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LCM

Advent/Claymore Enhanced Gth & F

Delisted

LCM was delisted on the 24th of August, 2018.

30 hedge funds and large institutions have $27.9M invested in Advent/Claymore Enhanced Gth & F in 2014 Q3 according to their latest regulatory filings, with 6 funds opening new positions, 10 increasing their positions, 11 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

20% more first-time investments, than exits

New positions opened: 6 | Existing positions closed: 5

3% more funds holding

Funds holding: 2930 (+1)

9% less repeat investments, than reductions

Existing positions increased: 10 | Existing positions reduced: 11

15% less capital invested

Capital invested by funds: $32.7M → $27.9M (-$4.82M)

Holders
30
Holders Change
+1
Holders Change %
+3.45%
% of All Funds
0.87%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
6
Increased
10
Reduced
11
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
AAM
1
Advisors Asset Management
Colorado
$12.2M -$673K -66,581 -5%
Morgan Stanley
2
Morgan Stanley
New York
$4.26M +$495K +48,929 +12%
RCM
3
Rivernorth Capital Management
Florida
$3.02M -$893K -88,324 -22%
Deutsche Bank
4
Deutsche Bank
Germany
$1.73M -$7.51K -743 -0.4%
RJA
5
Raymond James & Associates
Florida
$747K +$3.55K +351 +0.4%
Invesco
6
Invesco
Georgia
$725K -$550K -54,394 -42%
SG Americas Securities
7
SG Americas Securities
New York
$659K -$3.43K -339 -0.5%
AQR Capital Management
8
AQR Capital Management
Connecticut
$597K -$335K -33,088 -34%
TC
9
TFS Capital
Pennsylvania
$500K +$340K +33,632 +176%
Wells Fargo
10
Wells Fargo
California
$499K +$7.49K +741 +1%
PPA
11
Parametric Portfolio Associates
Washington
$489K +$48.4K +4,790 +10%
DA
12
Doliver Advisors
Texas
$403K +$262K +25,946 +157%
Bank of America
13
Bank of America
North Carolina
$340K -$142K -14,057 -28%
VKH
14
Virtu KCG Holdings
New York
$331K +$353K +34,899 New
WAM
15
Wolverine Asset Management
Illinois
$205K +$219K +21,675 New
SFS
16
Shaker Financial Services
Virginia
$180K -$52.2K -5,163 -21%
CA
17
Cornerstone Advisors
North Carolina
$140K -$329K -32,582 -69%
SKK
18
Shepherd Kaplan Krochuk
Massachusetts
$135K
STI
19
Susquehanna Trust & Investment
Pennsylvania
$115K +$9.86K +975 +9%
LPL Financial
20
LPL Financial
California
$114K -$10.1K -1,000 -8%
AIG
21
American International Group
New York
$105K -$10.1K -1,000 -8%
ACM
22
Argentus Capital Management
Texas
$103K +$110K +10,842 New
U
23
UBS
Switzerland
$69K +$59.8K +5,916 +447%
Citigroup
24
Citigroup
New York
$67K +$15.6K +1,540 +28%
Ameriprise
25
Ameriprise
Minnesota
$57K

LCM Hedge Fund Activity: Q3 2014 in Review

30 of the 3,447 institutional investors tracked by Wall St. Rank reported a position in Advent/Claymore Enhanced Gth & F (LCM) for Q3 2014, worth a combined $27.9M — down 15% from $32.7M a quarter earlier.

Buyers outnumbered sellers: 6 funds opened new LCM positions and 5 closed out — a net gain of 1 holder — while 10 added to existing stakes and 11 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $495K. The largest seller was Bulldog Investors, exiting entirely with an estimated $1.06M sold.

  • 30 institutional investors held Advent/Claymore Enhanced Gth & F (LCM) as of Q3 2014, up from 29 in Q2 2014.
  • Funds reported $27.9M of Advent/Claymore Enhanced Gth & F stock for Q3 2014, down 15% quarter-over-quarter.
  • 6 funds opened new Advent/Claymore Enhanced Gth & F positions in Q3 2014 and 5 closed out, a net change of +1 holder.
  • The largest Advent/Claymore Enhanced Gth & F buyer in Q3 2014 was Morgan Stanley, an estimated $495K added.
  • The largest Advent/Claymore Enhanced Gth & F seller in Q3 2014 was Bulldog Investors, an estimated $1.06M sold.

Based on aggregated 13F filings for Q3 2014.