RIA
LCM

Regal Investment Advisors’s Advent/Claymore Enhanced Gth & F LCM Stock Holding History

Regal Investment Advisors’s Portfolio LCM Stock Details LCM Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2015
Q4 		– Sell
-325
Closed -$2K – 1000
2015
Q3 		$2K Hold
325
– – ﹤0.01% 962
2015
Q2 		$2K Hold
325
– – ﹤0.01% 862
2015
Q1 		$3K Hold
325
– – ﹤0.01% 891
2014
Q4 		$3K Hold
325
– – ﹤0.01% 832
2014
Q3 		$3K Buy
+325
New +$3.29K ﹤0.01% 862
2014
Q2 		– Sell
-325
Closed -$3K – 966
2014
Q1 		$3K Hold
325
– – ﹤0.01% 805
2013
Q4 		$3K Hold
325
– – ﹤0.01% 741
2013
Q3 		$3K Hold
325
– – ﹤0.01% 776
2013
Q2 		$3K Buy
+325
New +$3.24K ﹤0.01% 771

Other funds holding LCM

BI
Bulldog Investors Saddle Brook, New Jersey $445M AUM 2.55% 1-Year Est. Return
MIG
Mariner Investment Group Harrison, New York $463M AUM 13.33% 1-Year Est. Return
SCM
Saba Capital Management New York $3.62B AUM 13% 1-Year Est. Return
RCM
Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
AAM
Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return
IA
Icon Advisers Greenwood Village, Colorado $433M AUM 40.01% 1-Year Est. Return
SIA
Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Regal Investment Advisors's LCM Position: Q4 2015 in Review

Regal Investment Advisors sold out of Advent/Claymore Enhanced Gth & F (LCM) in Q4 2015, closing a stake of 325 shares — an estimated $2K sold.

Regal Investment Advisors first reported a position in LCM in Q2 2013 and held it in 9 quarters. The position peaked at $3K in Q1 2015. 37 funds tracked by Wall St. Rank hold LCM as of Q4 2015.

  • Regal Investment Advisors reported no remaining Advent/Claymore Enhanced Gth & F position as of Q4 2015 after selling out during the quarter.
  • Regal Investment Advisors sold 325 Advent/Claymore Enhanced Gth & F shares in Q4 2015, an estimated $2K.
  • Regal Investment Advisors first reported a position in Advent/Claymore Enhanced Gth & F in Q2 2013 and held it in 9 quarters.
  • Regal Investment Advisors's Advent/Claymore Enhanced Gth & F position peaked at $3K in Q1 2015.
  • 37 funds tracked by Wall St. Rank held Advent/Claymore Enhanced Gth & F as of Q4 2015.

Based on Regal Investment Advisors's 13F filing for Q4 2015, filed 8 Feb 2016.