions.

New
Increased
Maintained
Reduced
Closed

328% more call options, than puts

Call options by funds: $72.2M | Put options by funds: $16.8M

50% more first-time investments, than exits

New positions opened: 36 | Existing positions closed: 24

46% more repeat investments, than reductions

Existing positions increased: 102 | Existing positions reduced: 70

40% more funds holding in top 10

Funds holding in top 10: 57 (+2)

5% more funds holding

Funds holding: 222233 (+11)

3% more capital invested

Capital invested by funds: $4.56B → $4.7B (+$134M)

Holders
233
Holders Change
+11
Holders Change %
+4.95%
% of All Funds
7.56%
Holding in Top 10
7
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+40%
% of All Funds
0.23%
New
36
Increased
102
Reduced
70
Closed
24
Calls
$72.2M
Puts
$16.8M
Net Calls
+$55.3M
Net Calls Change
-$13.6M
Name Holding Trade Value Shares
Change
Change in
Stake
T. Rowe Price Associates
1
T. Rowe Price Associates
Maryland
$696M +$38.5M +583,300 +6%
Vanguard Group
2
Vanguard Group
Pennsylvania
$270M -$1,000K -15,156 -0.4%
First Eagle Investment Management
3
First Eagle Investment Management
New York
$265M +$45.3M +685,945 +21%
OH
4
Orbis Holdings
Bermuda
$243M -$428K -6,487 -0.2%
Barrow, Hanley, Mewhinney & Strauss
5
Barrow, Hanley, Mewhinney & Strauss
Texas
$191M +$13.2M +200,085 +8%
FAM
6
Fred Alger Management
New York
$185M +$18.7M +283,765 +11%
IAM
7
Iridian Asset Management
Connecticut
$178M -$34M -515,990 -16%
Morgan Stanley
8
Morgan Stanley
New York
$169M -$240M -3,644,504 -59%
GCM
9
Gates Capital Management
New York
$168M +$32.1M +485,878 +24%
BIT
10
BlackRock Institutional Trust
California
$126M +$1.47M +22,331 +1%
WHG
11
Westwood Holdings Group
Texas
$114M +$111M +1,687,168 +8,588%
Adage Capital Partners
12
Adage Capital Partners
Massachusetts
$95.9M +$39.9M +604,873 +73%
D.E. Shaw & Co
13
D.E. Shaw & Co
New York
$94M +$9.75M +147,857 +12%
CCM
14
Cadian Capital Management
New York
$91.3M +$990K +15,000 +1%
AIM
15
Atlantic Investment Management
New York
$78.8M -$67.5M -1,022,620 -46%
Fidelity Investments
16
Fidelity Investments
Massachusetts
$74.1M -$70.3M -1,065,597 -49%
Invesco
17
Invesco
Georgia
$71M +$400K +6,058 +0.6%
CS
18
Credit Suisse
Switzerland
$67.2M +$50.3M +762,808 +316%
ClearBridge Investments
19
ClearBridge Investments
New York
$63.4M +$2.03M +30,784 +3%
AC
20
Axon Capital
New York
$60.7M -$74.3M -1,125,862 -55%
State Street
21
State Street
Massachusetts
$58.3M +$481K +7,287 +0.8%
William Blair & Company
22
William Blair & Company
Illinois
$53.9M +$5.93M +89,839 +13%
SC
23
Sculptor Capital
New York
$44.7M -$124M -1,875,249 -74%
Allianz Asset Management
24
Allianz Asset Management
Germany
$43.3M -$6.25M -94,775 -13%
Westfield Capital Management
25
Westfield Capital Management
Massachusetts
$41.2M +$277K +4,205 +0.7%

ROC Hedge Fund Activity: Q3 2013 in Review

233 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in ROCKWOOD HLDGS INC (ROC) for Q3 2013, worth a combined $4.7B — up 2.9% from $4.56B a quarter earlier.

Buyers outnumbered sellers: 36 funds opened new ROC positions and 24 closed out — a net gain of 12 holders — while 102 added to existing stakes and 70 trimmed.

The largest buyer was Westwood Holdings Group, adding an estimated $111M. The largest seller was Morgan Stanley, cutting an estimated $240M.

  • 233 institutional investors held ROCKWOOD HLDGS INC (ROC) as of Q3 2013, up from 222 in Q2 2013.
  • Funds reported $4.7B of ROCKWOOD HLDGS INC stock for Q3 2013, up 2.9% quarter-over-quarter.
  • 36 funds opened new ROCKWOOD HLDGS INC positions in Q3 2013 and 24 closed out, a net change of +12 holders.
  • The largest ROCKWOOD HLDGS INC buyer in Q3 2013 was Westwood Holdings Group, an estimated $111M added.
  • The largest ROCKWOOD HLDGS INC seller in Q3 2013 was Morgan Stanley, an estimated $240M sold.

Based on aggregated 13F filings for Q3 2013.