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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
-6.89%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$385M
AUM Growth
+$15.5M
Cap. Flow
+$48.1M
Cap. Flow %
12.48%
Top 10 Hldgs %
18.06%
Holding
1,192
New
215
Increased
313
Reduced
234
Closed
74

Top Buys

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$9M
2
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$8.41M
3
MBB icon
iShares MBS ETF
MBB
+$5.53M
4
KFRC icon
Kforce
KFRC
+$3.55M
5
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
+$3.41M

Top Sells

Rank Stock Value
1
BKLN icon
Invesco Senior Loan ETF
BKLN
+$4.02M
2
CACC icon
Credit Acceptance
CACC
+$3.68M
3
EWJ icon
iShares MSCI Japan ETF
EWJ
+$3.42M
4
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$3.42M
5
BAX icon
Baxter International
BAX
+$2.93M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 9.14%
2 Financials 5.94%
3 Healthcare 5.9%
4 Industrials 5.59%
5 Technology 4.73%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TBF icon
951
ProShares Short 20+ Year Treasury ETF
TBF
$104M
$2K ﹤0.01%
+86
New +$2.16K
TRN icon
952
Trinity Industries
TRN
$2.38B
$2K ﹤0.01%
+139
New +$2.64K
TSM icon
953
TSMC
TSM
$2.18T
$2K ﹤0.01%
+100
New +$2.1K
TWM icon
954
ProShares UltraShort Russell2000
TWM
$41.3M
$2K ﹤0.01%
+3
New +$2.27K
USB icon
955
US Bancorp
USB
$99.6B
$2K ﹤0.01%
51
– –
VEU icon
956
Vanguard FTSE All-World ex-US ETF
VEU
$68.5B
$2K ﹤0.01%
68
-2,309
-97% -$107K
VSAT icon
957
Viasat
VSAT
$11.1B
$2K ﹤0.01%
+32
New +$1.95K
WYNN icon
958
Wynn Resorts
WYNN
$10.6B
$2K ﹤0.01%
+50
New +$4.34K
SPWR
959
DELISTED
SunPower Corporation Common Stock
SPWR
$2K ﹤0.01%
153
– –
VJET
960
DELISTED
VOXELJET AG American Depositary Shares (each representing one Ordinary Share)
VJET
$2K ﹤0.01%
103
– –
ASNA
961
DELISTED
Ascena Retail Group, Inc.
ASNA
$2K ﹤0.01%
10
– –
LCM
962
DELISTED
Advent/Claymore Enhanced Gth & F
LCM
$2K ﹤0.01%
325
– –
KITE
963
DELISTED
Kite Pharma, Inc.
KITE
$2K ﹤0.01%
+37
New +$2.33K
GM.WS.A
964
DELISTED
GENERAL MOTORS COMPANY WARRANT (EXPIRES 07/10/2016)
GM.WS.A
$2K ﹤0.01%
+127
New +$2.67K
BBEP
965
DELISTED
BREITBURN ENERGY PARTNERS LP COM UNITS RPTNG LTD PRTNRSHIP
BBEP
$2K ﹤0.01%
1,165
– –
PDLI
966
DELISTED
PDL BioPharma, Inc.
PDLI
$2K ﹤0.01%
500
-350
-41% -$2.01K
PLM
967
DELISTED
PolyMet Mining Corp.
PLM
$2K ﹤0.01%
300
– –
AEG icon
968
Aegon
AEG
$14.1B
$1K ﹤0.01%
331
– –
ALLE icon
969
Allegion
ALLE
$14.4B
$1K ﹤0.01%
+20
New +$1.22K
AVNS
970
DELISTED
Avanos Medical
AVNS
$1K ﹤0.01%
53
– –
AWF
971
AllianceBernstein Global High Income Fund
AWF
$872M
$1K ﹤0.01%
120
– –
BME icon
972
BlackRock Health Sciences Trust
BME
$570M
$1K ﹤0.01%
+50
New +$2.21K
BPT
973
DELISTED
BP Prudhoe Bay Royalty Trust
BPT
$1K ﹤0.01%
40
– –
CME icon
974
CME Group
CME
$94.8B
$1K ﹤0.01%
16
– –
CROX icon
975
Crocs
CROX
$6.55B
$1K ﹤0.01%
90
– –
37 38
39
40 41

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PAIM
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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
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Regal Investment Advisors's Q3 2015 Portfolio in Review

As of Q3 2015, Regal Investment Advisors held 1,192 positions worth $385M, up 4.2% from $370M the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Regal Investment Advisors deployed $48.1M of net new capital in Q3 2015, opening 215 new positions and adding to 313 existing holdings. Its largest new stake was Kforce: 138,869 shares worth $3.65M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 9.1% of assets, up from 8.7% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Invesco Senior Loan ETF, an estimated $4.02M trimmed.

  • Regal Investment Advisors's largest Q3 2015 buy was Kforce: 138,869 shares worth $3.65M.
  • Regal Investment Advisors added most to iShares 1-3 Year Treasury Bond ETF in Q3 2015, an estimated $9M increase.
  • Regal Investment Advisors's biggest Q3 2015 reduction was Invesco Senior Loan ETF, cutting an estimated $4.02M.
  • Regal Investment Advisors fully exited Invesco CurrencyShares Swiss Franc Trust in Q3 2015, selling an estimated $544K.
  • Regal Investment Advisors's ten largest holdings make up 18% of its $385M portfolio in Q3 2015.
  • Regal Investment Advisors opened 215 new positions and closed 74 in Q3 2015.
  • Regal Investment Advisors's portfolio value rose 4.2% quarter-over-quarter to $385M.

Based on Regal Investment Advisors's 13F filing for Q3 2015, filed 12 Nov 2015.